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Nasdaq · USD

NMIH

NMI Holdings, Inc.

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Tapewire entity
4161
SEC CIK
0001547903
Parsed reports
409

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202604
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2024 Filed Feb 9, 2024 21:08 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 7,119 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000014 · wk-form4_1707530879.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 459,857

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 8, 2024. The restricted stock units vest in three equal annual installments beginning on February 8, 2024.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 20:46 UTC
Pollitzer AdamDirector · Chief Executive Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 18,718 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000012 · wk-form4_1707529602.xml · nonDerivative · entry 4

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,903

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 8, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F5 · balance_after: Represents 136,499 Class A common shares and 176,404 unvested restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 20:43 UTC
Leatherberry William JChief Admin. Officer & GC
Tax withholdingClass A Common Shares, $0.01 par value per share 5,119 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000010 · wk-form4_1707529396.xml · nonDerivative · entry 4

Leatherberry William J · CIK 0001422024 · Chief Admin. Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,107

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 7, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F5 · balance_after: Represents 133,335 Class A common shares and 57,772 unvested restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 10, 2024 01:40 UTC
Mallela RaviChief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 4,151 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000008 · wk-form4_1707529249.xml · nonDerivative · entry 2

Mallela Ravi · CIK 0001751947 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,864

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 8, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F3 · balance_after: Represents 24,175 Class A common shares and 89,689 unvested restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 10, 2024 01:38 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 3,910 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000006 · wk-form4_1707529086.xml · nonDerivative · entry 4

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,508

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 8, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F5 · balance_after: Represents 45,130 Class A common shares and 50,378 unvested restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 10, 2024 01:34 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
Tax withholdingClass A Common Shares, $0.01 par value per share 2,360 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000004 · wk-form4_1707528876.xml · nonDerivative · entry 2

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,121

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 8, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F3 · balance_after: Represents 15,419 Class A common shares and 30,702 unvested restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 10, 2024 01:28 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 2,414 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000002 · wk-form4_1707528511.xml · nonDerivative · entry 4

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,774

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 8, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F5 · balance_after: Represents 28,814 Class A common shares and 29,960 unvested restricted stock units.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:08 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
GrantRestricted Stock Unit (right to receive) 40,013 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000014 · wk-form4_1707530879.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,976

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2024. The restricted stock units vest in three equal annual installments beginning on February 7, 2025.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 20:46 UTC
Pollitzer AdamDirector · Chief Executive Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 24,885 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000012 · wk-form4_1707529602.xml · nonDerivative · entry 3

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,621

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of the PRSUs granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 7, 2024.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 20:46 UTC
Pollitzer AdamDirector · Chief Executive Officer
GrantClass A Common Shares, $0.01 par value per share 48,826 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000012 · wk-form4_1707529602.xml · nonDerivative · entry 2

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,506

F2 · shares: On February 10, 2021, the reporting person was granted performance-based restricted stock units (PRSUs) pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. Each PRSU represents a contingent right to receive shares of NMIH's Class A common shares upon settlement. The PRSUs vest at the end of the three-year period following the grant on the date that the Compensation Committee of the Board of Directors certifies attainment, based on NMIH's satisfaction of certain performance criteria. The performance criteria were met on February 7, 2024, resulting in the issuance of 48,826 vested PRSUs.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 20:46 UTC
Pollitzer AdamDirector · Chief Executive Officer
GrantRestricted Stock Unit (right to receive) 81,277 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000012 · wk-form4_1707529602.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,680

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 20:43 UTC
Leatherberry William JChief Admin. Officer & GC
Tax withholdingClass A Common Shares, $0.01 par value per share 21,507 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000010 · wk-form4_1707529396.xml · nonDerivative · entry 3

Leatherberry William J · CIK 0001422024 · Chief Admin. Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,226

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of the PRSUs granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 7, 2024.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 20:43 UTC
Leatherberry William JChief Admin. Officer & GC
GrantClass A Common Shares, $0.01 par value per share 42,042 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000010 · wk-form4_1707529396.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · Chief Admin. Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,733

