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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2017 Filed Sep 29, 2017 11:24 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 20,000 $76.79 $1,535,830.00
Disclosure

SEC source: 0000711377-17-000026 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,512

Read SEC document
September 27, 2017 Filed Sep 28, 2017 18:43 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 11,398 $75.01 $854,963.98
Disclosure

SEC source: 0000711377-17-000025 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,185

Read SEC document
September 25, 2017 Filed Sep 26, 2017 21:57 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 2,772 $0.00 Strike: $36.07 $0.00
Disclosure

SEC source: 0000711377-17-000024 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,950

Underlying: Common Stock · 2,772 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted on 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
September 25, 2017 Filed Sep 26, 2017 21:57 UTC SaleCommon Stock 2,772 $73.54 $203,852.88
Disclosure

SEC source: 0000711377-17-000024 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

Read SEC document
September 25, 2017 Filed Sep 26, 2017 21:57 UTC Exercise / conversionCommon Stock 2,772 $36.07 $99,976.89
Disclosure

SEC source: 0000711377-17-000024 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:55 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,276 $0.00 Strike: $47.12 $0.00
Disclosure

SEC source: 0000711377-17-000023 · primary_doc.xml · derivative · entry 7

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,274

Underlying: Common Stock · 5,276 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were granted October 8, 2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:55 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 11,400 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0000711377-17-000023 · primary_doc.xml · derivative · entry 6

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,550

Underlying: Common Stock · 11,400 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted October 1, 2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:55 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 22,200 $0.00 Strike: $36.07 $0.00
Disclosure

SEC source: 0000711377-17-000023 · primary_doc.xml · derivative · entry 5

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,950

Underlying: Common Stock · 22,200 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted August 30, 2013, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:55 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 38,876 $71.28 $2,771,127.93
Disclosure

SEC source: 0000711377-17-000023 · primary_doc.xml · nonDerivative · entry 4

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,512

Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:55 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock 5,276 $47.12 $248,605.12
Disclosure

SEC source: 0000711377-17-000023 · primary_doc.xml · nonDerivative · entry 3

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:55 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock 11,400 $39.61 $451,554.00
Disclosure

SEC source: 0000711377-17-000023 · primary_doc.xml · nonDerivative · entry 2

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:55 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock 22,200 $36.07 $800,680.74
Disclosure

SEC source: 0000711377-17-000023 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 12:00 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 10,179 $70.06 $713,173.31
Disclosure

SEC source: 0000711377-17-000022 · primary_doc.xml · nonDerivative · entry 2

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,512

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 5, 2017

Read SEC document
September 08, 2017 Filed Sep 12, 2017 12:00 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 3,449 $70.05 $241,612.11
Disclosure

SEC source: 0000711377-17-000022 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,691

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 5, 2017

Read SEC document
September 06, 2017 Filed Sep 7, 2017 11:40 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 16 $70.00 $1,120.00
Disclosure

SEC source: 0000711377-17-000021 · primary_doc.xml · nonDerivative · entry 2

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,140

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 5, 2017

Read SEC document
September 05, 2017 Filed Sep 7, 2017 11:40 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 6,356 $70.05 $445,251.15
Disclosure

SEC source: 0000711377-17-000021 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,156

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 5, 2017

Read SEC document
August 21, 2017 Filed Aug 25, 2017 16:15 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 5,000 $65.08 $325,407.00
Disclosure

SEC source: 0000711377-17-000020 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,512

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 5, 2017

Read SEC document
August 08, 2017 Filed Aug 10, 2017 11:50 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0000711377-17-000019 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,722

Underlying: Common Stock · 4,000 shares

Expires 2014-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
August 08, 2017 Filed Aug 10, 2017 11:50 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 4,000 $68.68 $274,736.40
Disclosure

SEC source: 0000711377-17-000019 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

Read SEC document
August 08, 2017 Filed Aug 10, 2017 11:42 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,000 $0.00 Strike: $43.83 $0.00
Disclosure

