Tapewire

Nasdaq · USD

NMTC

NEUROONE MEDICAL TECHNOLOGIES Corp

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Tapewire entity
7808
SEC CIK
0001500198
Parsed reports
227

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202615
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2023 Filed Aug 1, 2023 19:35 UTC
Rosa David ADirector · CEO and President
Tax withholdingCommon Stock 2,239 $1.02 $2,283.78
Disclosure

SEC source: 0001540354-23-000007 · primary_doc.xml · nonDerivative · entry 1

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,163

Read SEC document
June 30, 2023 Filed Jul 5, 2023 17:57 UTC
Christianson MarkBusiness Development Director
Tax withholdingCommon Stock 90 $1.20 $108.00
Disclosure

SEC source: 0001709738-23-000007 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,134

Read SEC document
June 30, 2023 Filed Jul 5, 2023 18:08 UTC
Mertens SteveChief Technology Officer
Tax withholdingCommon Stock 252 $1.20 $302.40
Disclosure

SEC source: 0001772652-23-000006 · primary_doc.xml · nonDerivative · entry 1

Mertens Steve · CIK 0001772652 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,688

Read SEC document
June 30, 2023 Filed Jul 5, 2023 17:49 UTC
Rosa David ADirector · CEO and President
Tax withholdingCommon Stock 2,239 $1.20 $2,686.80
Disclosure

SEC source: 0001540354-23-000006 · primary_doc.xml · nonDerivative · entry 1

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,402

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:46 UTC
Christianson MarkBusiness Development Director
Tax withholdingCommon Stock 90 $1.21 $108.90
Disclosure

SEC source: 0001709738-23-000006 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,224

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:57 UTC
Mertens SteveChief Technology Officer
Tax withholdingCommon Stock 252 $1.21 $304.92
Disclosure

SEC source: 0001772652-23-000005 · primary_doc.xml · nonDerivative · entry 1

Mertens Steve · CIK 0001772652 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,940

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:36 UTC
Rosa David ADirector · CEO and President
Tax withholdingCommon Stock 2,239 $1.21 $2,709.19
Disclosure

SEC source: 0001540354-23-000005 · primary_doc.xml · nonDerivative · entry 1

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,641

Read SEC document
April 30, 2023 Filed May 2, 2023 19:40 UTC
Christianson MarkBusiness Development Director
Tax withholdingCommon Stock 90 $1.54 $138.60
Disclosure

SEC source: 0001709738-23-000005 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,314

Read SEC document
April 30, 2023 Filed May 2, 2023 19:48 UTC
Mertens SteveChief Technology Officer
Tax withholdingCommon Stock 252 $1.54 $388.08
Disclosure

SEC source: 0001772652-23-000004 · primary_doc.xml · nonDerivative · entry 1

Mertens Steve · CIK 0001772652 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,192

Read SEC document
April 30, 2023 Filed May 2, 2023 19:29 UTC
Rosa David ADirector · CEO and President
Tax withholdingCommon Stock 2,239 $1.54 $3,448.06
Disclosure

SEC source: 0001540354-23-000004 · primary_doc.xml · nonDerivative · entry 1

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,880

Read SEC document
April 21, 2023 Filed Apr 25, 2023 19:14 UTC
Christianson MarkBusiness Development Director
GrantOption to Purchase Common Stock · Derivative 14,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001709738-23-000004 · primary_doc.xml · derivative · entry 2

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2033-04-20

F2 · derivative.exercise_date: 25% will vest on April 21, 2024 and the remaining will vest in 12 equal quarterly installments on the last day of each quarter beginning on June 30, 2024.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 19:14 UTC
Christianson MarkBusiness Development Director
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001709738-23-000004 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,404

F1 · shares: Represents a grant of restricted stock units, which vest as to 50% of the shares on the first anniversary of the grant date, with the remaining shares vesting in equal quarterly installments on the last day of each quarter over the next 8 quarters, subject to continued service on such vesting date.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 19:39 UTC
McClurg Ronald W.Chief Financial Officer
GrantOption to Purchase Common Stock · Derivative 12,500 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001837830-23-000001 · primary_doc.xml · derivative · entry 2

McClurg Ronald W. · CIK 0001837830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2033-04-20

