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Nasdaq · USD

NMAD

NOMAD POWER SOLUTIONS, INC.

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Tapewire entity
6975
SEC CIK
0001335105
Parsed reports
114

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2021 Filed Jul 2, 2021 20:05 UTC GrantOptions to Purchase Common Stock · Derivative 100,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001493152-21-016033 · ownership.xml · derivative · entry 1

Palmedo Philip F · CIK 0001369455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common · 100,000 shares

Expires 2026-06-30

F1 · price: Effective June 30, 2021, the reporting person was granted stock options to purchase an aggregate of 100,000 shares, vesting in eight equal installments on the last day of each subsequent quarter until fully vested (e.g. vesting to start on September 20, 2021).

Read SEC document
April 22, 2021 Filed Apr 26, 2021 16:38 UTC Exercise / conversionCommon Stock 33,334 $0.96 $32,000.64
Disclosure

SEC source: 0001493152-21-009690 · ownership.xml · nonDerivative · entry 1

Forman Stephen J. · CIK 0001676461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reported Person exercised options to acquire an aggregate of 33,334 shares.

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April 22, 2021 Filed Apr 26, 2021 20:36 UTC Exercise / conversionCommon Stock 75,000 $0.72 $54,000.00
Disclosure

SEC source: 0001493152-21-009687 · ownership.xml · nonDerivative · entry 1

Palmedo Philip F · CIK 0001369455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reported Person exercised an option to purchase 75,000 shares.

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April 22, 2021 Filed Apr 26, 2021 20:33 UTC
FORMAN ERICSecretary · 10% owner
Exercise / conversionCommon Stock 16,667 $0.90 $15,000.30
Disclosure

SEC source: 0001493152-21-009683 · ownership.xml · nonDerivative · entry 1

FORMAN ERIC · CIK 0001650389 · Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person exercised an option to acquire 16,667 shares.

Read SEC document
April 09, 2021 Filed Apr 16, 2021 01:09 UTC
Schwartzberg GilDirector · 10% owner
GrantOption to Purchase Common Stock · Derivative 250,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001493152-21-008965 · ownership.xml · derivative · entry 1

Schwartzberg Gil · CIK 0001472409 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common · 250,000 shares

Expires 2026-04-01

F1 · shares: On April 9, 2021, in connection with his appointment to the Company's Board of Directors, the reporting person was granted stock options to purchase an aggregate of 250,000 shares vesting 50% on the grant date and the remainder vesting on the last day of each subsequent calendar quarter until fully vested.

F1 · price: On April 9, 2021, in connection with his appointment to the Company's Board of Directors, the reporting person was granted stock options to purchase an aggregate of 250,000 shares vesting 50% on the grant date and the remainder vesting on the last day of each subsequent calendar quarter until fully vested.

F1 · derivative.exercise_date: On April 9, 2021, in connection with his appointment to the Company's Board of Directors, the reporting person was granted stock options to purchase an aggregate of 250,000 shares vesting 50% on the grant date and the remainder vesting on the last day of each subsequent calendar quarter until fully vested.

F1 · balance_after: On April 9, 2021, in connection with his appointment to the Company's Board of Directors, the reporting person was granted stock options to purchase an aggregate of 250,000 shares vesting 50% on the grant date and the remainder vesting on the last day of each subsequent calendar quarter until fully vested.

Read SEC document
January 06, 2021 Filed Jan 14, 2021 14:34 UTC
Yen YunDirector
GrantOptions to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001493152-21-001041 · ownership.xml · derivative · entry 1

Yen Yun · CIK 0001684584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 50,000 shares

Expires 2026-01-06

Read SEC document
January 06, 2021 Filed Jan 14, 2021 14:29 UTC GrantOptions to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001493152-21-001036 · ownership.xml · derivative · entry 1

Forman Stephen J. · CIK 0001676461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 50,000 shares

Expires 2026-01-06

Read SEC document
January 06, 2021 Filed Jan 14, 2021 19:32 UTC GrantOptions to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001493152-21-001039 · ownership.xml · derivative · entry 1

Ho Sze Chun Winson · CIK 0001750177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 50,000 shares

Expires 2026-01-06

Read SEC document
January 06, 2021 Filed Jan 14, 2021 19:26 UTC GrantOptions to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001493152-21-001034 · ownership.xml · derivative · entry 1

Palmedo Philip F · CIK 0001369455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 50,000 shares

