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NETFLIX INC

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403
SEC CIK
0001065280
Parsed reports
5,295

Last 12 months

Inside the activity.

0 purchase rows · 99 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025044
Dec 202503
Jan 2026010
Feb 2026011
Mar 202604
Apr 202604
May 202609
Jun 202604
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2020 Filed Sep 22, 2020 23:17 UTC
HASTINGS REEDDirector · Co-CEO
Exercise / conversionCommon Stock 34,853 $23.91 $833,335.23
Disclosure

SEC source: 0001065280-20-000413 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 08, 2020 Filed Sep 9, 2020 22:01 UTC
HASTINGS REEDDirector · Co-CEO
GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001065280-20-000411 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,171,392

F1 · ownership.nature: As Trustee of the Hastings-Quillin Family Trust

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:26 UTC
Hoag Jay CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001082906-20-000023 · edgar.xml · derivative · entry 1

Hoag Jay C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

F1 · ownership.direct: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · derivative · entry 17

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 959 $0.00 Strike: $52.10 $0.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · derivative · entry 16

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 959 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 959 $0.00 Strike: $51.99 $0.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · derivative · entry 15

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 959 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 966 $0.00 Strike: $51.83 $0.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · derivative · entry 14

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 966 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,001 $0.00 Strike: $49.85 $0.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · derivative · entry 13

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,001 shares

Expires 2025-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,022 $0.00 Strike: $48.83 $0.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · derivative · entry 12

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,022 shares

Expires 2024-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC SaleCommon Stock 959 $550.00 $527,450.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 10

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionCommon Stock 959 $51.99 $49,857.07
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 9

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC SaleCommon Stock 966 $550.00 $531,300.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 8

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionCommon Stock 966 $51.83 $50,069.13
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC SaleCommon Stock 959 $550.00 $527,450.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionCommon Stock 959 $52.10 $49,962.56
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 5

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC SaleCommon Stock 1,022 $550.00 $562,100.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionCommon Stock 1,022 $48.83 $49,904.26
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC SaleCommon Stock 1,001 $550.00 $550,550.00
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:39 UTC Exercise / conversionCommon Stock 1,001 $49.85 $49,898.45
Disclosure

SEC source: 0001065280-20-000379 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:41 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000381 · edgardoc.xml · derivative · entry 1

Belmer Rodolphe · CIK 0001729146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:47 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000383 · edgardoc.xml · derivative · entry 1

Dopfner Mathias · CIK 0001370931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:48 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000385 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:53 UTC
HASTINGS REEDDirector · Co-CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 12,727 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000387 · edgardoc.xml · derivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,727

Underlying: Common Stock · 12,727 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:54 UTC
HYMAN DAVID AChief Legal Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,479 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000389 · edgardoc.xml · derivative · entry 1

HYMAN DAVID A · CIK 0001507747 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479

Underlying: Common Stock · 1,479 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:57 UTC
MATHER ANNDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000393 · edgardoc.xml · derivative · entry 1

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:55 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000391 · edgardoc.xml · derivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:59 UTC
Neal JessicaChief Talent Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 318 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000395 · edgardoc.xml · derivative · entry 1

Neal Jessica · CIK 0001721218 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Underlying: Common Stock · 318 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 17:00 UTC
Neumann Spencer AdamChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,058 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000397 · edgardoc.xml · derivative · entry 1

Neumann Spencer Adam · CIK 0001543133 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058

Underlying: Common Stock · 2,058 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 17:02 UTC
Peters Gregory KCOO and Chief Product Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,583 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000399 · edgardoc.xml · derivative · entry 1

Peters Gregory K · CIK 0001583109 · COO and Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583

Underlying: Common Stock · 2,583 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 17:04 UTC
RICE SUSAN EDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 113 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000401 · edgardoc.xml · derivative · entry 1

RICE SUSAN E · CIK 0001735710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

Underlying: Common Stock · 113 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 17:05 UTC
SARANDOS THEODORE ADirector · Co-CEO and Chief Content Offic
GrantNon-Qualified Stock Option (right to buy) · Derivative 5,484 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000403 · edgardoc.xml · derivative · entry 1

SARANDOS THEODORE A · CIK 0001393838 · Director · Co-CEO and Chief Content Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,484

Underlying: Common Stock · 5,484 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 17:06 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000405 · edgardoc.xml · derivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 17:08 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000407 · edgardoc.xml · derivative · entry 1

Sweeney Anne M · CIK 0001638276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 17:09 UTC
Whetstone RachelChief Communications Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 169 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000409 · edgardoc.xml · derivative · entry 1

Whetstone Rachel · CIK 0001760799 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169

Underlying: Common Stock · 169 shares

Expires 2030-09-01

Read SEC document
August 26, 2020 Filed Aug 27, 2020 22:23 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 398 $0.00 Strike: $125.37 $0.00
Disclosure

SEC source: 0001065280-20-000377 · edgardoc.xml · derivative · entry 6

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 398 shares

Expires 2025-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 26, 2020 Filed Aug 27, 2020 22:23 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 507 $0.00 Strike: $123.30 $0.00
Disclosure

SEC source: 0001065280-20-000377 · edgardoc.xml · derivative · entry 5

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 507 shares

Expires 2026-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 26, 2020 Filed Aug 27, 2020 22:23 UTC SaleCommon Stock 507 $534.00 $270,738.00
Disclosure

SEC source: 0001065280-20-000377 · edgardoc.xml · nonDerivative · entry 4

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,196

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 26, 2020 Filed Aug 27, 2020 22:23 UTC Exercise / conversionCommon Stock 507 $123.30 $62,513.10
Disclosure

SEC source: 0001065280-20-000377 · edgardoc.xml · nonDerivative · entry 3

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 26, 2020 Filed Aug 27, 2020 22:23 UTC SaleCommon Stock 398 $543.00 $216,114.00
Disclosure

SEC source: 0001065280-20-000377 · edgardoc.xml · nonDerivative · entry 2

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,196

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 26, 2020 Filed Aug 27, 2020 22:23 UTC Exercise / conversionCommon Stock 398 $125.37 $49,897.26
Disclosure

SEC source: 0001065280-20-000377 · edgardoc.xml · nonDerivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,043 $0.00 Strike: $48.07 $0.00
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · derivative · entry 16

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,043 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,064 $0.00 Strike: $47.04 $0.00
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · derivative · entry 15

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,078 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · derivative · entry 14

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,078 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,211 $0.00 Strike: $41.29 $0.00
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · derivative · entry 13

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,211 shares

Expires 2023-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,188 $0.00 Strike: $35.59 $0.00
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · derivative · entry 12

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,188 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:16 UTC SaleCommon Stock 1,188 $500.00 $594,000.00
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · nonDerivative · entry 10

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:16 UTC Exercise / conversionCommon Stock 1,188 $35.59 $42,279.26
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · nonDerivative · entry 9

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:16 UTC SaleCommon Stock 1,043 $500.00 $521,500.00
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · nonDerivative · entry 8

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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August 24, 2020 Filed Aug 25, 2020 22:16 UTC Exercise / conversionCommon Stock 1,043 $48.07 $50,141.49
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · nonDerivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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August 24, 2020 Filed Aug 25, 2020 22:16 UTC SaleCommon Stock 1,064 $500.00 $532,000.00
Disclosure

SEC source: 0001065280-20-000375 · edgardoc.xml · nonDerivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.