F2 · derivative.exercise_date: 25% will vest on April 21, 2024 and the remaining 75% will vest in 12 equal quarterly installments on the last day of each quarter beginning on June 30, 2024.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 19:39 UTC
McClurg Ronald W.Chief Financial Officer
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001837830-23-000001 · primary_doc.xml · nonDerivative · entry 1

McClurg Ronald W. · CIK 0001837830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

F1 · shares: Represents a grant of restricted stock units, which vest as to 50% of the shares on the first anniversary of the grant date, with the remaining shares vesting in equal quarterly installments on the last day of each quarter over the next 8 quarters, subject to continued service on such vesting date.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 19:27 UTC
Mertens SteveChief Technology Officer
GrantOption to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001772652-23-000003 · primary_doc.xml · derivative · entry 2

Mertens Steve · CIK 0001772652 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-04-20

F2 · derivative.exercise_date: 25% will vest on April 21, 2024 and the remaining 75% will vest in 12 equal quarterly installments on the last day of each quarter beginning on June 30, 2024.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 19:27 UTC
Mertens SteveChief Technology Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001772652-23-000003 · primary_doc.xml · nonDerivative · entry 1

Mertens Steve · CIK 0001772652 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,444

F1 · shares: Represents a grant of restricted stock units, which vest as to 50% of the shares on the first anniversary of the grant date, with the remaining shares vesting in equal quarterly installments on the last day of each quarter over the next 8 quarters, subject to continued service on such vesting date.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 18:58 UTC
Rosa David ADirector · CEO and President
GrantOption to Purchase Common Stock · Derivative 91,500 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001540354-23-000003 · primary_doc.xml · derivative · entry 2

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,500

Underlying: Common Stock · 91,500 shares

Expires 2033-04-20

F2 · derivative.exercise_date: 25% will vest on April 21, 2024 and the remaining 75% will vest in 12 equal quarterly installments on the last day of each quarter beginning on June 30, 2024.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 18:58 UTC
Rosa David ADirector · CEO and President
GrantCommon Stock 91,500 $0.00 $0.00
Disclosure

SEC source: 0001540354-23-000003 · primary_doc.xml · nonDerivative · entry 1

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,119

F1 · shares: Represents a grant of restricted stock units, which vest as to 50% of the shares on the first anniversary of the grant date, with the remaining shares vesting in equal quarterly installments on the last day of each quarter over the next 8 quarters, subject to continued service on such vesting date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:22 UTC
Christianson MarkBusiness Development Director
Tax withholdingCommon Stock 90 $1.61 $144.90
Disclosure

SEC source: 0001709738-23-000003 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,404

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:31 UTC
Mertens SteveChief Technology Officer
Tax withholdingCommon Stock 252 $1.61 $405.72
Disclosure

SEC source: 0001772652-23-000002 · primary_doc.xml · nonDerivative · entry 1

Mertens Steve · CIK 0001772652 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,444

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:12 UTC
Rosa David ADirector · CEO and President
Tax withholdingCommon Stock 2,239 $1.61 $3,604.79
Disclosure

SEC source: 0001540354-23-000002 · primary_doc.xml · nonDerivative · entry 1

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,619

Read SEC document
March 23, 2023 Filed Mar 24, 2023 19:48 UTC
Christianson MarkBusiness Development Director
SaleCommon Stock 12,711 $1.50 $19,091.92
Disclosure

SEC source: 0001709738-23-000002 · primary_doc.xml · nonDerivative · entry 3

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,494

F3 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $1.50 to $1.52 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:48 UTC
Christianson MarkBusiness Development Director
SaleCommon Stock 11,667 $1.51 $17,599.67
Disclosure

SEC source: 0001709738-23-000002 · primary_doc.xml · nonDerivative · entry 2

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,205

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $1.50 to $1.515 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 21, 2023 Filed Mar 24, 2023 19:48 UTC
Christianson MarkBusiness Development Director
SaleCommon Stock 2,122 $1.60 $3,405.39
Disclosure

SEC source: 0001709738-23-000002 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,872

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $1.60 to $1.61 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:06 UTC GrantOption to Purchase Common Stock · Derivative 18,927 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001213900-23-021351 · marketforms-60940.xml · derivative · entry 2

MATHIESEN JEFFREY S · CIK 0001296853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,927

Underlying: Common Stock · 18,927 shares

Expires 2033-03-16

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:06 UTC GrantCommon Stock 20,576 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021351 · marketforms-60940.xml · nonDerivative · entry 1