Expires 2026-01-06

Read SEC document
January 04, 2021 Filed Jan 5, 2021 23:33 UTC
FORMAN ERICSecretary · 10% owner
GrantWarrants to Purchase Common Stock · Derivative 1,264 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001493152-21-000243 · ownership.xml · derivative · entry 2

FORMAN ERIC · CIK 0001650389 · Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264

Underlying: Common Stock · 1,264 shares

Expires 2025-11-30

Read SEC document
January 04, 2021 Filed Jan 5, 2021 23:33 UTC
FORMAN ERICSecretary · 10% owner
GiftCommon Stock 2,364 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000243 · ownership.xml · nonDerivative · entry 1

FORMAN ERIC · CIK 0001650389 · Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,931

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:57 UTC
FORMAN ERICSecretary
GrantWarrants to Purchase Common Stock · Derivative 4,000 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001493152-21-000056 · ownership.xml · derivative · entry 2

FORMAN ERIC · CIK 0001650389 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2025-11-30

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:57 UTC
FORMAN ERICSecretary
GiftCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000056 · ownership.xml · nonDerivative · entry 1

FORMAN ERIC · CIK 0001650389 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,567

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:41 UTC
Kovach John SDirector · President and CEO · 10% owner
PurchaseWarrants to Purchase Common Stock · Derivative 21,100 $4.75 Strike: $5.70 $100,225.00
Disclosure

SEC source: 0001493152-20-022851 · ownership.xml · derivative · entry 2

Kovach John S · CIK 0001368556 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John S. Kovach Trust

Disclosed balance after: 21,100

Underlying: Common · 21,100 shares

Expires 2025-11-30

F1 · price: The reporting person acquired 21,100 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:41 UTC
Kovach John SDirector · President and CEO · 10% owner
PurchaseCommon Stock 21,100 $4.75 $100,225.00
Disclosure

SEC source: 0001493152-20-022851 · ownership.xml · nonDerivative · entry 1

Kovach John S · CIK 0001368556 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John S. Kovach Trust

Disclosed balance after: 1,540,183

F1 · price: The reporting person acquired 21,100 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 14:55 UTC PurchaseWarrants to Purchase Common Stock · Derivative 52,632 $4.75 Strike: $5.70 $250,002.00
Disclosure

SEC source: 0001493152-20-022896 · ownership.xml · derivative · entry 2

GREENBERG ROBERT · CIK 0001080904 · 10% owner

GREENBERG M SUSAN · CIK 0001279429 · 10% owner

GREENBERG FAMILY TRUST · CIK 0001250502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greenberg Family Trust

Disclosed balance after: 52,632

Underlying: Common · 52,632 shares

Expires 2025-11-30

F1 · price: The reporting person acquired 52,632 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 14:55 UTC PurchaseCommon Stock 52,632 $4.75 $250,002.00
Disclosure

SEC source: 0001493152-20-022896 · ownership.xml · nonDerivative · entry 1

GREENBERG ROBERT · CIK 0001080904 · 10% owner

GREENBERG M SUSAN · CIK 0001279429 · 10% owner

GREENBERG FAMILY TRUST · CIK 0001250502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greenberg Family Trust

Disclosed balance after: 994,299

F1 · price: The reporting person acquired 52,632 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 06:07 UTC PurchaseWarrants to Purchase Common Stock · Derivative 21,053 $4.75 Strike: $5.70 $100,001.75
Disclosure

SEC source: 0001493152-20-022866 · ownership.xml · derivative · entry 3

Forman Stephen J. · CIK 0001676461 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Forman Living Trust

Disclosed balance after: 21,053

Underlying: Common · 21,053 shares

Expires 2025-11-30

F1 · price: The reporting person acquired 21,053 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 06:07 UTC PurchaseCommon Stock 21,053 $4.75 $100,001.75
Disclosure

SEC source: 0001493152-20-022866 · ownership.xml · nonDerivative · entry 1

Forman Stephen J. · CIK 0001676461 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Forman Living Trust

Disclosed balance after: 37,720

F1 · price: The reporting person acquired 21,053 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 11:13 UTC PurchaseWarrants to Purchase Common Stock · Derivative 21,053 $4.75 Strike: $5.70 $100,001.75
Disclosure

SEC source: 0001493152-20-022869 · ownership.xml · derivative · entry 3

Palmedo Philip F · CIK 0001369455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,053

