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NFG

NATIONAL FUEL GAS CO

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3644
SEC CIK
0000070145
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754

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 2, 2019 18:54 UTC GrantCommon Stock 948 $46.17 $43,769.16
Disclosure

SEC source: 0001562180-19-005038 · primarydocument.xml · nonDerivative · entry 1

Finch Steven C. · CIK 0001746639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,872

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 18:54 UTC GrantCommon Stock 948 $46.17 $43,769.16
Disclosure

SEC source: 0001562180-19-005037 · primarydocument.xml · nonDerivative · entry 1

EWING STEPHEN E · CIK 0001167312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,630

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 18:53 UTC GrantCommon Stock 948 $46.17 $43,769.16
Disclosure

SEC source: 0001562180-19-005036 · primarydocument.xml · nonDerivative · entry 2

Carroll David C. · CIK 0001455987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,470

F2 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 17, 2019 Filed Dec 10, 2019 22:08 UTC
Mendel Elena GController
OtherCommon Stock 5 $59.10 $295.48
Disclosure

SEC source: 0001562180-19-005968 · primarydocument.xml · nonDerivative · entry 1

Mendel Elena G · CIK 0001781310 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523

F1 · shares: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
July 17, 2019 Filed Dec 11, 2019 22:10 UTC
KRAEMER RONALD CPres - NFG Supply Corp.
OtherCommon Stock 300 $52.10 $15,628.80
Disclosure

SEC source: 0001562180-19-006026 · primarydocument.xml · nonDerivative · entry 3

KRAEMER RONALD C · CIK 0001699241 · Pres - NFG Supply Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,284

F1 · shares: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
July 16, 2019 Filed Oct 2, 2019 20:08 UTC OtherCommon Stock 2 $52.10 $104.19
Disclosure

SEC source: 0001562180-19-005052 · primarydocument.xml · nonDerivative · entry 2

ANDERSON DAVID HUGO · CIK 0001241405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anderson Family Trust

Disclosed balance after: 176

F2 · security: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
July 16, 2019 Filed Oct 2, 2019 18:55 UTC OtherCommon Stock 77 $52.10 $4,011.39
Disclosure

SEC source: 0001562180-19-005040 · primarydocument.xml · nonDerivative · entry 2

Ranich Rebecca · CIK 0001587811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,328

F1 · security: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
July 16, 2019 Filed Oct 2, 2019 18:53 UTC OtherCommon Stock 162 $52.10 $8,439.55
Disclosure

SEC source: 0001562180-19-005036 · primarydocument.xml · nonDerivative · entry 1

Carroll David C. · CIK 0001455987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,522

F1 · security: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Oct 2, 2019 18:55 UTC OtherCommon Stock 1 $52.73 $52.73
Disclosure

SEC source: 0001562180-19-005040 · primarydocument.xml · nonDerivative · entry 1

Ranich Rebecca · CIK 0001587811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,251

F1 · security: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 21:39 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003801 · primarydocument.xml · nonDerivative · entry 3

Ranich Rebecca · CIK 0001587811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

F2 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:40 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003802 · primarydocument.xml · nonDerivative · entry 1

ANDERSON DAVID HUGO · CIK 0001241405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:37 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003799 · primarydocument.xml · nonDerivative · entry 2

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,498

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:57 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003770 · primarydocument.xml · nonDerivative · entry 1

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,793

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:06 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003778 · primarydocument.xml · nonDerivative · entry 1

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,362

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:54 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003769 · primarydocument.xml · nonDerivative · entry 1

SHAW JEFFREY W · CIK 0001030287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,052

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:45 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003768 · primarydocument.xml · nonDerivative · entry 1

JAGGERS JOSEPH N · CIK 0001270691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,768

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:39 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003767 · primarydocument.xml · nonDerivative · entry 1

Finch Steven C. · CIK 0001746639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,924

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003766 · primarydocument.xml · nonDerivative · entry 1

EWING STEPHEN E · CIK 0001167312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,682

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:30 UTC GrantCommon Stock 827 $52.93 $43,768.98
Disclosure

SEC source: 0001562180-19-003765 · primarydocument.xml · nonDerivative · entry 2

Carroll David C. · CIK 0001455987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,359

