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NNI

NELNET INC

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3982
SEC CIK
0001258602
Parsed reports
308

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2021 Filed Jun 11, 2021 18:58 UTC SaleClass A Common Stock 1,548 $74.46 $115,264.08
Disclosure

SEC source: 0001437749-21-014637 · rdgdoc.xml · nonDerivative · entry 5

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Butterfield GST Non-Exempt Marital Trust

Disclosed balance after: 88,962

F3 · kind: These shares were sold by the Butterfield GST Non-Exempt Marital Trust pursuant to a Rule 10b5-1 Trading Plan adopted by such trust on June 3, 2021 for purposes of meeting long-term estate planning and diversification objectives of such trust.

F4 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.82 to $74.75, inclusive.

F2 · balance_after: Shares held by the Stephen F. Butterfield GST Non-Exempt Marital Trust (the "Butterfield GST Non-Exempt Marital Trust"), an estate planning trust for the family of Stephen F. Butterfield. The reporting person reports beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 18:58 UTC SaleClass A Common Stock 5,000 $74.63 $373,150.00
Disclosure

SEC source: 0001437749-21-014637 · rdgdoc.xml · nonDerivative · entry 4

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Butterfield GST Non-Exempt Marital Trust

Disclosed balance after: 90,510

F3 · kind: These shares were sold by the Butterfield GST Non-Exempt Marital Trust pursuant to a Rule 10b5-1 Trading Plan adopted by such trust on June 3, 2021 for purposes of meeting long-term estate planning and diversification objectives of such trust.

F4 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.24 to $74.95, inclusive.

F2 · balance_after: Shares held by the Stephen F. Butterfield GST Non-Exempt Marital Trust (the "Butterfield GST Non-Exempt Marital Trust"), an estate planning trust for the family of Stephen F. Butterfield. The reporting person reports beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:58 UTC SaleClass A Common Stock 5,000 $74.72 $373,600.00
Disclosure

SEC source: 0001437749-21-014637 · rdgdoc.xml · nonDerivative · entry 3

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Butterfield GST Non-Exempt Marital Trust

Disclosed balance after: 95,510

F3 · kind: These shares were sold by the Butterfield GST Non-Exempt Marital Trust pursuant to a Rule 10b5-1 Trading Plan adopted by such trust on June 3, 2021 for purposes of meeting long-term estate planning and diversification objectives of such trust.

F4 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.37 to $75.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5), (6), (7), (8), (9) and (10) to this Form 4.

F2 · balance_after: Shares held by the Stephen F. Butterfield GST Non-Exempt Marital Trust (the "Butterfield GST Non-Exempt Marital Trust"), an estate planning trust for the family of Stephen F. Butterfield. The reporting person reports beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:58 UTC ConversionClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-014637 · rdgdoc.xml · nonDerivative · entry 2

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Butterfield GST Non-Exempt Marital Trust

Disclosed balance after: 100,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's Class B common stock are convertible at a fixed one-for-one ratio into an equal number of shares of the issuer's Class A common stock at any time at the holder's option. On June 9, 2021, the Stephen F. Butterfield GST Non-Exempt Marital Trust converted 100,000 shares of Class B common stock into 100,000 shares of Class A common stock. Such conversion of convertible common stock at a fixed ratio was exempt from Section 16(b) under Rule 16-6(b).

F2 · balance_after: Shares held by the Stephen F. Butterfield GST Non-Exempt Marital Trust (the "Butterfield GST Non-Exempt Marital Trust"), an estate planning trust for the family of Stephen F. Butterfield. The reporting person reports beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:58 UTC ConversionClass B Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-014637 · rdgdoc.xml · nonDerivative · entry 1

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Butterfield GST Non-Exempt Marital Trust

Disclosed balance after: 407,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's Class B common stock are convertible at a fixed one-for-one ratio into an equal number of shares of the issuer's Class A common stock at any time at the holder's option. On June 9, 2021, the Stephen F. Butterfield GST Non-Exempt Marital Trust converted 100,000 shares of Class B common stock into 100,000 shares of Class A common stock. Such conversion of convertible common stock at a fixed ratio was exempt from Section 16(b) under Rule 16-6(b).

