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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2018 Filed Jan 30, 2018 22:06 UTC
BRADLEY EDWARDVice President (Retired)
SaleCommon Stock 10,000 $60.32 $603,206.00
Disclosure

SEC source: 0000711377-18-000002 · primary_doc.xml · nonDerivative · entry 2

BRADLEY EDWARD · CIK 0001189021 · Vice President (Retired)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:06 UTC
BRADLEY EDWARDVice President (Retired)
SaleCommon Stock 100 $60.00 $6,000.00
Disclosure

SEC source: 0000711377-18-000002 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President (Retired)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:17 UTC
PAPESH BRUCEDirector
SaleCommon Stock 6,000 $59.72 $358,320.00
Disclosure

SEC source: 0000711377-18-000001 · primary_doc.xml · nonDerivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,196

Read SEC document
November 22, 2017 Filed Nov 27, 2017 23:44 UTC
HERBERT JAMES LDirector · Executive Chairman
GiftCommon Stock 1,500 $83.30 $124,950.00
Disclosure

SEC source: 0000711377-17-000049 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 290,577

F2 · shares: These shares were gifted to the University of Tennessee Foundation by Mrs. Judith Herbert, spouse of Mr. Herbert

F1 · ownership.nature: 163,525 shares are held in trust for the spouse of Mr. Herbert, and 127,052 shares are held by limited liability companies, in which Mr. Herbert and his wife have minority financial positions

Read SEC document
November 17, 2017 Filed Nov 21, 2017 02:03 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $53.95 $0.00
Disclosure

SEC source: 0000711377-17-000048 · primary_doc.xml · derivative · entry 7

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,049

Underlying: Common Stock · 6,000 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 17, 2017 Filed Nov 21, 2017 02:03 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,124 $0.00 Strike: $47.12 $0.00
Disclosure

SEC source: 0000711377-17-000048 · primary_doc.xml · derivative · entry 6

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,124

Underlying: Common Stock · 6,124 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 17, 2017 Filed Nov 21, 2017 02:03 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,700 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0000711377-17-000048 · primary_doc.xml · derivative · entry 5

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,173

Underlying: Common Stock · 5,700 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 17, 2017 Filed Nov 21, 2017 02:03 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 17,824 $80.32 $1,431,623.68
Disclosure

SEC source: 0000711377-17-000048 · primary_doc.xml · nonDerivative · entry 4

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,512

Read SEC document
November 17, 2017 Filed Nov 21, 2017 02:03 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock 6,000 $53.95 $323,700.00
Disclosure

SEC source: 0000711377-17-000048 · primary_doc.xml · nonDerivative · entry 3

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 02:03 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock 6,124 $47.12 $288,562.88
Disclosure

SEC source: 0000711377-17-000048 · primary_doc.xml · nonDerivative · entry 2

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 02:03 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock 5,700 $39.61 $225,777.00
Disclosure

SEC source: 0000711377-17-000048 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:57 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,575 $0.00 Strike: $47.12 $0.00
Disclosure

SEC source: 0000711377-17-000047 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,580

Underlying: Common Stock · 18,575 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:57 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 18,000 $81.29 $1,463,286.60
Disclosure

SEC source: 0000711377-17-000047 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,005

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:57 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 18,575 $47.12 $875,254.00
Disclosure

SEC source: 0000711377-17-000047 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 13:23 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversioncommon Stock (Right to Buy) · Derivative 19,000 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0000711377-17-000046 · primary_doc.xml · derivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,425

Underlying: Common Stock · 19,000 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 13, 2017 Filed Nov 15, 2017 13:23 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 8,000 $0.00 Strike: $36.07 $0.00
Disclosure

SEC source: 0000711377-17-000046 · primary_doc.xml · derivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,425

Underlying: Common Stock · 8,000 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 13, 2017 Filed Nov 15, 2017 13:23 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 26,000 $81.45 $2,117,700.00
Disclosure

SEC source: 0000711377-17-000046 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,430

Read SEC document
November 13, 2017 Filed Nov 15, 2017 13:23 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 19,000 $39.61 $752,590.00
Disclosure

SEC source: 0000711377-17-000046 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 13:23 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 8,000 $36.07 $288,533.60
Disclosure

SEC source: 0000711377-17-000046 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 12:00 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0000711377-17-000045 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,700

Underlying: Common Stock · 4,000 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 31, 2017 Filed Nov 1, 2017 12:00 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 4,000 $80.26 $321,040.00
Disclosure

SEC source: 0000711377-17-000045 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

Read SEC document
October 31, 2017 Filed Nov 1, 2017 12:00 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 4,000 $39.61 $158,440.00
Disclosure

SEC source: 0000711377-17-000045 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 13:11 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 35,000 $0.00 Strike: $80.57 $0.00
Disclosure

SEC source: 0000711377-17-000044 · primary_doc.xml · derivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,700

Underlying: Common Stock · 35,000 shares

Expires 2022-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/27/2017, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 27, 2017 Filed Oct 31, 2017 12:51 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 30,000 $0.00 Strike: $80.57 $0.00
Disclosure

SEC source: 0000711377-17-000043 · primary_doc.xml · derivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,900

Underlying: Common Stock · 30,000 shares

Expires 2022-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted on 10/27/2017, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 27, 2017 Filed Oct 31, 2017 12:45 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 75,000 $0.00 Strike: $80.57 $0.00
Disclosure

SEC source: 0000711377-17-000042 · primary_doc.xml · derivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,425

Underlying: Common Stock · 75,000 shares

Expires 2022-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted on 10/27/2017, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 09, 2017 Filed Oct 10, 2017 23:54 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 20,000 $78.60 $1,572,054.00
Disclosure