F2 · shares: On February 10, 2021, the reporting person was granted performance-based restricted stock units (PRSUs) pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. Each PRSU represents a contingent right to receive shares of NMIH's Class A common shares upon settlement. The PRSUs vest at the end of the three-year period following the grant on the date that the Compensation Committee of the Board of Directors certifies attainment, based on NMIH's satisfaction of certain performance criteria. The performance criteria were met on February 7, 2024, resulting in the issuance of 42,042 vested PRSUs.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 20:43 UTC
Leatherberry William JChief Admin. Officer & GC
GrantRestricted Stock Unit (right to receive) 21,957 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000010 · wk-form4_1707529396.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · Chief Admin. Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,691

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:40 UTC
Mallela RaviChief Financial Officer
GrantRestricted Stock Unit (right to receive) 16,005 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000008 · wk-form4_1707529249.xml · nonDerivative · entry 1

Mallela Ravi · CIK 0001751947 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,015

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:38 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 18,215 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000006 · wk-form4_1707529086.xml · nonDerivative · entry 3

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,418

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of the PRSUs granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 7, 2024.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:38 UTC
Smith Robert OwenEVP, Chief Risk Officer
GrantClass A Common Shares, $0.01 par value per share 35,520 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000006 · wk-form4_1707529086.xml · nonDerivative · entry 2

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,633

F2 · shares: On February 10, 2021, the reporting person was granted performance-based restricted stock units (PRSUs) pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. Each PRSU represents a contingent right to receive shares of NMIH's Class A common shares upon settlement. The PRSUs vest at the end of the three-year period following the grant on the date that the Compensation Committee of the Board of Directors certifies attainment, based on NMIH's satisfaction of certain performance criteria. The performance criteria were met on February 7, 2024, resulting in the issuance of 35,520 vested PRSUs.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:38 UTC
Smith Robert OwenEVP, Chief Risk Officer
GrantRestricted Stock Unit (right to receive) 15,767 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000006 · wk-form4_1707529086.xml · nonDerivative · entry 1

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,113

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:34 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
GrantRestricted Stock Unit (right to receive) 11,378 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000004 · wk-form4_1707528876.xml · nonDerivative · entry 1

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,481

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:28 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 7,589 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000002 · wk-form4_1707528511.xml · nonDerivative · entry 3

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,188

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of the PRSUs granted to the reporting person on June 1, 2021 at a net settlement price equal to the closing stock price on February 7, 2024.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:28 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
GrantClass A Common Shares, $0.01 par value per share 16,556 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000002 · wk-form4_1707528511.xml · nonDerivative · entry 2

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,777

F2 · shares: On June 1, 2021, the reporting person was granted performance-based restricted stock units (PRSUs) pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. Each PRSU represents a contingent right to receive shares of NMIH's Class A common shares upon settlement. The PRSUs vest at the end of the three-year period following the grant on the date that the Compensation Committee of the Board of Directors certifies attainment, based on NMIH's satisfaction of certain performance criteria. The performance criteria were met on February 7, 2024, resulting in the issuance of 16,556 vested PRSUs.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:28 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
GrantRestricted Stock Unit (right to receive) 11,003 $0.00 $0.00
Disclosure

SEC source: 0001547903-24-000002 · wk-form4_1707528511.xml · nonDerivative · entry 1

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,221

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2024. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 16:16 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Exercise / conversionStock Option (right to buy) · Derivative 171,418 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001547903-23-000150 · wk-form4_1703711751.xml · derivative · entry 4

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 171,418 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in full on February 12, 2018.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 16:16 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 171,418 $30.11 $5,162,030.23
Disclosure

SEC source: 0001547903-23-000150 · wk-form4_1703711751.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 426,963

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F2 · price: The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.1137. The range of sale prices on the transaction date was $30.0000 to $30.2700. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.

F3 · balance_after: Represents 347,640 Class A common shares and 79,323 unvested restricted stock units.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 16:16 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Exercise / conversionClass A Common Shares, $0.01 par value per share 171,418 $8.50 $1,457,053.00
Disclosure

SEC source: 0001547903-23-000150 · wk-form4_1703711751.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 598,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Exercise / conversionStock Option (right to buy) · Derivative 70,804 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · derivative · entry 10

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 171,418

Underlying: Class A Common Shares, $0.01 par value per share · 70,804 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested in full on February 12, 2018.

Read SEC document
December 22, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 70,804 $30.08 $2,130,060.46
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · nonDerivative · entry 6

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 426,963

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F4 · price: The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.0839. The range of sale prices on the transaction date was $30.0000 to $30.2600. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.

