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Neuberger High Yield Strategies Fund Inc.

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8981
SEC CIK
0001487610
Parsed reports
78

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2020 Filed Jun 10, 2022 20:45 UTC OtherFloating Rate Senior Note, Series A Note, Due Sep. 18, 2023 3,083,733 $3,092,858.28 $9,537,549,142,359.24
Disclosure

SEC source: 0001140361-22-022619 · form4.xml · nonDerivative · entry 2

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,726,934

F1 · kind: These Floating Rate Senior Notes, Series A Notes, due September 18, 2023 ("Notes") were redeemed, in part, by the Issuer pursuant to a partial prepayment of the principal plus accrued and unpaid interest.

F3 · price: This price reflects the aggregate amount received in exchange for the redemption.

F4 · ownership.direct: These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 14, 2020 Filed Jun 10, 2022 20:45 UTC OtherFloating Rate Senior Note, Series A Note, Due Sep. 18, 2023 2,794,633 $2,802,902.78 $7,833,084,604,779.74
Disclosure

SEC source: 0001140361-22-022619 · form4.xml · nonDerivative · entry 1

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,190,034

F1 · kind: These Floating Rate Senior Notes, Series A Notes, due September 18, 2023 ("Notes") were redeemed, in part, by the Issuer pursuant to a partial prepayment of the principal plus accrued and unpaid interest.

F3 · price: This price reflects the aggregate amount received in exchange for the redemption.

F4 · ownership.direct: These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 13:11 UTC SaleCommon Stock 100,000 $11.85 $1,185,000.00
Disclosure

SEC source: 0001510281-20-000260 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,774,870

Read SEC document
August 04, 2020 Filed Jun 10, 2022 20:30 UTC PurchaseSeries C Mandatory Redeemable Preferred Shares 1,680,000 $12.50 $21,000,000.00
Disclosure

SEC source: 0001140361-22-022613 · form4.xml · nonDerivative · entry 7

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,680,000

F4 · ownership.direct: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 04, 2020 Filed Jun 10, 2022 20:30 UTC PurchaseSeries C Mandatory Redeemable Preferred Shares 960,000 $12.50 $12,000,000.00
Disclosure

SEC source: 0001140361-22-022613 · form4.xml · nonDerivative · entry 6

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 960,000

F4 · ownership.direct: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 04, 2020 Filed Jun 10, 2022 20:30 UTC PurchaseSeries C Mandatory Redeemable Preferred Shares 4,960,000 $12.50 $62,000,000.00
Disclosure

SEC source: 0001140361-22-022613 · form4.xml · nonDerivative · entry 5

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,960,000

F4 · ownership.direct: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 04, 2020 Filed Jun 10, 2022 20:30 UTC OtherSeries B Mandatory Redeemable Preferred Shares 1,400 $35,092,143.82 $49,129,001,348.00
Disclosure

SEC source: 0001140361-22-022613 · form4.xml · nonDerivative · entry 4

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F2 · kind: These Series B Mandatory Redeemable Preferred Shares ("Series B MRPS") were redeemed, in whole, by the Issuer at a price equal to the liquidation preference of $25,000 per share plus accumulated and unpaid dividends.

F3 · price: This price reflects the aggregate amount received in exchange for the redemption.

F4 · ownership.direct: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 04, 2020 Filed Jun 10, 2022 20:30 UTC OtherFloating Rate Senior Note, Series A Note, Due Sep. 18, 2023 26,409,334 $26,448,050.45 $698,475,397,982,900.30
Disclosure

SEC source: 0001140361-22-022613 · form4.xml · nonDerivative · entry 3

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,204,666

F1 · kind: These Floating Rate Senior Notes, Series A Notes, due September 18, 2023 ("Notes") were redeemed, in part, by the Issuer pursuant to a partial prepayment of the principal plus accrued and unpaid interest.

F3 · price: This price reflects the aggregate amount received in exchange for the redemption.

F4 · ownership.direct: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 04, 2020 Filed Jun 10, 2022 20:30 UTC OtherFloating Rate Senior Note, Series A Note, Due Sep. 18, 2023 17,621,333 $17,647,166.12 $310,966,590,706,837.96
Disclosure

SEC source: 0001140361-22-022613 · form4.xml · nonDerivative · entry 2

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,810,667

F1 · kind: These Floating Rate Senior Notes, Series A Notes, due September 18, 2023 ("Notes") were redeemed, in part, by the Issuer pursuant to a partial prepayment of the principal plus accrued and unpaid interest.

F3 · price: This price reflects the aggregate amount received in exchange for the redemption.

