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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 09, 2017 Filed Jan 11, 2017 23:22 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $22.75 $0.00
Disclosure

SEC source: 0000711377-17-000003 · primary_doc.xml · derivative · entry 4

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,000 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/6/2011, have ten year lives, and vested in three equal annual installments on the first three anniversary dates of the grant

Read SEC document
January 09, 2017 Filed Jan 11, 2017 23:22 UTC SaleCommon Stock 6,000 $66.04 $396,222.00
Disclosure

SEC source: 0000711377-17-000003 · primary_doc.xml · nonDerivative · entry 3

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,555

Read SEC document
January 09, 2017 Filed Jan 11, 2017 23:22 UTC Exercise / conversionCommon Stock 3,000 $28.67 $86,000.10
Disclosure

SEC source: 0000711377-17-000003 · primary_doc.xml · nonDerivative · entry 2

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 23:22 UTC Exercise / conversionCommon Stock 3,000 $22.75 $68,259.90
Disclosure

SEC source: 0000711377-17-000003 · primary_doc.xml · nonDerivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 23:08 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 11,400 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0000711377-17-000002 · primary_doc.xml · derivative · entry 5

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,301

Underlying: Common Stock · 11,400 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on the first five anniversary dates of the grant.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 23:08 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 16,200 $0.00 Strike: $36.07 $0.00
Disclosure

SEC source: 0000711377-17-000002 · primary_doc.xml · derivative · entry 4

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,701

Underlying: Common Stock · 16,200 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on the first five anniversary dates of the grant

Read SEC document
January 09, 2017 Filed Jan 11, 2017 23:08 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 27,600 $66.12 $1,824,796.08
Disclosure

SEC source: 0000711377-17-000002 · primary_doc.xml · nonDerivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,583

Read SEC document
January 09, 2017 Filed Jan 11, 2017 23:08 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 11,400 $39.61 $451,554.00
Disclosure

SEC source: 0000711377-17-000002 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 23:08 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 16,200 $36.07 $584,280.54
Disclosure

SEC source: 0000711377-17-000002 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 23:23 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,352 $0.00 Strike: $36.07 $0.00
Disclosure

SEC source: 0000711377-17-000001 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,398

Underlying: Common Stock · 5,352 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on the first five anniversary dates of the grant

Read SEC document
January 04, 2017 Filed Jan 5, 2017 23:23 UTC SaleCommon Stock 5,352 $66.13 $353,947.03
Disclosure

SEC source: 0000711377-17-000001 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

Read SEC document
January 04, 2017 Filed Jan 5, 2017 23:23 UTC Exercise / conversionCommon Stock 5,352 $36.07 $193,028.98
Disclosure

SEC source: 0000711377-17-000001 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 22:37 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 21,600 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0000711377-16-000107 · primary_doc.xml · derivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,901

Underlying: Common Stock · 21,600 shares

Expires 2017-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: the options were granted 10/4/2012, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
December 23, 2016 Filed Dec 27, 2016 22:37 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 21,600 $65.79 $1,421,005.68
Disclosure

SEC source: 0000711377-16-000107 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,583

Read SEC document
December 23, 2016 Filed Dec 27, 2016 22:37 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 21,600 $28.67 $619,200.72
Disclosure

SEC source: 0000711377-16-000107 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 23:51 UTC
HERBERT JAMES LDirector · Chairman & CEO
SaleCommon Stock 1,000 $62.95 $62,950.00
Disclosure

SEC source: 0000711377-16-000106 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 292,077

F1 · ownership.nature: 90000 shares are held in a limited liability company in which Mr. Herbert and his spouse have a minority financial ownership. 37,052 are held in two other limited liability companies in which he and his wife are members. He disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the companies. The remainder of the shares are held in trust for his spouse.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:44 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 21,600 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0000711377-16-000105 · primary_doc.xml · derivative · entry 3

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,121

Underlying: Common Stock · 21,600 shares

Expires 2017-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted on 10/4/2012, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:44 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 21,600 $61.16 $1,321,051.68
Disclosure

SEC source: 0000711377-16-000105 · primary_doc.xml · nonDerivative · entry 2

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,530

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:44 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock 21,600 $28.67 $619,200.72
Disclosure