SEC source: 0000711377-17-000018 · primary_doc.xml · derivative · entry 5

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 1,000 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on 10/1/2015, have ten year lives, and vest in equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
August 08, 2017 Filed Aug 10, 2017 11:42 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,333 $0.00 Strike: $41.26 $0.00
Disclosure

SEC source: 0000711377-17-000018 · primary_doc.xml · derivative · entry 4

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,667

Underlying: Common Stock · 3,333 shares

Expires 2024-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/1/2014, have 10 year lives, and vest in equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
August 08, 2017 Filed Aug 10, 2017 11:42 UTC SaleCommon Stock 4,333 $68.49 $296,771.50
Disclosure

SEC source: 0000711377-17-000018 · primary_doc.xml · nonDerivative · entry 3

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 08, 2017 Filed Aug 10, 2017 11:42 UTC Exercise / conversionCommon Stock 1,000 $43.83 $43,830.00
Disclosure

SEC source: 0000711377-17-000018 · primary_doc.xml · nonDerivative · entry 2

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 11:42 UTC Exercise / conversionCommon Stock 3,333 $41.26 $137,519.58
Disclosure

SEC source: 0000711377-17-000018 · primary_doc.xml · nonDerivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 08:13 UTC Exercise / conversioncommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $11.02 $0.00
Disclosure

SEC source: 0000711377-17-000017 · primary_doc.xml · derivative · entry 4

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: common Stock · 3,000 shares

Expires 2018-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/10/2008, have ten year lives, and were fully vested in 2011

Read SEC document
August 01, 2017 Filed Aug 2, 2017 08:13 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,500 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0000711377-17-000017 · primary_doc.xml · derivative · entry 3

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 1,500 shares

Expires 2017-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were issued 10/11/2007, have ten year lives, and were fully vested in 2010

Read SEC document
August 01, 2017 Filed Aug 2, 2017 08:13 UTC Exercise / conversionCommon Stock 3,000 $11.02 $33,066.60
Disclosure

SEC source: 0000711377-17-000017 · primary_doc.xml · nonDerivative · entry 2

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 08:13 UTC Exercise / conversionCommon Stock 1,500 $11.14 $16,713.30
Disclosure

SEC source: 0000711377-17-000017 · primary_doc.xml · nonDerivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 18:52 UTC
PAPESH BRUCEDirector
SaleCommon Stock 6,750 $64.51 $435,442.50
Disclosure

SEC source: 0000711377-17-000016 · primary_doc.xml · nonDerivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,696

Read SEC document
July 27, 2017 Filed Jul 31, 2017 18:41 UTC PurchaseCommon Stock 500 $64.64 $32,320.00
Disclosure

SEC source: 0000711377-17-000015 · primary_doc.xml · nonDerivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Read SEC document
July 19, 2017 Filed Jul 21, 2017 21:18 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 5,000 $66.33 $331,657.00
Disclosure

SEC source: 0000711377-17-000013 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,512

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2017

Read SEC document
June 19, 2017 Filed Jun 20, 2017 20:54 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 5,000 $68.72 $343,577.00
Disclosure

SEC source: 0000711377-17-000012 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,512

F1 · shares: These shares were sold pursuant to a 10b5(1) trading plan filed by the Reporting Person on May 5, 2017.

Read SEC document
May 19, 2017 Filed May 23, 2017 19:43 UTC
HERBERT JAMES LDirector · Chairman & CEO
GiftCommon Stock 10,000 $61.24 $612,400.00
Disclosure

SEC source: 0000711377-17-000011 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,212

F2 · shares: Shares were gifted to the University of Tennessee Foundation

Read SEC document
May 19, 2017 Filed May 23, 2017 19:43 UTC
HERBERT JAMES LDirector · Chairman & CEO
GiftCommon Stock 3,000 $61.24 $183,720.00
Disclosure

SEC source: 0000711377-17-000011 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,212