F2 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 19:39 UTC
Bauer David PPresident and CEO
GrantRestricted Stock Units · Derivative 10,821 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003755 · primarydocument.xml · derivative · entry 1

Bauer David P · CIK 0001495829 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

Underlying: Common Stock · 10,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NFG common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: 5,410 on July 1, 2022; and 5,411 on July 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest as follows: 5,410 on July 1, 2022; and 5,411 on July 1, 2023.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 19:57 UTC GrantCommon Stock 166 $52.34 $8,688.44
Disclosure

SEC source: 0001562180-19-003674 · primarydocument.xml · nonDerivative · entry 1

ANDERSON DAVID HUGO · CIK 0001241405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166

F1 · security: Acquired through grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
June 26, 2019 Filed Jul 2, 2019 21:37 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003799 · primarydocument.xml · nonDerivative · entry 1

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,671

Read SEC document
June 12, 2019 Filed Jun 17, 2019 20:37 UTC
CIPRICH PAULA MSenior VP & Gen Counsel
GiftCommon Stock 34,551 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003554 · primarydocument.xml · nonDerivative · entry 2

CIPRICH PAULA M · CIK 0001311741 · Senior VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 35,195

Read SEC document
June 12, 2019 Filed Jun 17, 2019 20:37 UTC
CIPRICH PAULA MSenior VP & Gen Counsel
GiftCommon Stock 34,551 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003554 · primarydocument.xml · nonDerivative · entry 1

CIPRICH PAULA M · CIK 0001311741 · Senior VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,924

Read SEC document
May 15, 2019 Filed Jun 17, 2019 20:36 UTC
DeCarolis Donna LPresident - NFG Dist. Corp.
GiftCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003553 · primarydocument.xml · nonDerivative · entry 1

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,209

Read SEC document
April 17, 2019 Filed Jul 2, 2019 21:39 UTC OtherCommon Stock 60 $60.98 $3,658.62
Disclosure

SEC source: 0001562180-19-003801 · primarydocument.xml · nonDerivative · entry 2

Ranich Rebecca · CIK 0001587811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,423

F1 · security: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
April 17, 2019 Filed Jul 2, 2019 20:30 UTC OtherCommon Stock 129 $60.98 $7,866.03
Disclosure

SEC source: 0001562180-19-003765 · primarydocument.xml · nonDerivative · entry 1

Carroll David C. · CIK 0001455987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,532

F1 · security: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
April 17, 2019 Filed Dec 11, 2019 22:10 UTC
KRAEMER RONALD CPres - NFG Supply Corp.
OtherCommon Stock 249 $60.98 $15,183.27
Disclosure

SEC source: 0001562180-19-006026 · primarydocument.xml · nonDerivative · entry 2

KRAEMER RONALD C · CIK 0001699241 · Pres - NFG Supply Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,984

F1 · shares: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Jul 2, 2019 21:39 UTC OtherCommon Stock 1 $60.69 $60.69
Disclosure

SEC source: 0001562180-19-003801 · primarydocument.xml · nonDerivative · entry 1

Ranich Rebecca · CIK 0001587811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,363

F1 · security: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:22 UTC GrantCommon Stock 719 $60.87 $43,761.94
Disclosure

SEC source: 0001562180-19-002142 · primarydocument.xml · nonDerivative · entry 1

Finch Steven C. · CIK 0001746639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097

F1 · security: Acquired through grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:26 UTC GrantCommon Stock 719 $60.87 $43,761.94
Disclosure

SEC source: 0001562180-19-002147 · primarydocument.xml · nonDerivative · entry 1

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,535

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:25 UTC GrantCommon Stock 719 $60.87 $43,761.94
Disclosure

SEC source: 0001562180-19-002146 · primarydocument.xml · nonDerivative · entry 1

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966

F1 · security: Acquired through grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:23 UTC GrantCommon Stock 719 $60.87 $43,761.94
Disclosure

SEC source: 0001562180-19-002144 · primarydocument.xml · nonDerivative · entry 3

Ranich Rebecca · CIK 0001587811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,362

F2 · security: Acquired through grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:25 UTC GrantCommon Stock 719 $60.87 $43,761.94
Disclosure

SEC source: 0001562180-19-002145 · primarydocument.xml · nonDerivative · entry 1

SHAW JEFFREY W · CIK 0001030287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,225