F2 · balance_after: Shares held by the Stephen F. Butterfield GST Non-Exempt Marital Trust (the "Butterfield GST Non-Exempt Marital Trust"), an estate planning trust for the family of Stephen F. Butterfield. The reporting person reports beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

Read SEC document
April 09, 2021 Filed Jun 11, 2021 19:02 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-014640 · rdgdoc.xml · nonDerivative · entry 1

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929,574

F1 · kind: This gift to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on March 8, 2021.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

Read SEC document
March 17, 2021 Filed Jun 11, 2021 23:07 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
GiftClass A Common Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-014644 · rdgdoc.xml · nonDerivative · entry 2

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,050

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales or other transfers of stock under the plan and the pre-planned trades or other transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F4 · kind: This gift to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on December 17, 2020.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 16:33 UTC
Tewes TimothyPresident
GrantClass A Common Stock 13,467 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005936 · rdgdoc.xml · nonDerivative · entry 1

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,583

F1 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F2 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:36 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 569 $74.26 $42,253.94
Disclosure

SEC source: 0001437749-21-005943 · rdgdoc.xml · nonDerivative · entry 8

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,538

F6 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2021 award by the issuer of 1,936 shares of bonus compensation stock.

F7 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for February 26, 2021 through March 4, 2021.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:36 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
GrantClass A Common Stock 1,936 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005943 · rdgdoc.xml · nonDerivative · entry 7

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,107

F5 · shares: These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2020 paid in stock, which the reporting person became entitled to receive on March 10, 2021.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:36 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
GrantClass A Common Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005943 · rdgdoc.xml · nonDerivative · entry 6

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,171

F4 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:36 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 141 $76.70 $10,814.70
Disclosure

SEC source: 0001437749-21-005943 · rdgdoc.xml · nonDerivative · entry 5

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,151

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2021.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:36 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 108 $76.70 $8,283.60
Disclosure

SEC source: 0001437749-21-005943 · rdgdoc.xml · nonDerivative · entry 4

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,292

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2021.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:36 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 107 $76.70 $8,206.90
Disclosure

SEC source: 0001437749-21-005943 · rdgdoc.xml · nonDerivative · entry 3

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,400

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2021.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:36 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 129 $76.70 $9,894.30
Disclosure

SEC source: 0001437749-21-005943 · rdgdoc.xml · nonDerivative · entry 2

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,507

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2021.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:36 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 152 $76.70 $11,658.40
Disclosure

SEC source: 0001437749-21-005943 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,636

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2021.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 16:27 UTC
HEIMES TERRY JChief Operating Officer
Tax withholdingClass A Common Stock 3,006 $74.26 $223,225.56
Disclosure

SEC source: 0001437749-21-005920 · rdgdoc.xml · nonDerivative · entry 3

HEIMES TERRY J · CIK 0001269804 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,882

F4 · shares: Shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2021 award by the issuer of 5,883 shares of bonus compensation stock.

F5 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for February 26, 2021 through March 4, 2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 16:27 UTC
HEIMES TERRY JChief Operating Officer
GrantClass A Common Stock 5,883 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005920 · rdgdoc.xml · nonDerivative · entry 2

HEIMES TERRY J · CIK 0001269804 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,888

F3 · shares: These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2020 paid in stock, which the reporting person became entitled to receive on March 10, 2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 16:27 UTC
HEIMES TERRY JChief Operating Officer
GrantClass A Common Stock 13,467 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005920 · rdgdoc.xml · nonDerivative · entry 1

HEIMES TERRY J · CIK 0001269804 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,005

F1 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F2 · balance_after: This number of shares reflects the contribution on June 3, 2020 of a total of 94,921 shares by the reporting person to a revocable trust established by the reporting person as discussed in footnote (6) below.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 16:23 UTC
NOORDHOEK JEFFREY RChief Executive Officer
GrantClass A Common Stock 13,467 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005918 · rdgdoc.xml · nonDerivative · entry 3

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,560

F4 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F5 · balance_after: Includes 5,073 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 29 shares under the issuer's Employee Share Purchase Plan since March 12, 2020. Also includes 671 shares distributed to the reporting person by The Noordhoek Charitable Remainder Unitrust I on December 31, 2020 as discussed in footnote (7) below.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:30 UTC
Kruger James DChief Financial Officer
Tax withholdingClass A Common Stock 1,592 $74.26 $118,221.92
Disclosure

SEC source: 0001437749-21-005931 · rdgdoc.xml · nonDerivative · entry 3

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,323

F4 · shares: Shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2021 award by the issuer of 5,421 shares of bonus compensation stock.

F5 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for February 26, 2021 through March 4, 2021.

