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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 2, 2022 21:27 UTC GrantDeferred Share Unit · Derivative 1,899.762 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-034302 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,905.98

Underlying: Common Shares · 1,899.762 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:57 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 78,180 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-014305 · marketforms-57694.xml · derivative · entry 7

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 78,180 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:57 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 1,322 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014305 · marketforms-57694.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,561,354

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:57 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 1,322 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014305 · marketforms-57694.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:57 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 22,925 $5.57 $127,692.25
Disclosure

SEC source: 0001214659-22-014305 · marketforms-57694.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,617

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.585, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:57 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 53,933 $5.58 $300,946.14
Disclosure

SEC source: 0001214659-22-014305 · marketforms-57694.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,542

F1 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.58 to $5.5889, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:57 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 78,180 $3.85 $300,993.00
Disclosure

SEC source: 0001214659-22-014305 · marketforms-57694.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 18:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-014239 · marketforms-57678.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,180

Underlying: Common Shares · 75,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 18:28 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 22,356 $5.47 $122,287.32
Disclosure

SEC source: 0001214659-22-014239 · marketforms-57678.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.465 to $5.48, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 18:28 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 52,644 $5.49 $288,752.34
Disclosure

SEC source: 0001214659-22-014239 · marketforms-57678.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,651

Read SEC document
November 28, 2022 Filed Nov 29, 2022 18:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 75,000 $3.85 $288,750.00
Disclosure

SEC source: 0001214659-22-014239 · marketforms-57678.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 100,100 Not disclosed Strike: $3.85 Not disclosed
Disclosure

SEC source: 0001493152-22-034010 · ownership.xml · derivative · entry 3

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,100 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: See Column 2 of Table II

Read SEC document
November 28, 2022 Filed Nov 30, 2022 20:18 UTC Tax withholdingCommon Shares 32,190 $5.68 $182,678.25
Disclosure

SEC source: 0001493152-22-034010 · ownership.xml · nonDerivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,697

Read SEC document
November 28, 2022 Filed Nov 30, 2022 20:18 UTC Exercise / conversionCommon Shares 100,100 $3.85 $385,385.00
Disclosure

SEC source: 0001493152-22-034010 · ownership.xml · nonDerivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Dec 15, 2022 22:20 UTC Amendment Tax withholdingCommon Shares 67,910 $5.68 $385,389.25
Disclosure

SEC source: 0001493152-22-035617 · ownership.xml · nonDerivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,977

Read SEC document
November 25, 2022 Filed Nov 28, 2022 15:30 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-014208 · marketforms-57671.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,180

Underlying: Common Shares · 75,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 15:30 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 24,956 $5.76 $143,746.56
Disclosure

SEC source: 0001214659-22-014208 · marketforms-57671.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.76 to $5.77, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 15:30 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 50,044 $5.77 $288,753.88
Disclosure

SEC source: 0001214659-22-014208 · marketforms-57671.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,251

Read SEC document
November 25, 2022 Filed Nov 28, 2022 15:30 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 75,000 $3.85 $288,750.00
Disclosure

SEC source: 0001214659-22-014208 · marketforms-57671.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 18:05 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-014146 · marketforms-57653.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,180

Underlying: Common Shares · 75,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 18:05 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 23,483 $5.60 $131,504.80
Disclosure

SEC source: 0001214659-22-014146 · marketforms-57653.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.595 to $5.605, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 18:05 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 51,517 $5.61 $288,752.79
Disclosure

SEC source: 0001214659-22-014146 · marketforms-57653.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,778

Read SEC document
November 22, 2022 Filed Nov 23, 2022 18:05 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 75,000 $3.85 $288,750.00
Disclosure

SEC source: 0001214659-22-014146 · marketforms-57653.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 18:59 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-014100 · marketforms-57642.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,180

Underlying: Common Shares · 75,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 18:59 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 21,626 $5.40 $116,780.40
Disclosure

SEC source: 0001214659-22-014100 · marketforms-57642.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.405, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 18:59 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 53,374 $5.41 $288,753.34
Disclosure

SEC source: 0001214659-22-014100 · marketforms-57642.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,921

Read SEC document
November 21, 2022 Filed Nov 22, 2022 18:59 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 75,000 $3.85 $288,750.00
Disclosure