SEC source: 0000711377-16-000105 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 23:21 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0000711377-16-000102 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,750

Underlying: Common Stock · 3,000 shares

Expires 2017-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 104/2012, have five year lives, and vest in 20% equal annual installments on the first five anniversary dates of the grant

Read SEC document
November 14, 2016 Filed Nov 15, 2016 23:21 UTC SaleCommon Stock 3,000 $61.28 $183,841.80
Disclosure

SEC source: 0000711377-16-000102 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

Read SEC document
November 14, 2016 Filed Nov 15, 2016 23:21 UTC Exercise / conversionCommon Stock 3,000 $28.67 $86,000.10
Disclosure

SEC source: 0000711377-16-000102 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:00 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,000 $0.00 Strike: $36.07 $0.00
Disclosure

SEC source: 0000711377-16-000104 · primary_doc.xml · derivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,001

Underlying: Common Stock · 18,000 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:00 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,000 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0000711377-16-000104 · primary_doc.xml · derivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,001

Underlying: Common Stock · 18,000 shares

Expires 2017-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/4/2012, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:00 UTC
HERBERT JAMES LDirector · Chairman & CEO
SaleCommon Stock 36,000 $61.00 $2,195,982.00
Disclosure

SEC source: 0000711377-16-000104 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,212

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:00 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock 18,000 $36.07 $649,200.60
Disclosure

SEC source: 0000711377-16-000104 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:00 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock 18,000 $28.67 $516,000.60
Disclosure

SEC source: 0000711377-16-000104 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 16, 2016 00:01 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,500 $0.00 Strike: $22.75 $0.00
Disclosure

SEC source: 0000711377-16-000103 · primary_doc.xml · derivative · entry 3

YEUTTER CLAYTON K · CIK 0001172569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 4,500 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 16, 2016 00:01 UTC SaleCommon Stock 4,500 $59.00 $265,500.00
Disclosure

SEC source: 0000711377-16-000103 · primary_doc.xml · nonDerivative · entry 2

YEUTTER CLAYTON K · CIK 0001172569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
November 10, 2016 Filed Nov 16, 2016 00:01 UTC Exercise / conversioncommon Stock 4,500 $22.75 $102,389.85
Disclosure

SEC source: 0000711377-16-000103 · primary_doc.xml · nonDerivative · entry 1

YEUTTER CLAYTON K · CIK 0001172569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 13:02 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0000711377-16-000101 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,750

Underlying: Common Stock · 3,000 shares

Expires 2017-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/4/2012, have five year lives, and vest in five equal 20% annual installments on the first five anniversary dates of the grant

Read SEC document
November 09, 2016 Filed Nov 14, 2016 13:02 UTC SaleCommon Stock 3,000 $57.93 $173,786.10
Disclosure

SEC source: 0000711377-16-000101 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

Read SEC document
November 09, 2016 Filed Nov 14, 2016 13:02 UTC Exercise / conversionCommon Stock 3,000 $28.67 $86,000.10
Disclosure

SEC source: 0000711377-16-000101 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2016 Filed Oct 19, 2016 20:08 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,750 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0000711377-16-000100 · primary_doc.xml · derivative · entry 2

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 6,750 shares

Expires 2016-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 11/3/2006, were fully vested after three years, and have ten year lives

Read SEC document
October 18, 2016 Filed Oct 19, 2016 20:08 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 6,750 $6.01 $40,589.78
Disclosure

SEC source: 0000711377-16-000100 · primary_doc.xml · nonDerivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2016 Filed Oct 11, 2016 18:22 UTC GrantCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $55.14 $0.00
Disclosure

SEC source: 0000711377-16-000096 · primary_doc.xml · derivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Common Stock · 3,000 shares

Expires 2026-10-06

F1 · derivative.exercise_date: These NQ options were granted 10/6/2016, vest in three equal annual installments on the anniversary date of the grant, and have ten year lives

Read SEC document
October 06, 2016 Filed Oct 11, 2016 22:28 UTC GrantCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $55.14 $0.00
Disclosure

SEC source: 0000711377-16-000097 · primary_doc.xml · derivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 3,000 shares

Expires 2026-10-06

F1 · derivative.exercise_date: These NQ options were granted 10/6/2016, vest in three equal annual installments on the first three anniversary dates of the grants, and have ten year lives

