Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2019 Filed Sep 3, 2019 18:44 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005606 · marketforms-45662.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,033 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 18:43 UTC |
Schutt EthanDirector
|
GrantCommon Shares | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005605 · marketforms-45664.xml · nonDerivative · entry 1 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 18:41 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005603 · marketforms-45663.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,131 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 18:42 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005604 · marketforms-45665.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,480 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 17:14 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 1,146.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-013664 · ownership.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,358.46 Underlying: Common Shares · 1,146.73 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:09 UTC |
Lang Gregory A.Director · President and CEO
|
GiftCommon Shares | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005623 · marketforms-45675.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Survivors Trust Disclosed balance after: 1,471,092 Read SEC document |
| August 30, 2019 Filed Aug 31, 2019 01:14 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001214659-19-005583 · marketforms-45644.xml · derivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,750 Underlying: Common Shares · 100,000 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported in Column 4 above was converted from the Canadian exercise price of C$3.18 to USD using an exchange rate of CAD$1.3295=USD$1.00. F4 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document |
| August 30, 2019 Filed Aug 31, 2019 01:14 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 50,225 | $7.47 | $375,180.75 |
DisclosureSEC source: 0001214659-19-005583 · marketforms-45644.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,038 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.90 to C$9.98, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$9.94 to USD using an exchange rate of CAD$1.3295=USD$1.00. Read SEC document |
| August 30, 2019 Filed Aug 31, 2019 01:14 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 31,832 | $7.51 | $239,058.32 |
DisclosureSEC source: 0001214659-19-005583 · marketforms-45644.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,263 F2 · price: The price reported above was converted from the Canadian price of C$9.99 using an exchange rate of CAD$1.3295=USD$1.00. Read SEC document |
| August 30, 2019 Filed Aug 31, 2019 01:14 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 100,000 | $2.39 | $239,000.00 |
DisclosureSEC source: 0001214659-19-005583 · marketforms-45644.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported in Column 4 above was converted from the Canadian exercise price of C$3.18 to USD using an exchange rate of CAD$1.3295=USD$1.00. Read SEC document |
| August 30, 2019 Filed Sep 17, 2019 16:29 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001214659-19-005904 · marketforms-45755.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,750 Underlying: Common Shares · 100,000 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported in Column 4 above was converted from the Canadian exercise price of C$3.18 to USD using an exchange rate of CAD$1.3295=USD$1.00. F4 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document |
| August 30, 2019 Filed Sep 17, 2019 16:29 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 17,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005904 · marketforms-45755.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Survivors Trust Disclosed balance after: 1,553,100 Read SEC document |
| August 30, 2019 Filed Sep 17, 2019 16:29 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 17,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005904 · marketforms-45755.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,530 Read SEC document |
| August 30, 2019 Filed Sep 17, 2019 16:29 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 50,225 | $7.47 | $375,180.75 |
DisclosureSEC source: 0001214659-19-005904 · marketforms-45755.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,473 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.90 to C$9.98, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$9.94 to USD using an exchange rate of CAD$1.3295=USD$1.00. Read SEC document |
| August 30, 2019 Filed Sep 17, 2019 16:29 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 31,832 | $7.51 | $239,058.32 |
DisclosureSEC source: 0001214659-19-005904 · marketforms-45755.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,698 F2 · price: The price reported above was converted from the Canadian price of C$9.99 using an exchange rate of CAD$1.3295=USD$1.00. Read SEC document |
| August 30, 2019 Filed Sep 17, 2019 16:29 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 100,000 | $2.39 | $239,000.00 |
DisclosureSEC source: 0001214659-19-005904 · marketforms-45755.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported in Column 4 above was converted from the Canadian exercise price of C$3.18 to USD using an exchange rate of CAD$1.3295=USD$1.00. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:45 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001214659-19-005491 · marketforms-45591.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 130,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3267=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:45 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 66,560 | $7.76 | $516,505.60 |
DisclosureSEC source: 0001214659-19-005491 · marketforms-45591.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$10.19 to C$10.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price was converted from the Canadian weighted average price of C$10.29 to USD using an exchange rate of CAD $1.3267=USD$1.00. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:45 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 63,440 | $7.75 | $491,660.00 |
DisclosureSEC source: 0001214659-19-005491 · marketforms-45591.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,825 F2 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$10.19 to C$10.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The price was converted from the Canadian weighted average price of C$10.29 to USD using an exchange rate of CAD $1.3267=USD$1.00. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:45 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 130,000 | $3.78 | $491,400.00 |
DisclosureSEC source: 0001214659-19-005491 · marketforms-45591.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3267=USD$1.00. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 17:46 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001214659-19-005470 · marketforms-45588.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Shares · 20,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3279=USD$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 17:46 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 10,059 | $7.61 | $76,548.99 |
DisclosureSEC source: 0001214659-19-005470 · marketforms-45588.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$10.10 to USD using an exchange rate of CAD$1.3279=USD$1.00. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 17:46 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 9,941 | $7.61 | $75,651.01 |
DisclosureSEC source: 0001214659-19-005470 · marketforms-45588.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,324 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$10.10 to USD using an exchange rate of CAD$1.3279=USD$1.00. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 17:46 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 20,000 | $3.78 | $75,600.00 |
DisclosureSEC source: 0001214659-19-005470 · marketforms-45588.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3279=USD$1.00. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:28 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001214659-19-005459 · marketforms-45582.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 20,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3310=USD$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:28 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 9,949 | $7.51 | $74,716.99 |