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:22 UTC GrantCommon Stock 719 $60.87 $43,761.94
Disclosure

SEC source: 0001562180-19-002143 · primarydocument.xml · nonDerivative · entry 1

JAGGERS JOSEPH N · CIK 0001270691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,941

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:21 UTC GrantCommon Stock 719 $60.87 $43,761.94
Disclosure

SEC source: 0001562180-19-002141 · primarydocument.xml · nonDerivative · entry 1

EWING STEPHEN E · CIK 0001167312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,855

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:20 UTC GrantCommon Stock 719 $60.87 $43,761.94
Disclosure

SEC source: 0001562180-19-002140 · primarydocument.xml · nonDerivative · entry 2

Carroll David C. · CIK 0001455987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,403

F2 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:18 UTC
MCGINNIS JOHN PPres - Seneca Resources
SaleCommon Stock 2,357 $60.14 $141,749.98
Disclosure

SEC source: 0001562180-19-002022 · primarydocument.xml · nonDerivative · entry 4

MCGINNIS JOHN P · CIK 0001216493 · Pres - Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · By reporting person and spouse as trustees for child

Disclosed balance after: 0

F3 · shares: Includes shares acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:34 UTC
CIPRICH PAULA MSenior VP & Gen Counsel
SaleCommon Stock 10,227 $60.42 $617,920.45
Disclosure

SEC source: 0001562180-19-001465 · primarydocument.xml · nonDerivative · entry 2

CIPRICH PAULA M · CIK 0001311741 · Senior VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,475

Read SEC document
February 14, 2019 Filed Feb 27, 2019 21:34 UTC
CIPRICH PAULA MSenior VP & Gen Counsel
GiftCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001465 · primarydocument.xml · nonDerivative · entry 3

CIPRICH PAULA M · CIK 0001311741 · Senior VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 644

Read SEC document
February 14, 2019 Filed Feb 27, 2019 21:34 UTC
CIPRICH PAULA MSenior VP & Gen Counsel
GiftCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001465 · primarydocument.xml · nonDerivative · entry 1

CIPRICH PAULA M · CIK 0001311741 · Senior VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,702

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC Exercise / conversionStock Appreciation Right · Derivative 40,000 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · derivative · entry 16

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC Exercise / conversionStock Appreciation Right · Derivative 85,297 $0.00 Strike: $53.05 $0.00
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · derivative · entry 15

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,297 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Stock Appreciation Right became exercisable as follows: 28,432 shares on December 19, 2013 and 56,865 shares on April 1, 2014.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC Exercise / conversionStock Appreciation Right · Derivative 125,000 $0.00 Strike: $52.10 $0.00
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · derivative · entry 14

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Stock Appreciation Right became exercisable as follows: 41,666 shares on November 29, 2010, 41,667 shares on November 29, 2011, and 41,667 shares on November 29, 2012.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC SaleCommon Stock 9,700 $58.24 $564,928.00
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · nonDerivative · entry 10

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,816

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.22 to $58.26, inclusive. The reporting person undertakes to provide National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC Tax withholdingCommon Stock 847 $58.23 $49,316.58
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · nonDerivative · entry 9

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,516

F3 · shares: On February 8, 2019, the reporting person exercised a stock appreciation right with respect to 40,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 37,847 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 847 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC Disposition to issuerCommon Stock 37,847 $58.23 $2,203,641.58
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · nonDerivative · entry 8

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,363

F3 · shares: On February 8, 2019, the reporting person exercised a stock appreciation right with respect to 40,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 37,847 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 847 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC Exercise / conversionCommon Stock 40,000 $55.09 $2,203,600.00
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · nonDerivative · entry 7

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC Tax withholdingCommon Stock 2,382 $58.23 $138,691.95
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · nonDerivative · entry 6

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,210

F2 · shares: On February 8, 2019, the reporting person exercised a stock appreciation right with respect to 85,297 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 77,709 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 2,382 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:09 UTC Disposition to issuerCommon Stock 77,709 $58.23 $4,524,606.53
Disclosure

SEC source: 0001562180-19-000886 · primarydocument.xml · nonDerivative · entry 5

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,592

F2 · shares: On February 8, 2019, the reporting person exercised a stock appreciation right with respect to 85,297 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 77,709 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 2,382 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.