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Cloudflare, Inc.

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2910
SEC CIK
0001477333
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827

Last 12 months

Inside the activity.

0 purchase rows · 835 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025083
Dec 2025049
Jan 2026062
Feb 2026066
Mar 2026062
Apr 2026052
May 2026069
Jun 2026081
Jul 2026092
Aug 20260164
Sep 2026034
Oct 2026021

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2020 Filed Jun 17, 2020 17:53 UTC SaleClass A Common Stock 244,950 $31.16 $7,631,637.71
Disclosure

SEC source: 0001209191-20-037376 · doc4.xml · nonDerivative · entry 5

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Pelion Ventures V Financial Institutions GP, L.L.C. · CIK 0001787887 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F7 · price: These sales were executed in multiple trades at prices ranging from $31.00 to $31.73. The price reported above reflects the weighted average sale price. The applicable Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by Pelion Ventures V-A, L.P. ("PV V-A").

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:53 UTC SaleClass A Common Stock 962,700 $31.16 $29,993,784.93
Disclosure

SEC source: 0001209191-20-037376 · doc4.xml · nonDerivative · entry 4

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Pelion Ventures V Financial Institutions GP, L.L.C. · CIK 0001787887 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F7 · price: These sales were executed in multiple trades at prices ranging from $31.00 to $31.73. The price reported above reflects the weighted average sale price. The applicable Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The shares are held of record by Pelion Ventures V, L.P. ("PV V").

F3 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:53 UTC ConversionClass A Common Stock 234,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-037376 · doc4.xml · nonDerivative · entry 3

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Pelion Ventures V Financial Institutions GP, L.L.C. · CIK 0001787887 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 292,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by Pelion Ventures V Financial Institutions Fund, L.P. ("PV V FIF").

F6 · ownership.nature: Pelion Ventures V Financial Institutions GP, L.L.C. ("PV V FIGP") is the General Partner of PV V FIF, but disclaims beneficial ownership of the securities held of record by PV V FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of PV V FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V FIF and PV V FIGP, but disclaims beneficial ownership of the securities held of record by PV V FIF and PV V FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:53 UTC ConversionClass A Common Stock 196,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-037376 · doc4.xml · nonDerivative · entry 2

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Pelion Ventures V Financial Institutions GP, L.L.C. · CIK 0001787887 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 244,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by Pelion Ventures V-A, L.P. ("PV V-A").

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:53 UTC ConversionClass A Common Stock 772,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-037376 · doc4.xml · nonDerivative · entry 1

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Pelion Ventures V Financial Institutions GP, L.L.C. · CIK 0001787887 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 962,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by Pelion Ventures V, L.P. ("PV V").

F3 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:29 UTC
Zatlyn MichelleDirector · Chief Operating Officer
ConversionClass B Common Stock · Derivative 48,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016925 · doc4.xml · derivative · entry 13

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,123,087

Underlying: Class A Common Stock · 48,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:29 UTC
Zatlyn MichelleDirector · Chief Operating Officer
SaleClass A Common Stock 20,571 $31.42 $646,416.93
Disclosure

SEC source: 0000899243-20-016925 · doc4.xml · nonDerivative · entry 4

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.24 to $31.865, inclusive.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:29 UTC
Zatlyn MichelleDirector · Chief Operating Officer
SaleClass A Common Stock 25,429 $31.04 $789,275.47
Disclosure

SEC source: 0000899243-20-016925 · doc4.xml · nonDerivative · entry 3

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,571

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.24 to $31.235, inclusive.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:29 UTC
Zatlyn MichelleDirector · Chief Operating Officer
SaleClass A Common Stock 2,500 $29.64 $74,092.50
Disclosure

SEC source: 0000899243-20-016925 · doc4.xml · nonDerivative · entry 2

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,000

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.10 to $29.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (12) to this Form 4.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:29 UTC
Zatlyn MichelleDirector · Chief Operating Officer
ConversionClass A Common Stock 48,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-016925 · doc4.xml · nonDerivative · entry 1

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee.