SEC source: 0001214659-22-014100 · marketforms-57642.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 16:07 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-014030 · marketforms-57615.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,180

Underlying: Common Shares · 100,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 16:07 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 27,639 $5.32 $147,039.48
Disclosure

SEC source: 0001214659-22-014030 · marketforms-57615.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.305 to $5.325, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 16:07 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 72,361 $5.32 $385,003.94
Disclosure

SEC source: 0001214659-22-014030 · marketforms-57615.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

Read SEC document
November 18, 2022 Filed Nov 21, 2022 16:07 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $3.85 $385,000.00
Disclosure

SEC source: 0001214659-22-014030 · marketforms-57615.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 15:45 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-013574 · marketforms-57523.xml · derivative · entry 7

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,180

Underlying: Common Shares · 150,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 15:45 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 754 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013574 · marketforms-57523.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Survivors Trust

Disclosed balance after: 1,560,032

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 15:45 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 754 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013574 · marketforms-57523.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 15:45 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 45,382 $5.57 $252,777.74
Disclosure

SEC source: 0001214659-22-013574 · marketforms-57523.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,049

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.465 to $5.66, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 15:45 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 103,864 $5.56 $577,483.84
Disclosure

SEC source: 0001214659-22-013574 · marketforms-57523.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,431

F1 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.4501 to $5.655, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 15:45 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 150,000 $3.85 $577,500.00
Disclosure

SEC source: 0001214659-22-013574 · marketforms-57523.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 17:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-013368 · marketforms-57514.xml · derivative · entry 6

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on December 1, 2017 and vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

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November 08, 2022 Filed Nov 9, 2022 17:08 UTC SaleCommon Shares 22 $4.95 $108.90
Disclosure

SEC source: 0001214659-22-013368 · marketforms-57514.xml · nonDerivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,652

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November 08, 2022 Filed Nov 9, 2022 17:08 UTC Tax withholdingCommon Shares 78 $4.98 $388.44
Disclosure

SEC source: 0001214659-22-013368 · marketforms-57514.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,674

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November 08, 2022 Filed Nov 9, 2022 17:08 UTC Exercise / conversionCommon Shares 100 $3.85 $385.00
Disclosure

SEC source: 0001214659-22-013368 · marketforms-57514.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2022 Filed Nov 8, 2022 14:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-013269 · marketforms-57501.xml · derivative · entry 7

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Shares · 100,000 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on December 1, 2017 and vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

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November 07, 2022 Filed Nov 8, 2022 14:24 UTC OtherCommon Shares 20,927 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013269 · marketforms-57501.xml · nonDerivative · entry 5

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Azteca Consulting LLC

Disclosed balance after: 55,152

F2 · ownership.nature: Shares held in an account owned by Azteca Consulting LLC, of which the Reporting Person and his spouse are the members.

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November 07, 2022 Filed Nov 8, 2022 14:24 UTC OtherCommon Shares 20,927 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013269 · marketforms-57501.xml · nonDerivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,652

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November 07, 2022 Filed Nov 8, 2022 14:24 UTC SaleCommon Shares 17 $4.84 $82.28
Disclosure

SEC source: 0001214659-22-013269 · marketforms-57501.xml · nonDerivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,579

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November 07, 2022 Filed Nov 8, 2022 14:24 UTC Tax withholdingCommon Shares 79,056 $4.87 $385,002.72
Disclosure

SEC source: 0001214659-22-013269 · marketforms-57501.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,596

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November 07, 2022 Filed Nov 8, 2022 14:24 UTC Exercise / conversionCommon Shares 100,000 $3.85 $385,000.00
Disclosure

SEC source: 0001214659-22-013269 · marketforms-57501.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 14:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100,100 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-22-013268 · marketforms-57502.xml · derivative · entry 6

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,100 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on December 1, 2017 and vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

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November 07, 2022 Filed Nov 8, 2022 14:24 UTC SaleCommon Shares 9,566 $4.97 $47,543.02
Disclosure

SEC source: 0001214659-22-013268 · marketforms-57502.xml · nonDerivative · entry 3

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,679

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $4.975, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 07, 2022 Filed Nov 8, 2022 14:24 UTC Tax withholdingCommon Shares 77,309 $4.99 $385,385.37
Disclosure

SEC source: 0001214659-22-013268 · marketforms-57502.xml · nonDerivative · entry 2

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,245

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.