F1 · shares: Shares were gifted to the FarmHouse Foundation

Read SEC document
May 19, 2017 Filed May 23, 2017 19:35 UTC
BRADLEY EDWARDvice President
SaleCommon Stock 5,000 $61.33 $306,658.50
Disclosure

SEC source: 0000711377-17-000010 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,512

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2017

Read SEC document
May 12, 2017 Filed May 16, 2017 01:31 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,576 $0.00 Strike: $47.12 $0.00
Disclosure

SEC source: 0000711377-17-000009 · primary_doc.xml · derivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,425

Underlying: Common Stock · 18,576 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20% installments on the anniversary date of the grant

Read SEC document
May 12, 2017 Filed May 16, 2017 01:31 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 29,893 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0000711377-17-000009 · primary_doc.xml · derivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,001

Underlying: Common Stock · 29,893 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal annual installments on the first five anniversary dates of the grant

Read SEC document
May 12, 2017 Filed May 16, 2017 01:31 UTC
HERBERT JAMES LDirector · Chairman & CEO
SaleCommon Stock 48,469 $61.29 $2,970,543.84
Disclosure

SEC source: 0000711377-17-000009 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,212

Read SEC document
May 12, 2017 Filed May 16, 2017 01:31 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock 18,576 $47.12 $875,301.12
Disclosure

SEC source: 0000711377-17-000009 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 01:31 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock 29,893 $39.61 $1,184,061.73
Disclosure

SEC source: 0000711377-17-000009 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2017 Filed May 15, 2017 23:00 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 8,107 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0000711377-17-000008 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,894

Underlying: Common Stock · 8,107 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/1/2014, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
May 11, 2017 Filed May 15, 2017 23:00 UTC
HERBERT JAMES LDirector · Chairman & CEO
SaleCommon Stock 8,107 $62.01 $502,715.07
Disclosure

SEC source: 0000711377-17-000008 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,212

Read SEC document
May 11, 2017 Filed May 15, 2017 23:00 UTC
HERBERT JAMES LDirector · Chairman & CEO
Exercise / conversionCommon Stock 8,107 $39.61 $321,118.27
Disclosure

SEC source: 0000711377-17-000008 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 17:35 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 2,676 $0.00 Strike: $36.07 $0.00
Disclosure

SEC source: 0000711377-17-000007 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,722

Underlying: Common Stock · 2,676 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted 8/30/2013, vest in equal 20% annual amounts on the anniversary date of the grant, and have five year lives

Read SEC document
April 27, 2017 Filed Apr 28, 2017 17:35 UTC SaleCommon Stock 2,676 $63.68 $170,401.53
Disclosure

SEC source: 0000711377-17-000007 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

Read SEC document
April 27, 2017 Filed Apr 28, 2017 17:35 UTC Exercise / conversionCommon Stock 2,676 $36.07 $96,514.49
Disclosure

SEC source: 0000711377-17-000007 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 06, 2017 Filed Apr 11, 2017 00:04 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 21,018 $61.54 $1,293,422.50
Disclosure

SEC source: 0000711377-17-000006 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,512

F1 · shares: These shares were sold out of Mr. Bradley's 401k account

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April 04, 2017 Filed Apr 5, 2017 23:02 UTC
HERBERT JAMES LDirector · Chairman & CEO
GiftCommon Stock 2,000 $62.97 $125,940.00
Disclosure

SEC source: 0000711377-17-000005 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,212

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February 14, 2017 Filed Feb 16, 2017 22:34 UTC
HERBERT JAMES LDirector · Chairman & CEO
GiftCommon Stock 2,000 $65.24 $130,480.00
Disclosure

SEC source: 0000711377-17-000004 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,212

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January 09, 2017 Filed Jan 11, 2017 23:22 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0000711377-17-000003 · primary_doc.xml · derivative · entry 5

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires 2022-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/4/2012, have ten year lives, and were fully vested on 10/4/2015

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.