NFG

SEC source: 0001562180-21-007511 · primarydocument.xml · nonDerivative · entry 8

Krebs Martin A · CIK 0001781298 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644

F3 · shares: On December 2, 2021, the reporting person had 585 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007511 · primarydocument.xml · nonDerivative · entry 7

Krebs Martin A · CIK 0001781298 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,229

SEC source: 0001562180-21-007511 · primarydocument.xml · nonDerivative · entry 6

Krebs Martin A · CIK 0001781298 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695

F2 · shares: On December 2, 2021, the reporting person had 538 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007511 · primarydocument.xml · nonDerivative · entry 5

Krebs Martin A · CIK 0001781298 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233

SEC source: 0001562180-21-007508 · primarydocument.xml · nonDerivative · entry 4

KRAEMER RONALD C · CIK 0001699241 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,239

F2 · shares: On December 2, 2021, the reporting person had 1,212 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007508 · primarydocument.xml · nonDerivative · entry 3

KRAEMER RONALD C · CIK 0001699241 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,451

SEC source: 0001562180-21-007508 · primarydocument.xml · nonDerivative · entry 2

KRAEMER RONALD C · CIK 0001699241 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,273

F1 · shares: On December 2, 2021, the reporting person had 1,115 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007508 · primarydocument.xml · nonDerivative · entry 1

KRAEMER RONALD C · CIK 0001699241 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,388

SEC source: 0001562180-21-007507 · primarydocument.xml · derivative · entry 7

Kasprzak Michael P · CIK 0001781395 · President NFG Midstream Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682

Underlying: Common Stock · 1,682 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NFG common stock.

F6 · derivative.exercise_date: On December 2, 2021, the reporting person was granted 1,682 restricted stock units, vesting as follows: 560 on December 2, 2022, 561 on December 2, 2023, and 561 on December 2, 2024.

F6 · derivative.expiration_date: On December 2, 2021, the reporting person was granted 1,682 restricted stock units, vesting as follows: 560 on December 2, 2022, 561 on December 2, 2023, and 561 on December 2, 2024.

SEC source: 0001562180-21-007507 · primarydocument.xml · nonDerivative · entry 4

Kasprzak Michael P · CIK 0001781395 · President NFG Midstream Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,879

F2 · shares: On December 2, 2021, the reporting person had 543 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007507 · primarydocument.xml · nonDerivative · entry 3

Kasprzak Michael P · CIK 0001781395 · President NFG Midstream Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,422

SEC source: 0001562180-21-007507 · primarydocument.xml · nonDerivative · entry 2

Kasprzak Michael P · CIK 0001781395 · President NFG Midstream Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,560

F1 · shares: On December 2, 2021, the reporting person had 499 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007507 · primarydocument.xml · nonDerivative · entry 1

Kasprzak Michael P · CIK 0001781395 · President NFG Midstream Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,059

SEC source: 0001562180-21-007504 · primarydocument.xml · nonDerivative · entry 4

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,397

F2 · shares: On December 2, 2021, the reporting person had 2,847 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007504 · primarydocument.xml · nonDerivative · entry 3

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,244

SEC source: 0001562180-21-007504 · primarydocument.xml · nonDerivative · entry 2

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,778

F1 · shares: On December 2, 2021, the reporting person had 2,618 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007504 · primarydocument.xml · nonDerivative · entry 1

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,396

SEC source: 0001562180-21-007502 · primarydocument.xml · nonDerivative · entry 4

CAMIOLO KAREN M · CIK 0001285876 · Treasurer & Prin. Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,124

F2 · shares: On December 2, 2021, the reporting person had 888 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007502 · primarydocument.xml · nonDerivative · entry 3

CAMIOLO KAREN M · CIK 0001285876 · Treasurer & Prin. Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,012

SEC source: 0001562180-21-007502 · primarydocument.xml · nonDerivative · entry 2

CAMIOLO KAREN M · CIK 0001285876 · Treasurer & Prin. Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,685

F1 · shares: On December 2, 2021, the reporting person had 816 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007502 · primarydocument.xml · nonDerivative · entry 1

CAMIOLO KAREN M · CIK 0001285876 · Treasurer & Prin. Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,501

SEC source: 0001562180-21-007500 · primarydocument.xml · derivative · entry 6

Bauer David P · CIK 0001495829 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,164

Underlying: Common Stock · 19,164 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NFG common stock.

F5 · derivative.exercise_date: On December 2, 2021, the reporting person was granted 19,164 restricted stock units, vesting as follows: 6,388 on December 2, 2022, 6,388 on December 2, 2023, and 6,388 on December 2, 2024.

F5 · derivative.expiration_date: On December 2, 2021, the reporting person was granted 19,164 restricted stock units, vesting as follows: 6,388 on December 2, 2022, 6,388 on December 2, 2023, and 6,388 on December 2, 2024.