Read SEC document
October 06, 2016 Filed Oct 11, 2016 22:17 UTC GrantCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $55.14 $0.00
Disclosure

SEC source: 0000711377-16-000095 · primary_doc.xml · derivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 3,000 shares

Expires 2026-10-06

F1 · derivative.exercise_date: These NQ options were granted 10/6/2016, vest in three equal annual installments on the first three anniversary dates of the grant, and have ten year lives

Read SEC document
October 06, 2016 Filed Oct 11, 2016 22:12 UTC
PAPESH BRUCEDirector
GrantCommon Stock (Right to Buy · Derivative 3,000 $0.00 Strike: $55.14 $0.00
Disclosure

SEC source: 0000711377-16-000094 · primary_doc.xml · derivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,750

Underlying: Common Stock · 3,000 shares

Expires 2026-10-06

F1 · derivative.exercise_date: These NQ options were granted 10/6/2016, vest in three equal annual installments on the first three anniversary dates of the grant, and have ten year lives

Read SEC document
October 06, 2016 Filed Oct 11, 2016 15:30 UTC GrantCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $55.14 $0.00
Disclosure

SEC source: 0000711377-16-000093 · primary_doc.xml · derivative · entry 1

FISCHER A. CHARLES · CIK 0001380814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 3,000 shares

Expires 2026-10-06

F1 · derivative.exercise_date: These NQ options were granted 10/6/2016, vest in three equal annual installments on the first three anniversary dates of the grant, and have ten year lives

Read SEC document
October 06, 2016 Filed Oct 11, 2016 15:13 UTC GrantCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $55.14 $0.00
Disclosure

SEC source: 0000711377-16-000092 · primary_doc.xml · derivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 3,000 shares

Expires 2026-10-06

F1 · derivative.exercise_date: These NQ options were granted on 10/6/2016, vest in three equal annual installments on the first three anniversary dates of the grant, and have ten year lives

Read SEC document
October 03, 2016 Filed Oct 3, 2016 22:29 UTC
HERBERT JAMES LChairman & CEO
SaleCommon Stock 3,000 $55.60 $166,800.00
Disclosure

SEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,212

Read SEC document
September 30, 2016 Filed Oct 3, 2016 22:29 UTC
HERBERT JAMES LChairman & CEO
Salecommon Stock 6,000 $55.26 $331,531.80
Disclosure

SEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,212

Read SEC document
September 30, 2016 Filed Oct 3, 2016 22:29 UTC
HERBERT JAMES LChairman & CEO
SaleCommon Stock 3,000 $54.75 $164,250.00
Disclosure

SEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,212

Read SEC document
September 30, 2016 Filed Oct 3, 2016 22:02 UTC SaleCommon Stock 3,000 $55.15 $165,447.90
Disclosure

SEC source: 0000711377-16-000084 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

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September 29, 2016 Filed Oct 1, 2016 01:58 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (right to Buy) · Derivative 4,799 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0000711377-16-000083 · primary_doc.xml · derivative · entry 6

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,501

Underlying: Common Stock · 4,799 shares

Expires 2016-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 9/29/2011, have five year lives, and vest in equal annual installments on the anniversary date of the grant

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September 29, 2016 Filed Oct 1, 2016 01:58 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 4,799 $53.71 $257,754.29
Disclosure

SEC source: 0000711377-16-000083 · primary_doc.xml · nonDerivative · entry 4

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,583

Read SEC document
September 29, 2016 Filed Oct 1, 2016 01:58 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 4,799 $23.07 $110,728.77
Disclosure

SEC source: 0000711377-16-000083 · primary_doc.xml · nonDerivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 22:29 UTC
HERBERT JAMES LChairman & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 16,501 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0000711377-16-000086 · primary_doc.xml · derivative · entry 6

HERBERT JAMES L · CIK 0001168789 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,001

Underlying: common Stock · 16,501 shares

Expires 2016-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 9/29/2011, have five year lives, and vest 20% per year in equal annual installments on each of the first five anniversary dates of the grant

Read SEC document
September 29, 2016 Filed Oct 3, 2016 22:29 UTC
HERBERT JAMES LChairman & CEO
Exercise / conversionCommon Stock 12,167 $23.07 $280,732.84
Disclosure

SEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.