F2 · balance_after: Includes 3,138 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 466 shares under the issuer's Employee Share Purchase Plan since March 12, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:30 UTC
Kruger James DChief Financial Officer
GrantClass A Common Stock 5,421 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005931 · rdgdoc.xml · nonDerivative · entry 2

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,915

F3 · shares: These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2020 paid in stock, which the reporting person became entitled to receive on March 10, 2021.

F2 · balance_after: Includes 3,138 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 466 shares under the issuer's Employee Share Purchase Plan since March 12, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:30 UTC
Kruger James DChief Financial Officer
GrantClass A Common Stock 13,467 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005931 · rdgdoc.xml · nonDerivative · entry 1

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,494

F1 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F2 · balance_after: Includes 3,138 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 466 shares under the issuer's Employee Share Purchase Plan since March 12, 2020.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:32 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
SaleClass A Common Stock 2,000 $74.95 $149,900.00
Disclosure

SEC source: 0001437749-21-005007 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,788

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan (the "Plan") entered into by the reporting person on November 11, 2020. The Plan provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date of November 10, 2021. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over purchases or sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 02, 2021 Filed Jun 11, 2021 23:07 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
GiftClass A Common Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-014644 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,200

F1 · kind: This gift to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on November 30, 2020.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales or other transfers of stock under the plan and the pre-planned trades or other transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
February 22, 2021 Filed Feb 14, 2022 21:54 UTC PurchaseClass A Common Stock 1,000 $69.95 $69,950.00
Disclosure

SEC source: 0001437749-22-003284 · rdgdoc.xml · nonDerivative · entry 1

Bansal Preeta D · CIK 0001758392 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family member's IRA

Disclosed balance after: 1,000

F1 · shares: These shares were acquired by a member of the reporting person's immediate family who lives in the same household as the reporting person, for an individual retirement account. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: These shares were acquired by a member of the reporting person's immediate family who lives in the same household as the reporting person, for an individual retirement account. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 09, 2021 Filed Feb 23, 2021 21:17 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
SaleClass A Common Stock 2,000 $73.24 $146,480.00
Disclosure

SEC source: 0001437749-21-003787 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,788

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan (the "Plan") entered into by the reporting person on November 11, 2020. The Plan provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date of November 10, 2021. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over purchases or sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F3 · balance_after: Includes 500 shares held jointly with spouse.

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February 05, 2021 Filed Mar 12, 2021 16:39 UTC GiftClass B Common Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005945 · rdgdoc.xml · nonDerivative · entry 1

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,641

F1 · kind: This transaction involved a gift by the reporting person to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 6,672 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 12

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CLAT

Disclosed balance after: 38,291

F13 · balance_after: Shares held by a charitable lead annuity trust ("CLAT") established by Stephen F. Butterfield, of which CLAT the descendants of the reporting person are included as remainder beneficiaries, which number of shares reflects the gift distribution from the CLAT to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code of 6,672 shares on December 31, 2020, pursuant to the terms of the CLAT. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 46,449 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 11

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,041

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 46,449 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 10

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F12 · balance_after: Shares were held by a separate GRAT established by Stephen F. Butterfield on December 18, 2015. In connection with the expiration of the term of such trust on December 18, 2020, 46,449 shares were transferred to the reporting person by gift on December 31, 2020 pursuant to the terms of such trust. Prior to such transfer, 12,938 shares were transferred to the Butterfield Estate in the final annuity distribution on December 18, 2020, and continue to be reported in this Form 4 as indirectly owned by the Butterfield Estate.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 45,205 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 9

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,592

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 45,205 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 8

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F11 · balance_after: Shares were held by a GRAT established by Stephen F. Butterfield on December 18, 2015. In connection with the expiration of the term of such trust on December 18, 2020, 45,205 shares were transferred to the reporting person by gift on December 31, 2020 pursuant to the terms of such trust. Prior to such transfer, 9,135 shares were transferred to the Estate of Stephen F. Butterfield (the "Butterfield Estate") in the final annuity distribution on December 18, 2020, and continue to be reported in this Form 4 as indirectly owned by the Butterfield Estate.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 9,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 7

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 18,394

F10 · shares: As part of the distribution on December 31, 2020 of shares from a separate GRAT established by the reporting person as discussed in footnote (8) above, 9,067 shares were distributed to a trust for the benefit of the reporting person's son.