DisclosureSEC source: 0001214659-19-005459 · marketforms-45582.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$9.99 to USD using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:28 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 10,051 | $7.51 | $75,483.01 |
DisclosureSEC source: 0001214659-19-005459 · marketforms-45582.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,214 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$9.99 to USD using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:28 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 20,000 | $3.77 | $75,400.00 |
DisclosureSEC source: 0001214659-19-005459 · marketforms-45582.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:02 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001214659-19-005351 · marketforms-45509.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Shares · 30,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3325=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:02 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 14,040 | $7.09 | $99,543.60 |
DisclosureSEC source: 0001214659-19-005351 · marketforms-45509.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.43 to C$9.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.44 to USD using an exchange rate of CAD$1.3325=USD$1.00. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:02 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 15,960 | $7.08 | $112,996.80 |
DisclosureSEC source: 0001214659-19-005351 · marketforms-45509.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,305 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$9.43 to C$9.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.44 to USD using an exchange rate of CAD$1.3325=USD$1.00. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:02 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 30,000 | $3.77 | $113,100.00 |
DisclosureSEC source: 0001214659-19-005351 · marketforms-45509.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3325=USD$1.00. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:02 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001214659-19-005350 · marketforms-45510.xml · derivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,750 Underlying: Common Shares · 100,000 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3325=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:02 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 60,896 | $7.03 | $428,098.88 |
DisclosureSEC source: 0001214659-19-005350 · marketforms-45510.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,095 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.35 to C$9.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.36 to USD using an exchange rate of C$1.3325=US$1.00. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:02 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 33,881 | $7.04 | $238,522.24 |
DisclosureSEC source: 0001214659-19-005350 · marketforms-45510.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,991 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$9.38 to C$9.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.39 to USD using an exchange rate of C$1.3325=US$1.00. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:02 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 100,000 | $2.39 | $239,000.00 |
DisclosureSEC source: 0001214659-19-005350 · marketforms-45510.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3325=USD$1.00. Read SEC document |
| August 15, 2019 Filed Sep 17, 2019 16:27 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001214659-19-005903 · marketforms-45754.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,750 Underlying: Common Shares · 100,000 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3325=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document |
| August 15, 2019 Filed Sep 17, 2019 16:27 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 5,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005903 · marketforms-45754.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Survivors Trust Disclosed balance after: 1,535,157 Read SEC document |
| August 15, 2019 Filed Sep 17, 2019 16:27 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 5,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005903 · marketforms-45754.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,530 Read SEC document |
| August 15, 2019 Filed Sep 17, 2019 16:27 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 60,896 | $7.03 | $428,098.88 |
DisclosureSEC source: 0001214659-19-005903 · marketforms-45754.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,753 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.35 to C$9.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.36 to USD using an exchange rate of C$1.3325=US$1.00. Read SEC document |
| August 15, 2019 Filed Sep 17, 2019 16:27 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 33,881 | $7.04 | $238,522.24 |
DisclosureSEC source: 0001214659-19-005903 · marketforms-45754.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,649 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$9.38 to C$9.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.39 to USD using an exchange rate of C$1.3325=US$1.00. Read SEC document |
| August 15, 2019 Filed Sep 17, 2019 16:27 UTC Amendment |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 100,000 | $2.39 | $239,000.00 |
DisclosureSEC source: 0001214659-19-005903 · marketforms-45754.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3325=USD$1.00. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 17:26 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GiftCommon Shares | 6,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005318 · marketforms-45497.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,460 Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 22:55 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 38,143 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001214659-19-005153 · marketforms-45483.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 38,143 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3234=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 22:55 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 17,740 | $7.09 | $125,776.60 |
DisclosureSEC source: 0001214659-19-005153 · marketforms-45483.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.37 to C$9.39, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.38 to USD using an exchange rate of CAD$1.3234=USD$1.00. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 22:55 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 20,403 | $7.09 | $144,657.27 |
DisclosureSEC source: 0001214659-19-005153 · marketforms-45483.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,005 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$9.38 to C$9.39, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.39 to USD using an exchange rate of CAD$1.3234=USD$1.00. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 22:55 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 38,143 | $3.79 | $144,561.97 |
DisclosureSEC source: 0001214659-19-005153 · marketforms-45483.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3234=USD$1.00. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 15:43 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 23,257 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001214659-19-005134 · marketforms-45474.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,143 Underlying: Common Shares · 23,257 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3221=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 15:43 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 10,676 | $7.02 | $74,945.52 |
DisclosureSEC source: 0001214659-19-005134 · marketforms-45474.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.28 to C$9.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$9.28 to USD using an exchange rate of CAD$1.3221=USD$1.00. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 15:43 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 12,581 | $7.02 | $88,318.62 |
DisclosureSEC source: 0001214659-19-005134 · marketforms-45474.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,941 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$9.28 to USD using an exchange rate of CAD$1.3221=USD$1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.