MATHIESEN JEFFREY S · CIK 0001296853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,636

F1 · shares: Represents a grant of restricted stock units, which vest in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 17:51 UTC
BUCKMAN PAULDirector
GrantOption to Purchase Common Stock · Derivative 18,927 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001215243-23-000001 · primary_doc.xml · derivative · entry 2

BUCKMAN PAUL · CIK 0001215243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,927

Underlying: Common Stock · 18,927 shares

Expires 2033-03-16

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 17:51 UTC
BUCKMAN PAULDirector
GrantCommon Stock 20,576 $0.00 $0.00
Disclosure

SEC source: 0001215243-23-000001 · primary_doc.xml · nonDerivative · entry 1

BUCKMAN PAUL · CIK 0001215243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,248

F1 · shares: Represents a grant of restricted stock units, which vest in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 17:39 UTC GrantOption to Purchase Common Stock · Derivative 18,927 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001656026-23-000001 · primary_doc.xml · derivative · entry 2

Andrle Edward · CIK 0001656026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,927

Underlying: Common Stock · 18,927 shares

Expires 2033-03-16

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 17:39 UTC GrantCommon Stock 20,576 $0.00 $0.00
Disclosure

SEC source: 0001656026-23-000001 · primary_doc.xml · nonDerivative · entry 1

Andrle Edward · CIK 0001656026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,225

F1 · shares: Represents a grant of restricted stock units, which vest in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:37 UTC
Christianson MarkBusiness Development Director
Tax withholdingCommon Stock 2,175 $1.47 $3,197.25
Disclosure

SEC source: 0001709738-23-000001 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,994

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC
Mertens SteveChief Technology Officer
Tax withholdingCommon Stock 6,054 $1.47 $8,899.38
Disclosure

SEC source: 0001772652-23-000001 · primary_doc.xml · nonDerivative · entry 1

Mertens Steve · CIK 0001772652 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,696

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:18 UTC
Rosa David ADirector · CEO and President
Tax withholdingCommon Stock 53,750 $1.47 $79,012.50
Disclosure

SEC source: 0001540354-23-000001 · primary_doc.xml · nonDerivative · entry 1

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,858

Read SEC document
June 15, 2022 Filed Jun 16, 2022 13:54 UTC
McClurg Ronald W.Chief Financial Officer
PurchaseCommon Stock 10,000 $1.02 $10,219.00
Disclosure

SEC source: 0001837830-22-000004 · primary_doc.xml · nonDerivative · entry 1

McClurg Ronald W. · CIK 0001837830 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $0.9278 to $1.0599 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:16 UTC
McClurg Ronald W.Chief Financial Officer
PurchaseCommon Stock 14,000 $1.06 $14,781.20
Disclosure

SEC source: 0001837830-22-000003 · primary_doc.xml · nonDerivative · entry 1

McClurg Ronald W. · CIK 0001837830 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $1.02 to $1.0888 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:22 UTC GrantOption to Purchase Common Stock · Derivative 29,230 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001596771-22-000017 · primary_doc.xml · derivative · entry 2

MATHIESEN JEFFREY S · CIK 0001296853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,230

Underlying: Common Stock · 29,230 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:22 UTC GrantCommon Stock 29,240 $0.00 $0.00
Disclosure

SEC source: 0001596771-22-000017 · primary_doc.xml · nonDerivative · entry 1

MATHIESEN JEFFREY S · CIK 0001296853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,060

F1 · shares: Represents a grant of restricted stock units, which vest in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:12 UTC
BUCKMAN PAULDirector
GrantOption to Purchase Common Stock · Derivative 29,230 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001215243-22-000001 · primary_doc.xml · derivative · entry 2

BUCKMAN PAUL · CIK 0001215243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,230

Underlying: Common Stock · 29,230 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:12 UTC
BUCKMAN PAULDirector
GrantCommon Stock 29,240 $0.00 $0.00
Disclosure

SEC source: 0001215243-22-000001 · primary_doc.xml · nonDerivative · entry 1

BUCKMAN PAUL · CIK 0001215243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,672

F1 · shares: Represents a grant of restricted stock units, which vest in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC GrantOption to Purchase Common Stock · Derivative 29,230 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001656026-22-000001 · primary_doc.xml · derivative · entry 2

Andrle Edward · CIK 0001656026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,230

Underlying: Common Stock · 29,230 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC GrantCommon Stock 29,240 $0.00 $0.00
Disclosure

SEC source: 0001656026-22-000001 · primary_doc.xml · nonDerivative · entry 1

Andrle Edward · CIK 0001656026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,649

F1 · shares: Represents a grant of restricted stock units, which vest in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.