F7 · balance_after: Shares held by a trust for the benefit of the reporting person's son.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 9,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 6

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 18,394

F9 · shares: As part of the distribution on December 31, 2020 of shares from a separate GRAT established by the reporting person as discussed in footnote (8) above, 9,067 shares were distributed to a trust for the benefit of the reporting person's daughter.

F5 · balance_after: Shares held by a trust for the benefit of the reporting person's daughter.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 45,335 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 5

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F8 · balance_after: Shares were held by a separate GRAT established by the reporting person on December 18, 2015. In connection with the expiration of the term of such trust on December 18, 2020, a total of 45,335 shares were transferred by gift on December 31, 2020 pursuant to the terms of such trust. Prior to such transfers, 9,017 shares were transferred to the reporting person in the final annuity distribution on December 18, 2020, and continue to be reported in this Form 4 as directly owned by the reporting person.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 9,327 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 4

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 9,327

F6 · shares: As part of the distribution on December 31, 2020 of shares from a GRAT established by the reporting person as discussed in footnote (3) above, 9,327 shares were distributed to a trust for the benefit of the reporting person's son.

F7 · balance_after: Shares held by a trust for the benefit of the reporting person's son.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 9,327 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 3

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 9,327

F4 · shares: As part of the distribution on December 31, 2020 of shares from a GRAT established by the reporting person as discussed in footnote (3) above, 9,327 shares were distributed to a trust for the benefit of the reporting person's daughter.

F5 · balance_after: Shares held by a trust for the benefit of the reporting person's daughter.

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December 31, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 46,637 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 2

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F3 · balance_after: Shares were held by a GRAT established by the reporting person on December 18, 2015. In connection with the expiration of the term of such trust on December 18, 2020, a total of 46,637 shares were transferred by gift on December 31, 2020 pursuant to the terms of such trust. Prior to such transfers, 12,817 shares were transferred to the reporting person in the final annuity distribution on December 18, 2020, and continue to be reported in this Form 4 as directly owned by the reporting person.

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November 02, 2020 Filed Jan 5, 2021 16:33 UTC GiftClass B Common Stock 9,366 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000124 · rdgdoc.xml · nonDerivative · entry 1

Butterfield Shelby J · CIK 0001808121 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,387

F1 · kind: This transaction involved a gift by the reporting person to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code.

F2 · balance_after: Reflects annuity distributions of a total of 34,191 shares to the reporting person on December 18, 2020 from grantor retained annuity trusts ("GRATs") established by the reporting person as discussed in footnotes (3), (8), and (18) through (22) below.

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October 30, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 65,183 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 9

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 65,183

F10 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary.

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October 30, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 65,183 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 8

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 65,183

F9 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary.

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October 30, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 65,183 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 7

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 65,183

F8 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary.

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October 30, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 195,549 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 6

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F7 · kind: Shares were held by a separate Grantor Retained Annuity Trust dated October 13, 2015. In connection with the expiration of the term of such trust on October 16, 2020, a total of 195,549 shares were transferred on October 30, 2020 to trusts for the benefit of the reporting person's adult sons as discussed in footnotes (8) through (10) below. Prior to such transfers, 52,105 shares were transferred to the reporting person's spouse in the final annuity distribution on October 16, 2020, and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse.

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October 30, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 67,439 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 5

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 67,439

F6 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary.

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October 30, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 67,439 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 4

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 67,439

F5 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary.

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October 30, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 67,439 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 3

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 67,439

F4 · balance_after: Shares held by a 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary.

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October 30, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 202,317 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 2

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F3 · kind: Shares were held by a Grantor Retained Annuity Trust dated October 13, 2015. In connection with the expiration of the term of such trust on October 16, 2020, a total of 202,317 shares were transferred on October 30, 2020 to trusts for the benefit of the reporting person's adult sons as discussed in footnotes (4) through (6) below. Prior to such transfers, 73,878 shares were transferred to the reporting person's spouse in the final annuity distribution on October 16, 2020, and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse.

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September 15, 2020 Filed Jan 5, 2021 16:16 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 1

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969,574

F1 · kind: This gift to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on August 13, 2020.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

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August 11, 2020 Filed Aug 12, 2020 20:19 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
SaleClass A Common Stock 1,500 $65.00 $97,500.00
Disclosure

SEC source: 0001437749-20-017660 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,788

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan (the "Plan") entered into by the reporting person on August 14, 2019. The Plan provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date of August 13, 2020. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over purchases or sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F3 · balance_after: Includes 500 shares held jointly with spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.