F4 · ownership.direct: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 04, 2020 Filed Jun 10, 2022 20:30 UTC OtherFloating Rate Senior Note, Series A Note, Due Sep. 18, 2023 15,969,333 $15,992,744.26 $255,393,458,671,778.58
Disclosure

SEC source: 0001140361-22-022613 · form4.xml · nonDerivative · entry 1

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,984,667

F1 · kind: These Floating Rate Senior Notes, Series A Notes, due September 18, 2023 ("Notes") were redeemed, in part, by the Issuer pursuant to a partial prepayment of the principal plus accrued and unpaid interest.

F3 · price: This price reflects the aggregate amount received in exchange for the redemption.

F4 · ownership.direct: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 27, 2020 Filed May 28, 2020 13:00 UTC PurchaseCommon Stock 30,619 $10.49 $321,193.31
Disclosure

SEC source: 0001510281-20-000155 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,874,870

Read SEC document
May 26, 2020 Filed May 28, 2020 13:00 UTC PurchaseCommon Stock 10,544 $10.24 $107,970.56
Disclosure

SEC source: 0001510281-20-000155 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,844,251

Read SEC document
May 22, 2020 Filed May 26, 2020 10:48 UTC PurchaseCommon Stock 1,813 $10.15 $18,401.95
Disclosure

SEC source: 0001510281-20-000152 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,833,707

Read SEC document
May 21, 2020 Filed May 26, 2020 10:48 UTC PurchaseCommon Stock 15,492 $10.02 $155,229.84
Disclosure

SEC source: 0001510281-20-000152 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,831,894

Read SEC document
May 20, 2020 Filed May 21, 2020 13:52 UTC PurchaseCommon Stock 73,981 $10.05 $743,509.05
Disclosure

SEC source: 0001510281-20-000149 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,816,402

Read SEC document
May 19, 2020 Filed May 21, 2020 13:52 UTC PurchaseCommon Stock 1,305 $9.90 $12,919.50
Disclosure

SEC source: 0001510281-20-000149 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,742,421

Read SEC document
May 18, 2020 Filed May 19, 2020 14:01 UTC PurchaseCommon Stock 30,325 $9.86 $299,004.50
Disclosure

SEC source: 0001510281-20-000145 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,741,116

Read SEC document
May 15, 2020 Filed May 19, 2020 14:01 UTC PurchaseCommon Stock 13,361 $9.78 $130,670.58
Disclosure

SEC source: 0001510281-20-000145 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,710,791

Read SEC document
May 14, 2020 Filed May 15, 2020 09:51 UTC PurchaseCommon Stock 37,168 $9.72 $361,272.96
Disclosure

SEC source: 0001510281-20-000141 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,697,430

Read SEC document
May 13, 2020 Filed May 15, 2020 09:51 UTC PurchaseCommon Stock 43,343 $9.89 $428,662.27
Disclosure

SEC source: 0001510281-20-000141 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,660,262

Read SEC document
May 12, 2020 Filed May 13, 2020 11:00 UTC PurchaseCommon Stock 9,093 $9.98 $90,748.14
Disclosure

SEC source: 0001510281-20-000137 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,616,919

Read SEC document
May 11, 2020 Filed May 13, 2020 11:00 UTC PurchaseCommon Stock 10,945 $9.93 $108,683.85
Disclosure

SEC source: 0001510281-20-000137 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,607,826

Read SEC document
May 08, 2020 Filed May 11, 2020 13:24 UTC PurchaseCommon Stock 95,200 $9.96 $948,192.00
Disclosure

SEC source: 0001510281-20-000134 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,596,881

Read SEC document
May 07, 2020 Filed May 11, 2020 13:24 UTC PurchaseCommon Stock 59,780 $9.88 $590,626.40
Disclosure

SEC source: 0001510281-20-000134 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,501,681

Read SEC document
May 05, 2020 Filed May 7, 2020 10:36 UTC PurchaseCommon Stock 10,000 $9.80 $98,000.00
Disclosure

SEC source: 0001510281-20-000130 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,441,901

Read SEC document
May 01, 2020 Filed May 5, 2020 11:04 UTC PurchaseCommon Stock 20,976 $9.61 $201,579.36
Disclosure

SEC source: 0001510281-20-000128 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,431,901

Read SEC document
April 28, 2020 Filed Apr 29, 2020 12:01 UTC PurchaseCommon Stock 20,000 $9.37 $187,400.00
Disclosure

SEC source: 0001510281-20-000124 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,410,925

Read SEC document
April 27, 2020 Filed Apr 29, 2020 12:01 UTC PurchaseCommon Stock 1,476 $9.35 $13,800.60
Disclosure

SEC source: 0001510281-20-000124 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,390,925

Read SEC document
April 16, 2020 Filed Apr 20, 2020 11:32 UTC PurchaseCommon Stock 16,998 $9.52 $161,820.96
Disclosure