Read SEC document
May 24, 2022 Filed May 24, 2022 20:03 UTC
McClurg Ronald W.Chief Financial Officer
PurchaseCommon Stock 10,500 $0.98 $10,291.05
Disclosure

SEC source: 0001837830-22-000002 · primary_doc.xml · nonDerivative · entry 2

McClurg Ronald W. · CIK 0001837830 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $0.9174 to $1.00 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
May 20, 2022 Filed May 24, 2022 20:03 UTC
McClurg Ronald W.Chief Financial Officer
PurchaseCommon Stock 17,500 $0.85 $14,924.00
Disclosure

SEC source: 0001837830-22-000002 · primary_doc.xml · nonDerivative · entry 1

McClurg Ronald W. · CIK 0001837830 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $0.80 to $0.878 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 22:44 UTC
Christianson MarkBusiness Development Director
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001709738-22-000002 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,169

F1 · shares: Represents a grant of restricted stock units, which vest as to 50% of the shares on the first anniversary of the grant date, with the remaining shares vesting in equal monthly installments on the last day of each month over the next 24 months, subject to continued service on such vesting date.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 23:17 UTC
Mertens SteveChief Technology Officer
GrantCommon Stock 41,750 $0.00 $0.00
Disclosure

SEC source: 0001772652-22-000001 · primary_doc.xml · nonDerivative · entry 1

Mertens Steve · CIK 0001772652 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,750

F1 · shares: Represents a grant of restricted stock units, which vest as to 50% of the shares on the first anniversary of the grant date, with the remaining shares vesting in equal monthly installments on the last day of each month over the next 24 months, subject to continued service on such vesting date.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 23:37 UTC
McClurg Ronald W.Chief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001837830-22-000001 · primary_doc.xml · nonDerivative · entry 1

McClurg Ronald W. · CIK 0001837830 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents a grant of restricted stock units, which vest as to 50% of the shares on the first anniversary of the grant date, with the remaining shares vesting in equal monthly installments on the last day of each month over the next 24 months, subject to continued service on such vesting date.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 23:26 UTC
Rosa David ADirector · CEO and President
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001540354-22-000001 · primary_doc.xml · nonDerivative · entry 1

Rosa David A · CIK 0001540354 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,608

F1 · shares: Represents a grant of restricted stock units, which vest as to 50% of the shares on the first anniversary of the grant date, with the remaining shares vesting in equal monthly installments on the last day of each month over the next 24 months, subject to continued service on such vesting date.

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June 24, 2021 Filed Jun 25, 2021 16:10 UTC
Christianson MarkBusiness Development Director
SaleCommon Stock 600 $6.30 $3,780.00
Disclosure

SEC source: 0001709738-21-000001 · primary_doc.xml · nonDerivative · entry 2

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,306

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June 24, 2021 Filed Feb 4, 2022 22:35 UTC Amendment
Christianson MarkBusiness Development Director
SaleCommon Stock 600 $6.30 $3,780.00
Disclosure

SEC source: 0001709738-22-000001 · primary_doc.xml · nonDerivative · entry 2

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,169

F2 · balance_after: This amendment is being filed to correct the number of shares beneficially owned by the reporting person following the reported transaction. The issuer effected a one-for-three reverse stock split of shares of its common stock on March 31, 2021, and the total number of shares held by the reporting person has been corrected to adjust for the split.

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June 23, 2021 Filed Jun 25, 2021 16:10 UTC
Christianson MarkBusiness Development Director
SaleCommon Stock 11,300 $6.74 $76,200.42
Disclosure

SEC source: 0001709738-21-000001 · primary_doc.xml · nonDerivative · entry 1

Christianson Mark · CIK 0001709738 · Business Development Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,906

F1 · price: The price reported in Column 4 is a weighted average price. These shares of the issuer's common stock were sold in multiple transactions at prices ranging from $6.50 to $6.97, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.