F5 · balance_after: Represents 347,640 Class A common shares and 79,323 unvested restricted stock units.

Read SEC document
December 22, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Exercise / conversionClass A Common Shares, $0.01 par value per share 70,804 $8.50 $601,834.00
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · nonDerivative · entry 5

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 497,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 16:11 UTC SaleClass A Common Shares, $0.01 par value per share 5,287 $30.15 $159,426.31
Disclosure

SEC source: 0001547903-23-000148 · wk-form4_1703711456.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,541

F1 · price: The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.1544. The range of sale prices on the transaction date was $30.0500 to $30.2800. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.

F2 · balance_after: Represents 106,694 Class A common shares and 5,847 unvested restricted stock units.

Read SEC document
December 21, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Exercise / conversionStock Option (right to buy) · Derivative 21,578 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · derivative · entry 9

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,222

Underlying: Class A Common Shares, $0.01 par value per share · 21,578 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested in full on February 12, 2018.

Read SEC document
December 21, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Exercise / conversionStock Option (right to buy) · Derivative 115,072 $0.00 Strike: $12.32 $0.00
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · derivative · entry 8

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 115,072 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in full on February 12, 2017.

Read SEC document
December 21, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 21,578 $30.00 $647,340.00
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · nonDerivative · entry 4

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 426,963

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at an average sale price of $30.000. The range of sales prices was $30.000 to $30.005 on the transaction date. The reporting person undertakes to provide, upon request by SEC staff, NMIH, or a securityholder of NMIH, full information regarding the number of shares sold at each price.

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December 21, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Exercise / conversionClass A Common Shares, $0.01 par value per share 21,578 $8.50 $183,413.00
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · nonDerivative · entry 3

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 21, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 115,072 $29.71 $3,419,352.97
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 426,963

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at an average sale price of $29.7149. The range of sale prices was $29.2550 to $30.0000 on the transaction date. The reporting person undertakes to provide, upon request by SEC staff, NMIH, or a securityholder of NMIH, full information regarding the number of shares sold at each price.

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December 21, 2023 Filed Dec 26, 2023 16:09 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Exercise / conversionClass A Common Shares, $0.01 par value per share 115,072 $12.32 $1,417,687.04
Disclosure

SEC source: 0001547903-23-000146 · wk-form4_1703624937.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 542,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 14, 2023 Filed Dec 15, 2023 23:18 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
Tax withholdingClass A Common Shares, $0.01 par value per share 474 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000144 · wk-form4_1702682278.xml · nonDerivative · entry 1

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,103

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on December 14, 2021 at a net settlement price equal to the closing stock price on December 14, 2023.

F2 · balance_after: Represents 12,337 Class A common shares and 24,766 unvested restricted stock units.

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November 03, 2023 Filed Nov 6, 2023 21:27 UTC
Smith Robert OwenEVP, Chief Risk Officer
SaleClass A Common Shares, $0.01 par value per share 8,500 $28.67 $243,703.50
Disclosure

SEC source: 0001547903-23-000142 · wk-form4_1699306062.xml · nonDerivative · entry 1

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,346

F1 · price: The common stock was sold by the reporting person in an open market transaction on the transaction date, at a sale price of $28.671. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the sale.

F2 · balance_after: Represents 24,021 Class A common shares and 42,325 unvested restricted stock units.

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September 13, 2023 Filed Sep 15, 2023 21:15 UTC GrantRestricted Stock Unit (right to receive) 1,776 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000127 · wk-form4_1694812525.xml · nonDerivative · entry 1

Realmuto Nicholas Daniel · CIK 0001953086 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,704

F1 · shares: Represents unvested restricted stock units granted pursuant to the 2014 Omnibus Incentive Plan (RSUs). The shares underlying such RSUs vest in three equal annual installments beginning on September 13, 2024.

F2 · balance_after: Represents 1,249 Class A common shares and 10,455 RSUs. The Form 4 filed on March 15, 2023 underreported the Reporting Person's RSUs by 6,139. On March 15, 2023, the Reporting Person received a grant of 6,139 RSUs. The shares underlying such RSUs vest in three equal annual installments beginning on March 15, 2024.