SEC source: 0001562180-21-007500 · primarydocument.xml · nonDerivative · entry 4

Bauer David P · CIK 0001495829 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,476

F2 · shares: On December 2, 2021, the reporting person had 3,650 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007500 · primarydocument.xml · nonDerivative · entry 3

Bauer David P · CIK 0001495829 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,126

SEC source: 0001562180-21-007500 · primarydocument.xml · nonDerivative · entry 2

Bauer David P · CIK 0001495829 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,427

F1 · shares: On December 2, 2021, the reporting person had 3,051 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

SEC source: 0001562180-21-007500 · primarydocument.xml · nonDerivative · entry 1

Bauer David P · CIK 0001495829 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,478

SEC source: 0001562180-21-007518 · primarydocument.xml · nonDerivative · entry 2

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,389

SEC source: 0001562180-21-007518 · primarydocument.xml · nonDerivative · entry 1

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,909

SEC source: 0001562180-21-007079 · primarydocument.xml · derivative · entry 5

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007079 · primarydocument.xml · nonDerivative · entry 2

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,845

F1 · shares: On November 12, 2021, the reporting person exercised a stock appreciation right with respect to 25,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 22,790 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3.

SEC source: 0001562180-21-007079 · primarydocument.xml · nonDerivative · entry 1

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007067 · primarydocument.xml · derivative · entry 5

CAMIOLO KAREN M · CIK 0001285876 · Treasurer & Prin. Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007067 · primarydocument.xml · nonDerivative · entry 3

CAMIOLO KAREN M · CIK 0001285876 · Treasurer & Prin. Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,362

F1 · shares: On November 12, 2021, the reporting person exercised a stock appreciation right with respect to 2,500 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 2,279 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 85 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007067 · primarydocument.xml · nonDerivative · entry 2

CAMIOLO KAREN M · CIK 0001285876 · Treasurer & Prin. Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,447

F1 · shares: On November 12, 2021, the reporting person exercised a stock appreciation right with respect to 2,500 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 2,279 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 85 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007067 · primarydocument.xml · nonDerivative · entry 1

CAMIOLO KAREN M · CIK 0001285876 · Treasurer & Prin. Fin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007006 · primarydocument.xml · derivative · entry 10

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,940 shares

Expires 2022-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On December 19, 2012, the reporting person was granted 4,940 stock appreciation rights, vesting as follows: 1,646 on December 19, 2013, 1,647 on December 19, 2014, and 1,647 on December 19, 2015.

SEC source: 0001562180-21-007006 · primarydocument.xml · derivative · entry 9

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007006 · primarydocument.xml · nonDerivative · entry 6

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,531

F2 · shares: On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 4,940 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,419 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 199 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007006 · primarydocument.xml · nonDerivative · entry 5

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,730

F2 · shares: On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 4,940 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,419 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 199 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007006 · primarydocument.xml · nonDerivative · entry 4

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007006 · primarydocument.xml · nonDerivative · entry 3

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,209

F1 · shares: On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 2,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 1,858 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 54 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007006 · primarydocument.xml · nonDerivative · entry 2

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,263

F1 · shares: On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 2,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 1,858 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 54 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007006 · primarydocument.xml · nonDerivative · entry 1

DeCarolis Donna L · CIK 0001313387 · President - NFG Dist. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007004 · primarydocument.xml · derivative · entry 9

Mugel Sarah J · CIK 0001809786 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,668 shares

Expires 2022-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On December 19, 2012, the reporting person was granted 4,668 stock appreciation rights, vesting as follows: 1,556 on December 19, 2013, 1,556 on December 19, 2014, and 1,556 on December 19, 2015.

SEC source: 0001562180-21-007004 · primarydocument.xml · derivative · entry 8

Mugel Sarah J · CIK 0001809786 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007004 · primarydocument.xml · nonDerivative · entry 6

Mugel Sarah J · CIK 0001809786 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,677

F2 · shares: On November 9, 2021, the reporting person exercised a stock appreciation right with respect to 4,668 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,183 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 185 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007004 · primarydocument.xml · nonDerivative · entry 5

Mugel Sarah J · CIK 0001809786 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,862

F2 · shares: On November 9, 2021, the reporting person exercised a stock appreciation right with respect to 4,668 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,183 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 185 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007004 · primarydocument.xml · nonDerivative · entry 4

Mugel Sarah J · CIK 0001809786 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007004 · primarydocument.xml · nonDerivative · entry 3

Mugel Sarah J · CIK 0001809786 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,377

F1 · shares: On November 9, 2021, the reporting person exercised a stock appreciation right with respect to 2,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 1,862 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 53 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

SEC source: 0001562180-21-007004 · primarydocument.xml · nonDerivative · entry 2

Mugel Sarah J · CIK 0001809786 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,430

F1 · shares: On November 9, 2021, the reporting person exercised a stock appreciation right with respect to 2,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 1,862 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 53 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.