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NETFLIX INC

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403
SEC CIK
0001065280
Parsed reports
5,295

Last 12 months

Inside the activity.

0 purchase rows · 99 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025044
Dec 202503
Jan 2026010
Feb 2026011
Mar 202604
Apr 202604
May 202609
Jun 202604
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2019 Filed Aug 3, 2019 00:23 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000280 · edgardoc.xml · derivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires 2029-08-01

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:23 UTC
HYMAN DAVID AGeneral Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,511 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000282 · edgardoc.xml · derivative · entry 1

HYMAN DAVID A · CIK 0001507747 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 2,511 shares

Expires 2029-08-01

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:25 UTC
HASTINGS REEDDirector · CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,083 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000284 · edgardoc.xml · derivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,083

Underlying: Common Stock · 20,083 shares

Expires 2029-08-01

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:26 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000286 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires 2029-08-01

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:33 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000290 · edgardoc.xml · derivative · entry 1

Dopfner Mathias · CIK 0001370931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires 2029-08-01

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:33 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 196 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000291 · edgardoc.xml · derivative · entry 1

Belmer Rodolphe · CIK 0001729146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Stock · 196 shares

Expires 2029-08-01

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:34 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000292 · edgardoc.xml · derivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires 2029-08-01

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:38 UTC
Whetstone RachelChief Communications Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 228 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000294 · edgardoc.xml · derivative · entry 1

Whetstone Rachel · CIK 0001760799 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

Underlying: Common Stock · 228 shares

Expires 2029-08-01

Read SEC document
August 01, 2019 Filed Aug 5, 2019 22:10 UTC
Hoag Jay CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001082906-19-000015 · edgar.xml · derivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires 2029-08-01

F1 · ownership.direct: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 55,342 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · derivative · entry 12

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,342 shares

Expires 2019-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 500 $314.44 $157,219.00
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 10

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F10 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $314.34 to $314.54.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 1,220 $313.67 $382,672.03
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 9

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F9 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $313.34 to $314.25.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 1,380 $312.73 $431,562.85
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 8

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F8 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $312.29 to $313.19.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 3,400 $311.79 $1,060,084.98
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 7

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F7 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $311.23 to $312.18.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 10,046 $310.74 $3,121,643.81
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 6

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F6 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $310.21 to $311.17.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 17,407 $309.75 $5,391,788.66
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 5

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,546

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F5 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $309.21 to $310.19.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 8,000 $308.65 $2,469,216.80
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,953

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F4 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $308.21 to $309.20.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 9,574 $307.69 $2,945,789.59
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,953

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $307.21 to $308.20.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 3,815 $306.81 $1,170,495.41
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 2

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,527

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $306.20 to $307.16.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 23:10 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionCommon Stock 55,342 $6.02 $333,236.32
Disclosure

SEC source: 0001065280-19-000262 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
July 01, 2019 Filed Jul 2, 2019 23:46 UTC
Hoag Jay CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001082906-19-000014 · edgar.xml · derivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

F1 · ownership.direct: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 00:23 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000234 · primary_doc.xml · derivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 00:30 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000235 · primary_doc.xml · derivative · entry 1

Belmer Rodolphe · CIK 0001729146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 00:34 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000236 · primary_doc.xml · derivative · entry 1

Dopfner Mathias · CIK 0001370931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:08 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000237 · primary_doc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:12 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000238 · primary_doc.xml · derivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:16 UTC
RICE SUSAN EDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 166 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000239 · primary_doc.xml · derivative · entry 1

RICE SUSAN E · CIK 0001735710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166

Underlying: Common Stock · 166 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:18 UTC
HASTINGS REEDDirector · CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 17,130 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000240 · primary_doc.xml · derivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,130

Underlying: Common Stock · 17,130 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:21 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000241 · primary_doc.xml · derivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:25 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000242 · primary_doc.xml · derivative · entry 1

Sweeney Anne M · CIK 0001638276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:32 UTC
HYMAN DAVID AGeneral Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,141 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000243 · primary_doc.xml · derivative · entry 1

HYMAN DAVID A · CIK 0001507747 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

Underlying: Common Stock · 2,141 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:33 UTC
Whetstone RachelChief Communications Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000244 · primary_doc.xml · derivative · entry 1

Whetstone Rachel · CIK 0001760799 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:38 UTC
Neal JessicaChief Talent Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000245 · primary_doc.xml · derivative · entry 1

Neal Jessica · CIK 0001721218 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:44 UTC
Neumann Spencer AdamChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,781 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000246 · primary_doc.xml · derivative · entry 1

Neumann Spencer Adam · CIK 0001543133 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

Underlying: Common Stock · 2,781 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:46 UTC
SARANDOS THEODORE AChief Content Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,508 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000247 · primary_doc.xml · derivative · entry 1

SARANDOS THEODORE A · CIK 0001393838 · Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,508

Underlying: Common Stock · 7,508 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:49 UTC
Peters Gregory KChief Product Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,782 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000248 · primary_doc.xml · derivative · entry 1

Peters Gregory K · CIK 0001583109 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,782

Underlying: Common Stock · 3,782 shares

Expires 2029-07-01

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 256 $0.00 Strike: $68.09 $0.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · derivative · entry 12

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 256 shares

Expires 2024-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 280 $0.00 Strike: $62.69 $0.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · derivative · entry 11

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 280 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 315 $0.00 Strike: $55.49 $0.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · derivative · entry 10

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 315 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 357 $0.00 Strike: $48.83 $0.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · derivative · entry 9

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires 2024-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
SaleCommon Stock 256 $375.00 $96,000.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · nonDerivative · entry 8

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
Exercise / conversionCommon Stock 256 $68.09 $17,429.94
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · nonDerivative · entry 7

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
SaleCommon Stock 280 $375.00 $105,000.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · nonDerivative · entry 6

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
Exercise / conversionCommon Stock 280 $62.69 $17,552.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · nonDerivative · entry 5

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
SaleCommon Stock 315 $375.00 $118,125.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · nonDerivative · entry 4

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
Exercise / conversionCommon Stock 315 $55.49 $17,478.44
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · nonDerivative · entry 3

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
SaleCommon Stock 357 $375.00 $133,875.00
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · nonDerivative · entry 2

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
July 01, 2019 Filed Jul 4, 2019 01:56 UTC
MATHER ANNDirector
Exercise / conversionCommon Stock 357 $48.83 $17,432.31
Disclosure

SEC source: 0001065280-19-000249 · edgardoc.xml · nonDerivative · entry 1

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2019 Filed Jul 17, 2019 22:06 UTC Amendment
MATHER ANNDirector
SaleCommon Stock 364 $375.00 $136,500.00
Disclosure

SEC source: 0001065280-19-000256 · edgardoc.xml · nonDerivative · entry 30

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The original Form 4, filed on July 3, 2019, is being amended by this Form 4 amendment to correct an administrative error in which this transaction was not disclosed. Transaction made pursuant to a duly adopted trading plan under Rule 10b5-1(c).

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July 01, 2019 Filed Jul 17, 2019 22:06 UTC Amendment
MATHER ANNDirector
Exercise / conversionCommon Stock 364 $48.07 $17,499.05
Disclosure

SEC source: 0001065280-19-000256 · edgardoc.xml · nonDerivative · entry 29

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The original Form 4, filed on July 3, 2019, is being amended by this Form 4 amendment to correct an administrative error in which this transaction was not disclosed. Transaction made pursuant to a duly adopted trading plan under Rule 10b5-1(c).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.