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September 09, 2023 Filed Sep 11, 2023 20:06 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
Tax withholdingClass A Common Shares, $0.01 par value per share 1,084 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000122 · wk-form4_1694462807.xml · nonDerivative · entry 1

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,577

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on September 9, 2020 at a net settlement price equal to the closing stock price on September 8, 2023.

F2 · balance_after: Represents 11,607 Class A common shares and 25,970 unvested restricted stock units.

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August 07, 2023 Filed Aug 8, 2023 16:51 UTC SaleClass A Common Shares, $0.01 par value per share 700 $30.04 $21,028.00
Disclosure

SEC source: 0001547903-23-000120 · wk-form4_1691527847.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,828

F1 · price: The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.04. The range of sale prices on the transaction date was $30.00 to $30.12. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.

F2 · balance_after: Represents 111,981 Class A common shares and 5,847 unvested restricted stock units.

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August 03, 2023 Filed Aug 7, 2023 16:08 UTC SaleClass A Common Shares, $0.01 par value per share 3,952 $29.11 $115,056.55
Disclosure

SEC source: 0001547903-23-000118 · wk-form4_1691438898.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,528

F1 · price: The common stock was sold by the reporting person in an open market transaction on the transaction date at a sale price of $29.1135. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the sale.

F2 · balance_after: Represents 112,681 Class A common shares and 5,847 unvested restricted stock units.

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May 12, 2023 Filed May 15, 2023 20:30 UTC SaleClass A Common Shares, $0.01 par value per share 2,776 $23.72 $65,842.00
Disclosure

SEC source: 0001547903-23-000102 · wf-form4_168418258696412.xml · nonDerivative · entry 2

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,678

F2 · price: The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $23.7183. The range of sale prices on the transaction date was $23.7000 to $23.7300. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.

F3 · balance_after: Represents 55,831 Class A common shares and 5,847 unvested restricted stock units.

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May 11, 2023 Filed May 15, 2023 20:19 UTC GrantRestricted Stock Unit (right to receive) 5,847 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000096 · wf-form4_168418195649332.xml · nonDerivative · entry 1

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,687

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 54,840 Class A common shares and 5,847 unvested restricted stock units.

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May 11, 2023 Filed May 15, 2023 20:23 UTC GrantRestricted Stock Unit (right to receive) 5,847 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000098 · wf-form4_168418216410759.xml · nonDerivative · entry 1

Huskins Priya Cherian · CIK 0001419882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,047

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 14,635 Class A common shares and 8,412 unvested restricted stock units.

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May 11, 2023 Filed May 15, 2023 16:16 UTC GrantRestricted Stock Unit (right to receive) 5,847 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000094 · wf-form4_168418179245976.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,480

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 116,633 Class A common shares and 5,847 unvested restricted stock units.

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May 11, 2023 Filed May 15, 2023 20:27 UTC GrantRestricted Stock Unit (right to receive) 5,847 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000100 · wf-form4_168418241590166.xml · nonDerivative · entry 1

EMBLER MICHAEL J · CIK 0001209170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,480

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 86,633 Class A common shares and 5,847 unvested restricted stock units.

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May 11, 2023 Filed May 15, 2023 16:11 UTC GrantRestricted Stock Unit (right to receive) 5,847 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000092 · wf-form4_168418149140757.xml · nonDerivative · entry 1

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,847

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

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May 11, 2023 Filed May 15, 2023 20:30 UTC GrantRestricted Stock Unit (right to receive) 5,847 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000102 · wf-form4_168418258696412.xml · nonDerivative · entry 1

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,454

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:32 UTC GrantRestricted Stock Unit (right to receive) 5,847 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000104 · wf-form4_168418273142292.xml · nonDerivative · entry 1

McCreary Lynn S. · CIK 0001582646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,640

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 29,793 Class A common shares and 5,847 unvested restricted stock units.

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March 15, 2023 Filed Mar 17, 2023 21:02 UTC Tax withholdingClass A Common Shares, $0.01 par value per share 454 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000046 · wf-form4_167908693429277.xml · nonDerivative · entry 3

Realmuto Nicholas Daniel · CIK 0001953086 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2022 at a net settlement price equal to the closing stock price on March 15, 2023.

F4 · balance_after: Represents 1,249 Class A common shares and 2,540 unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.