SEC source: 0000711377-17-000039 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,512

Read SEC document
October 05, 2017 Filed Oct 6, 2017 22:28 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $78.74 $0.00
Disclosure

SEC source: 0000711377-17-000034 · primary_doc.xml · derivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,667

Underlying: Common Stock · 3,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have ten year lives, and vest in three annual 33% installments on each of the first three anniversary dates of the grant

Read SEC document
October 05, 2017 Filed Oct 6, 2017 22:22 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $78.74 $0.00
Disclosure

SEC source: 0000711377-17-000033 · primary_doc.xml · derivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 3,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have ten year lives, and vest in three equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 05, 2017 Filed Oct 6, 2017 22:13 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $78.74 $0.00
Disclosure

SEC source: 0000711377-17-000032 · primary_doc.xml · derivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 3,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/5/2017, have ten year lives, and vest in equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 05, 2017 Filed Oct 10, 2017 19:32 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $78.76 $0.00
Disclosure

SEC source: 0000711377-17-000036 · primary_doc.xml · derivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 3,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have ten year lives, and vest in 33% annual installments on each of the first anniversary dates of the grant

Read SEC document
October 05, 2017 Filed Oct 10, 2017 23:47 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $78.76 $0.00
Disclosure

SEC source: 0000711377-17-000038 · primary_doc.xml · derivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have ten year lives and vest in 33% installments on each of the first three anniversary dates of the grant

Read SEC document
October 05, 2017 Filed Oct 10, 2017 23:39 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $78.76 $0.00
Disclosure

SEC source: 0000711377-17-000037 · primary_doc.xml · derivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 3,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have ten year lives and vest in three 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 05, 2017 Filed Oct 10, 2017 22:57 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $78.76 $0.00
Disclosure

SEC source: 0000711377-17-000035 · primary_doc.xml · derivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 3,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have ten year lives, and vest in 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 05, 2017 Filed Oct 11, 2017 20:32 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,000 $0.00 Strike: $78.76 $0.00
Disclosure

SEC source: 0000711377-17-000040 · primary_doc.xml · derivative · entry 1

Vetter Darci L · CIK 0001719291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have ten year lives and vest in 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 04, 2017 Filed Oct 6, 2017 21:14 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 14,513 $78.32 $1,136,645.10
Disclosure

SEC source: 0000711377-17-000031 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,430

Read SEC document
October 04, 2017 Filed Oct 6, 2017 21:14 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 2,218 $28.67 $63,582.74
Disclosure

SEC source: 0000711377-17-000031 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option plan provides for the exchange of outstanding options for shares in an amount equal to the employee's equity in the options held

Read SEC document
October 04, 2017 Filed Oct 6, 2017 21:14 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 14,513 $28.67 $416,039.82
Disclosure

SEC source: 0000711377-17-000031 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 20:43 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,401 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0000711377-17-000030 · primary_doc.xml · derivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,900

Underlying: Common Stock · 5,401 shares

Expires 2017-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/4/2012, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 04, 2017 Filed Oct 6, 2017 20:43 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 5,401 $78.10 $421,833.22
Disclosure

SEC source: 0000711377-17-000030 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,185

Read SEC document
October 04, 2017 Filed Oct 6, 2017 20:43 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 5,401 $28.67 $154,828.85
Disclosure

SEC source: 0000711377-17-000030 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 20:34 UTC
BRADLEY EDWARDVice President
SaleCommon Stock 5,401 $78.60 $424,518.06
Disclosure

SEC source: 0000711377-17-000029 · primary_doc.xml · nonDerivative · entry 2

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,512

Read SEC document
October 04, 2017 Filed Oct 6, 2017 20:34 UTC
BRADLEY EDWARDVice President
Exercise / conversionCommon Stock 5,401 $28.67 $154,828.85
Disclosure

SEC source: 0000711377-17-000029 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 04, 2017 Filed Oct 6, 2017 20:07 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 2,250 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0000711377-17-000028 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,700

Underlying: Common Stock · 2,250 shares

Expires 2017-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/4/2012, have 5 year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

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October 04, 2017 Filed Oct 6, 2017 20:07 UTC SaleCommon Stock 2,250 $78.52 $176,676.30
Disclosure

SEC source: 0000711377-17-000028 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

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October 04, 2017 Filed Oct 6, 2017 20:07 UTC Exercise / conversionCommon Stock 2,250 $28.67 $64,500.08
Disclosure

SEC source: 0000711377-17-000028 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 04, 2017 Filed Oct 12, 2017 22:26 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,500 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0000711377-17-000041 · primary_doc.xml · derivative · entry 2

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 4,500 shares

Expires 2017-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/11/2007, have ten year lives and were fully vested on 10/11/2010

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October 04, 2017 Filed Oct 12, 2017 22:26 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 4,500 $11.14 $50,139.90
Disclosure

SEC source: 0000711377-17-000041 · primary_doc.xml · nonDerivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 29, 2017 Filed Oct 2, 2017 12:18 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 10,000 $0.00 Strike: $36.07 $0.00
Disclosure

SEC source: 0000711377-17-000027 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,425

Underlying: Common Stock · 10,000 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 8-30-2013, have five year lives, and vest in equal 20% annual installments on the first five anniversary dates of the grant

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September 29, 2017 Filed Oct 2, 2017 12:18 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 10,000 $77.06 $770,565.00
Disclosure

SEC source: 0000711377-17-000027 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,212

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September 29, 2017 Filed Oct 2, 2017 12:18 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 10,000 $36.07 $360,667.00
Disclosure

SEC source: 0000711377-17-000027 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.