Read SEC document
June 12, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · derivative · entry 12

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,911,741

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F10 · balance_after: Of the reported shares, 3,333,334 vest in 40 months beginning on June 13, 2020.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 12, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 5,600 $29.30 $164,103.52
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 9

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.11 to $29.47, inclusive

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 12, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 94,400 $28.60 $2,699,377.44
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 8

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,600

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.10 to $29.07, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 12, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 7

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 11, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · derivative · entry 11

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,011,741

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F10 · balance_after: Of the reported shares, 3,333,334 vest in 40 months beginning on June 13, 2020.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 11, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 26,809 $29.27 $784,664.58
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 6

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.93 to $29.62, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 11, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 73,191 $28.50 $2,086,258.22
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 5

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,809

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.93 to $28.92, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 11, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 4

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · derivative · entry 10

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,111,741

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F10 · balance_after: Of the reported shares, 3,333,334 vest in 40 months beginning on June 13, 2020.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 3,200 $29.56 $94,597.76
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 3

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.62, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 96,800 $29.27 $2,833,394.08
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 2

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,200

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5), (6), (7), (8) and (9) to this Form 4.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:51 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-016441 · doc4.xml · nonDerivative · entry 1

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015966 · doc4.xml · derivative · entry 5

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,225

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015966 · doc4.xml · derivative · entry 4

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,225

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0000899243-20-015966 · doc4.xml · derivative · entry 3

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326,283

Underlying: Class B Common Stock · 15,000 shares

Expires 2027-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments following September 13, 2019.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
SaleClass A Common Stock 15,000 $28.73 $431,013.00
Disclosure

SEC source: 0000899243-20-015966 · doc4.xml · nonDerivative · entry 2

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.27 to $29.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-015966 · doc4.xml · nonDerivative · entry 1

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:05 UTC GiftClass A Common Stock 220,212 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015987 · doc4.xml · nonDerivative · entry 3

Ledbetter Carl · CIK 0001366574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 770,602

F2 · ownership.nature: The shares are held of record by the Carl S. Ledbetter Trust dated February 14, 2020, for which the Reporting Person serves as a trustee.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:05 UTC GiftClass A Common Stock 220,212 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015987 · doc4.xml · nonDerivative · entry 2

Ledbetter Carl · CIK 0001366574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,622

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC ConversionClass B Common Stock · Derivative 952,782 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · derivative · entry 27

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 7,823,644

Underlying: Class A Common Stock · 952,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC ConversionClass B Common Stock · Derivative 501,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · derivative · entry 26

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 4,118,790

Underlying: Class A Common Stock · 501,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC ConversionClass B Common Stock · Derivative 1,545,563 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · derivative · entry 25

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 12,691,450

Underlying: Class A Common Stock · 1,545,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 1,609 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 23

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 748,660

F25 · kind: Represents in-kind distribution by PV V FIGP without consideration to its members.

F18 · price: The shares are held of record by Pelion Ventures V-A, L.P. ("PV V-A").

F26 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 6,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 22

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 747,051

F24 · kind: Represents in-kind distribution by PVP V without consideration to its members.

F15 · price: The shares are held of record by Pelion Ventures V, L.P. ("PV V").

F26 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 63,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 21

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 740,404

F13 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F13 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F26 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 148,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 20

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 676,732

F12 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members.

F12 · price: Represents in-kind distribution by UVP IV GP without consideration to its members.

F26 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 3,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 19

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F25 · kind: Represents in-kind distribution by PV V FIGP without consideration to its members.

F25 · price: Represents in-kind distribution by PV V FIGP without consideration to its members.

F21 · ownership.nature: Pelion Ventures V Financial Institutions GP, L.L.C. ("PV V FIGP") is the General Partner of PV V FIF, but disclaims beneficial ownership of the securities held of record by PV V FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of PV V FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V FIF and PV V FIGP, but disclaims beneficial ownership of the securities held of record by PV V FIF and PV V FIGP except to the extent of his individual pecuniary interest therein.

F23 · ownership.nature: The shares are held of record by PV V FIGP.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 16,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 18

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F24 · kind: Represents in-kind distribution by PVP V without consideration to its members.

F24 · price: Represents in-kind distribution by PVP V without consideration to its members.

