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NETFLIX INC

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Tapewire entity
403
SEC CIK
0001065280
Parsed reports
5,295

Last 12 months

Inside the activity.

0 purchase rows · 99 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025044
Dec 202503
Jan 2026010
Feb 2026011
Mar 202604
Apr 202604
May 202609
Jun 202604
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2018 Filed Sep 26, 2018 01:53 UTC Amendment GrantNon-Qualified Stock Option (right to buy) · Derivative 1,404 $0.00 Strike: $363.60 $0.00
Disclosure

SEC source: 0001065280-18-000488 · primary_doc.xml · derivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Common Stock · 1,404 shares

Expires 2028-09-04

F1 · shares: The grant in Table II was previously reported and is being included here only to gain access to the EDGAR system. This Form is being amended solely to correct the verbiage in the power of attorney that was attached to the original filing.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 22:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $32.04 $0.00
Disclosure

SEC source: 0001065280-18-000419 · edgardoc.xml · derivative · entry 3

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424

Underlying: Common Stock · 1,000 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 27, 2018 Filed Aug 28, 2018 22:45 UTC SaleCommon Stock 1,000 $367.00 $367,000.00
Disclosure

SEC source: 0001065280-18-000419 · edgardoc.xml · nonDerivative · entry 2

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 27, 2018 Filed Aug 28, 2018 22:45 UTC Exercise / conversionCommon Stock 1,000 $32.04 $32,040.00
Disclosure

SEC source: 0001065280-18-000419 · edgardoc.xml · nonDerivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:19 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $32.04 $0.00
Disclosure

SEC source: 0001065280-18-000416 · edgardoc.xml · derivative · entry 3

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,424

Underlying: Common Stock · 1,000 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:19 UTC SaleCommon Stock 1,000 $314.64 $314,640.00
Disclosure

SEC source: 0001065280-18-000416 · edgardoc.xml · nonDerivative · entry 2

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:19 UTC Exercise / conversionCommon Stock 1,000 $32.04 $32,040.00
Disclosure

SEC source: 0001065280-18-000416 · edgardoc.xml · nonDerivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 77,672 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · derivative · entry 23

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,672 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 1,300 $331.13 $430,469.00
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 21

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F21 · price: This transaction was executed in multiple trades at prices ranging from $330.73 to $331.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 4,100 $330.16 $1,353,660.92
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 20

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F20 · price: This transaction was executed in multiple trades at prices ranging from $329.72 to $330.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 4,600 $329.26 $1,514,577.14
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 19

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F19 · price: This transaction was executed in multiple trades at prices ranging from $328.71 to $329.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 10,853 $328.06 $3,560,473.17
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 18

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F18 · price: This transaction was executed in multiple trades at prices ranging from $327.70 to $328.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 10,400 $327.14 $3,402,218.56
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 17

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,853

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F17 · price: This transaction was executed in multiple trades at prices ranging from $326.69 to $327.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 7,819 $326.27 $2,551,133.28
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 16

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,253

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F16 · price: This transaction was executed in multiple trades at prices ranging from $325.69 to $326.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 2,900 $325.28 $943,316.06
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 15

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,072

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F15 · price: This transaction was executed in multiple trades at prices ranging from $324.66 to $325.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 1,500 $323.84 $485,752.95
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 14

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,972

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F14 · price: This transaction was executed in multiple trades at prices ranging from $323.44 to $324.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 2,100 $322.79 $677,864.04
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 13

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,472

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F13 · price: This transaction was executed in multiple trades at prices ranging from $322.30 to $323.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 2,700 $321.54 $868,162.05
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 12

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,572

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F12 · price: This transaction was executed in multiple trades at prices ranging from $321.22 to $321.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 5,200 $320.70 $1,667,642.08
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 11

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,272

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F11 · price: This transaction was executed in multiple trades at prices ranging from $320.19 to $321.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 2,400 $319.54 $766,902.96
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 10

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,472

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F10 · price: This transaction was executed in multiple trades at prices ranging from $319.18 to $320.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 2,300 $318.57 $732,711.00
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 9