Underlying: Common · 21,053 shares

Expires 2025-11-30

F1 · price: The reporting person acquired 21,053 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 11:13 UTC PurchaseCommon Stock 21,053 $4.75 $100,001.75
Disclosure

SEC source: 0001493152-20-022869 · ownership.xml · nonDerivative · entry 1

Palmedo Philip F · CIK 0001369455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,056

F1 · price: The reporting person acquired 21,053 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 4, 2020 16:55 UTC
Yen YunDirector
PurchaseWarrants to Purchase Common Stock · Derivative 52,632 $4.75 Strike: $5.70 $250,002.00
Disclosure

SEC source: 0001493152-20-022975 · ownership.xml · derivative · entry 2

Yen Yun · CIK 0001684584 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sino-American Cancer FDD

Disclosed balance after: 52,632

Underlying: Common · 52,632 shares

Expires 2025-11-30

F1 · price: The reporting person acquired 52,632 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 4, 2020 16:55 UTC
Yen YunDirector
PurchaseCommon Stock 52,632 $4.75 $250,002.00
Disclosure

SEC source: 0001493152-20-022975 · ownership.xml · nonDerivative · entry 1

Yen Yun · CIK 0001684584 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sino-American Cancer FDD

Disclosed balance after: 52,632

F1 · price: The reporting person acquired 52,632 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 8, 2020 00:39 UTC PurchaseWarrant to Purchase Common Stock · Derivative 105,264 $4.75 Strike: $5.70 $500,004.00
Disclosure

SEC source: 0001493152-20-023083 · ownership.xml · derivative · entry 11

Schwartzberg Gil · CIK 0001472409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,264

Underlying: Common · 105,264 shares

Expires 2025-11-30

F1 · price: The reporting person acquired 105,264 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 8, 2020 00:39 UTC PurchaseCommon Stock 105,264 $4.75 $500,004.00
Disclosure

SEC source: 0001493152-20-023083 · ownership.xml · nonDerivative · entry 1

Schwartzberg Gil · CIK 0001472409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,775

F1 · price: The reporting person acquired 105,264 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 9, 2020 16:28 UTC
Ho Hung Tak10% owner
PurchaseWarrants to Purchase Common Stock · Derivative 42,105 $4.75 Strike: $5.70 $199,998.75
Disclosure

SEC source: 0001493152-20-023174 · ownership.xml · derivative · entry 2

Ho Hung Tak · CIK 0001704044 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,105

Underlying: Common · 42,105 shares

Expires 2025-11-30

F1 · price: The reporting person acquired 42,105 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
November 30, 2020 Filed Dec 9, 2020 16:28 UTC
Ho Hung Tak10% owner
PurchaseCommon Stock 42,105 $4.75 $199,998.75
Disclosure

SEC source: 0001493152-20-023174 · ownership.xml · nonDerivative · entry 1

Ho Hung Tak · CIK 0001704044 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · price: The reporting person acquired 42,105 Units, each Unit consisting of one share of Common Stock and a five year warrant at an exercise price of $5.70 per share. The purchase price for a Unit was $4.75 per Unit.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 20:03 UTC PurchaseWarrants to Purchase Common Stock · Derivative 100,000 $0.50 Strike: $1.00 $50,000.00
Disclosure

SEC source: 0001250853-18-000151 · primary_doc.xml · derivative · entry 3

Forman Stephen J. · CIK 0001676461 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Forman Living Trust

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-12-07

F1 · price: The reporting person acquired 100,000 Units, each Unit consisting of one share of Common Stock and a four year warrant at an exercise price of $1.00 per share. The purchase price for a Unit was $0.50 per Unit.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 20:03 UTC PurchaseCommon Stock 100,000 $0.50 $50,000.00
Disclosure

SEC source: 0001250853-18-000151 · primary_doc.xml · nonDerivative · entry 1

Forman Stephen J. · CIK 0001676461 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Forman Living Trust

Disclosed balance after: 100,000

F1 · price: The reporting person acquired 100,000 Units, each Unit consisting of one share of Common Stock and a four year warrant at an exercise price of $1.00 per share. The purchase price for a Unit was $0.50 per Unit.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:15 UTC GiftWarrants to Purchase Common Stock · Derivative 1,040,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001250853-18-000153 · primary_doc.xml · derivative · entry 6

Schwartzberg Gil · CIK 0001472409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,040,000 shares