SEC source: 0001510281-20-000111 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,389,449

Read SEC document
April 15, 2020 Filed Apr 16, 2020 14:46 UTC PurchaseCommon Stock 43 $9.60 $412.80
Disclosure

SEC source: 0001510281-20-000108 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,372,451

Read SEC document
April 03, 2020 Filed Apr 6, 2020 15:49 UTC PurchaseCommon Stock 20,000 $8.28 $165,600.00
Disclosure

SEC source: 0001510281-20-000093 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,372,408

Read SEC document
April 02, 2020 Filed Apr 6, 2020 15:49 UTC PurchaseCommon Stock 48,960 $8.52 $417,139.20
Disclosure

SEC source: 0001510281-20-000093 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,352,408

Read SEC document
April 01, 2020 Filed Apr 2, 2020 11:24 UTC PurchaseCommon Stock 8,939 $8.37 $74,819.43
Disclosure

SEC source: 0001510281-20-000091 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,303,448

Read SEC document
March 31, 2020 Filed Apr 2, 2020 11:24 UTC PurchaseCommon Stock 19,418 $8.65 $167,965.70
Disclosure

SEC source: 0001510281-20-000091 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,294,509

Read SEC document
March 30, 2020 Filed Mar 31, 2020 10:33 UTC PurchaseCommon Stock 14,499 $8.51 $123,386.49
Disclosure

SEC source: 0001510281-20-000088 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,275,091

Read SEC document
March 25, 2020 Filed Mar 27, 2020 10:28 UTC PurchaseCommon Stock 719 $7.72 $5,550.68
Disclosure

SEC source: 0001510281-20-000085 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,260,592

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March 24, 2020 Filed Mar 25, 2020 12:12 UTC PurchaseCommon Stock 3,852 $7.36 $28,350.72
Disclosure

SEC source: 0001510281-20-000080 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,259,873

Read SEC document
March 23, 2020 Filed Mar 25, 2020 12:12 UTC PurchaseCommon Stock 1,500 $7.16 $10,740.00
Disclosure

SEC source: 0001510281-20-000080 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,256,021

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March 20, 2020 Filed Mar 23, 2020 08:07 UTC PurchaseCommon Stock 20,300 $7.82 $158,746.00
Disclosure

SEC source: 0001510281-20-000075 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,254,521

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March 18, 2020 Filed Mar 23, 2020 08:07 UTC PurchaseCommon Stock 82,768 $8.32 $688,629.76
Disclosure

SEC source: 0001510281-20-000075 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,234,221

Read SEC document
March 17, 2020 Filed Mar 18, 2020 16:45 UTC PurchaseCommon Stock 8,673 $8.92 $77,363.16
Disclosure

SEC source: 0001510281-20-000068 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,151,453

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:45 UTC PurchaseCommon Stock 21,920 $9.15 $200,568.00
Disclosure

SEC source: 0001510281-20-000068 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,142,780

Read SEC document
March 13, 2020 Filed Mar 16, 2020 13:47 UTC PurchaseCommon Stock 22,293 $9.73 $216,910.89
Disclosure

SEC source: 0001510281-20-000063 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,120,860

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:47 UTC PurchaseCommon Stock 47,137 $9.51 $448,272.87
Disclosure

SEC source: 0001510281-20-000063 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,098,567

Read SEC document
March 10, 2020 Filed Mar 11, 2020 13:43 UTC PurchaseCommon Stock 15,178 $10.83 $164,377.74
Disclosure

SEC source: 0001510281-20-000058 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,051,430

Read SEC document
March 05, 2020 Filed Mar 6, 2020 16:35 UTC PurchaseCommon Stock 52,666 $11.79 $620,932.14
Disclosure

SEC source: 0001510281-20-000055 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,036,252

Read SEC document
March 04, 2020 Filed Mar 6, 2020 16:35 UTC PurchaseCommon Stock 77,446 $11.98 $927,803.08
Disclosure

SEC source: 0001510281-20-000055 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,983,586

Read SEC document
March 03, 2020 Filed Mar 4, 2020 15:34 UTC PurchaseCommon Stock 32,881 $11.75 $386,351.75
Disclosure

SEC source: 0001510281-20-000050 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,906,140

Read SEC document
March 02, 2020 Filed Mar 4, 2020 15:34 UTC PurchaseCommon Stock 106,338 $11.73 $1,247,344.74
Disclosure

SEC source: 0001510281-20-000050 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,873,259

Read SEC document
April 11, 2019 Filed Apr 12, 2019 15:32 UTC PurchaseCommon Stock 29,704 $11.68 $346,942.72
Disclosure

SEC source: 0001510281-19-000077 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,766,921

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.