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,872

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F9 · price: This transaction was executed in multiple trades at prices ranging from $318.13 to $319.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 3,700 $317.61 $1,175,141.83
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 8

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,172

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F8 · price: This transaction was executed in multiple trades at prices ranging from $317.13 to $318.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 1,200 $316.65 $379,985.04
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 7

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,872

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F7 · price: This transaction was executed in multiple trades at prices ranging from $316.12 to $317.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 1,600 $315.45 $504,724.96
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 6

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,072

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F6 · price: This transaction was executed in multiple trades at prices ranging from $315.08 to $316.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 3,700 $314.53 $1,163,752.86
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 5

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,672

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F5 · price: This transaction was executed in multiple trades at prices ranging from $314.05 to $315.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 4,800 $313.52 $1,504,882.08
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,372

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $313.05 to $313.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 3,000 $312.51 $937,542.90
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,172

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $312.03 to $313.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 1,500 $311.69 $467,542.05
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 2

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,172

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $311.03 to $311.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 21:24 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionCommon Stock 77,672 $4.29 $333,321.62
Disclosure

SEC source: 0001065280-18-000417 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 271 $0.00 Strike: $28.59 $0.00
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · derivative · entry 10

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479

Underlying: Common Stock · 271 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 79 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · derivative · entry 9

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:45 UTC SaleCommon Stock 79 $342.00 $27,018.00
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · nonDerivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:45 UTC Exercise / conversionCommon Stock 79 $27.05 $2,137.18
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · nonDerivative · entry 5

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:45 UTC SaleCommon Stock 271 $342.00 $92,682.00
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:45 UTC Exercise / conversionCommon Stock 271 $28.59 $7,748.27
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 14, 2018 23:44 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 867 $0.00 Strike: $32.04 $0.00
Disclosure

SEC source: 0001065280-18-000411 · edgardoc.xml · derivative · entry 6

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,424

Underlying: Common Stock · 867 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 14, 2018 23:44 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 133 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0001065280-18-000411 · edgardoc.xml · derivative · entry 5

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 14, 2018 23:44 UTC SaleCommon Stock 133 $339.53 $45,157.49
Disclosure

SEC source: 0001065280-18-000411 · edgardoc.xml · nonDerivative · entry 4

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 14, 2018 23:44 UTC Exercise / conversionCommon Stock 133 $31.71 $4,217.43
Disclosure

SEC source: 0001065280-18-000411 · edgardoc.xml · nonDerivative · entry 3

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 14, 2018 23:44 UTC SaleCommon Stock 867 $339.53 $294,372.51
Disclosure

SEC source: 0001065280-18-000411 · edgardoc.xml · nonDerivative · entry 2

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 14, 2018 23:44 UTC Exercise / conversionCommon Stock 867 $32.04 $27,778.68
Disclosure

SEC source: 0001065280-18-000411 · edgardoc.xml · nonDerivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 350 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · derivative · entry 8

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

Underlying: Common Stock · 350 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:45 UTC SaleCommon Stock 350 $339.53 $118,835.50
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:45 UTC Exercise / conversionCommon Stock 350 $27.05 $9,468.52
Disclosure

SEC source: 0001065280-18-000413 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 08, 2018 Filed Aug 8, 2018 21:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 350 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0001065280-18-000408 · edgardoc.xml · derivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429

Underlying: Common Stock · 350 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 08, 2018 Filed Aug 8, 2018 21:37 UTC SaleCommon Stock 350 $351.74 $123,109.00
Disclosure

SEC source: 0001065280-18-000408 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 08, 2018 Filed Aug 8, 2018 21:37 UTC Exercise / conversionCommon Stock 350 $27.05 $9,468.52
Disclosure

SEC source: 0001065280-18-000408 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 350 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0001065280-18-000408 · edgardoc.xml · derivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779

Underlying: Common Stock · 350 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:37 UTC SaleCommon Stock 350 $353.35 $123,672.50
Disclosure

SEC source: 0001065280-18-000408 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:37 UTC Exercise / conversionCommon Stock 350 $27.05 $9,468.52
Disclosure

SEC source: 0001065280-18-000408 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.