Expires 2022-11-30

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:15 UTC PurchaseWarrants to Purchase Common Stock · Derivative 1,040,000 $0.50 Strike: $1.00 $520,000.00
Disclosure

SEC source: 0001250853-18-000153 · primary_doc.xml · derivative · entry 5

Schwartzberg Gil · CIK 0001472409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,000

Underlying: Common Stock · 1,040,000 shares

Expires 2022-11-30

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:15 UTC GiftCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001250853-18-000153 · primary_doc.xml · nonDerivative · entry 3

Schwartzberg Gil · CIK 0001472409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gil & Debbie Schwartzberg Family Trust, Gil Schwartzberg Separate Property

Disclosed balance after: 1,066,356

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:15 UTC OtherCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001250853-18-000153 · primary_doc.xml · nonDerivative · entry 2

Schwartzberg Gil · CIK 0001472409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045,068

F2 · kind: Represents shares acquired by the reporting person pursuant to enforcement of a judgment.

F2 · shares: Represents shares acquired by the reporting person pursuant to enforcement of a judgment.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:15 UTC PurchaseCommon Stock 1,040,000 $0.50 $520,000.00
Disclosure

SEC source: 0001250853-18-000153 · primary_doc.xml · nonDerivative · entry 1

Schwartzberg Gil · CIK 0001472409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895,068

F1 · price: The reporting person acquired 1,040,000 Units, each Unit consisting of one share of Common Stock and a four year warrant at an exercise price of $1.00 per share. The purchase price for a Unit was $0.50.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 01:34 UTC PurchaseWarrants to Purchase Common Stock · Derivative 100,000 $0.50 Strike: $1.00 $50,000.00
Disclosure

SEC source: 0001250853-18-000152 · primary_doc.xml · derivative · entry 3

Palmedo Philip F · CIK 0001369455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Philip Palmedo L.P.

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-12-07

F1 · price: The reporting person acquired 100,000 Units, each Unit consisting of one share of Common Stock and a four year warrant at an exercise price of $1.00 per share. The purchase price for a Unit was $0.50 per Unit.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 01:34 UTC PurchaseCommon Stock 100,000 $0.50 $50,000.00
Disclosure

SEC source: 0001250853-18-000152 · primary_doc.xml · nonDerivative · entry 1

Palmedo Philip F · CIK 0001369455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Philip Palmedo L.P.

Disclosed balance after: 1,100,000

F1 · price: The reporting person acquired 100,000 Units, each Unit consisting of one share of Common Stock and a four year warrant at an exercise price of $1.00 per share. The purchase price for a Unit was $0.50 per Unit.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 00:49 UTC
Riggs Arthur10% owner
PurchaseWarrants to Purchase Common Stock · Derivative 1,260,000 $0.50 Strike: $1.00 $630,000.00
Disclosure

SEC source: 0001250853-18-000150 · primary_doc.xml · derivative · entry 2

Riggs Arthur · CIK 0001557190 · 10% owner

Riggs Jane Merrill · CIK 0001608723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Arthur and Jane Riggs 1990 Revocable Trust

Disclosed balance after: 1,260,000

Underlying: Common Stock · 1,260,000 shares

Expires 2022-11-30

Read SEC document
December 07, 2018 Filed Dec 12, 2018 00:49 UTC
Riggs Arthur10% owner
PurchaseCommon Stock 1,260,000 $0.50 $630,000.00
Disclosure

SEC source: 0001250853-18-000150 · primary_doc.xml · nonDerivative · entry 1

Riggs Arthur · CIK 0001557190 · 10% owner

Riggs Jane Merrill · CIK 0001608723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Arthur and Jane Riggs 1990 Revocable Trust

Disclosed balance after: 6,110,000

F1 · price: The reporting person acquired 1,260,000 Units, each Unit consisting of one share of Common Stock and a four year warrant at an exercise price of $1.00 per share. The purchase price for a Unit was $0.50 per Unit.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 22:22 UTC PurchaseCommon stock 1,005,556 $0.06 $59,327.80
Disclosure

SEC source: 0001493152-17-000411 · form4.xml · nonDerivative · entry 1

Schwartzberg Gil · CIK 0001472409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,133,539

F1 · ownership.nature: The shares were acquired by The Gil & Debbie Schwartzberg Family Trust dated November 19, 2003, Gil N. Schwartzberg Separate Property.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.