F16 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

F22 · ownership.nature: The shares are held of record by PVP V.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 3,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 17

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 3,894

F19 · kind: Represents in-kind distribution by PV V FIF without consideration to its partners (including PV V FIGP).

F19 · price: Represents in-kind distribution by PV V FIF without consideration to its partners (including PV V FIGP).

F21 · ownership.nature: Pelion Ventures V Financial Institutions GP, L.L.C. ("PV V FIGP") is the General Partner of PV V FIF, but disclaims beneficial ownership of the securities held of record by PV V FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of PV V FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V FIF and PV V FIGP, but disclaims beneficial ownership of the securities held of record by PV V FIF and PV V FIGP except to the extent of his individual pecuniary interest therein.

F23 · ownership.nature: The shares are held of record by PV V FIGP.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 3,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 16

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 16,096

F17 · kind: Represents in-kind distribution by PV V-A without consideration to its partners (including PVP V).

F17 · price: Represents in-kind distribution by PV V-A without consideration to its partners (including PVP V).

F16 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

F22 · ownership.nature: The shares are held of record by PVP V.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 12,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 15

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 12,833

F14 · kind: Represents in-kind distribution by PV V without consideration to its partners (including PVP V).

F14 · price: Represents in-kind distribution by PV V without consideration to its partners (including PVP V).

F16 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

F22 · ownership.nature: The shares are held of record by PVP V.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 194,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 14

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 57,656

F19 · kind: Represents in-kind distribution by PV V FIF without consideration to its partners (including PV V FIGP).

F19 · price: Represents in-kind distribution by PV V FIF without consideration to its partners (including PV V FIGP).

F20 · ownership.nature: The shares are held of record by Pelion Ventures V Financial Institutions Fund, L.P. ("PV V FIF").

F21 · ownership.nature: Pelion Ventures V Financial Institutions GP, L.L.C. ("PV V FIGP") is the General Partner of PV V FIF, but disclaims beneficial ownership of the securities held of record by PV V FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of PV V FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V FIF and PV V FIGP, but disclaims beneficial ownership of the securities held of record by PV V FIF and PV V FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 163,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 13

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 48,311

F17 · kind: Represents in-kind distribution by PV V-A without consideration to its partners (including PVP V).

F17 · price: Represents in-kind distribution by PV V-A without consideration to its partners (including PVP V).

F16 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

F18 · ownership.nature: The shares are held of record by Pelion Ventures V-A, L.P. ("PV V-A").

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 641,768 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 12

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 189,873

F14 · kind: Represents in-kind distribution by PV V without consideration to its partners (including PVP V).

F14 · price: Represents in-kind distribution by PV V without consideration to its partners (including PVP V).

F15 · ownership.nature: The shares are held of record by Pelion Ventures V, L.P. ("PV V").

F16 · ownership.nature: Pelion Venture Partners V, L.L.C. ("PVP V") is the General Partner of PV V and PV V-A, but disclaims beneficial ownership of the securities held of record by PV V and PV V-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of PVP V. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by PV V, PV V-A and PVP V, but disclaims beneficial ownership of the securities held by of record by PV V, PV V-A and PVP V except to the extent of his individual pecuniary interest therein.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 205,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 11

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F13 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F13 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

F11 · ownership.nature: The shares are held of record by UVP IV FIGP.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 491,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 10

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 1

F12 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members.

F12 · price: Represents in-kind distribution by UVP IV GP without consideration to its members.

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 205,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 9

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 205,795

F9 · kind: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F9 · price: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

F11 · ownership.nature: The shares are held of record by UVP IV FIGP.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 157,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 8

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 491,337

F8 · kind: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F8 · price: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 333,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 7

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 333,842

F7 · kind: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F7 · price: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:09 UTC OtherClass A Common Stock 952,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035743 · doc4.xml · nonDerivative · entry 6

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Ventures V, L.P. · CIK 0001525593 · 10% owner

Pelion Ventures V-A, L.P. · CIK 0001525599 · 10% owner

Pelion Ventures V Financial Institutions Fund, L.P. · CIK 0001532860 · 10% owner

Pelion Venture Partners V, L.L.C. · CIK 0001787892 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F9 · kind: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F9 · price: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.