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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 18, 2018 Filed Jul 20, 2018 20:48 UTC
HERBERT JAMES LDirector · Non Executive Chairman
Salecommon Stock 13,000 $82.00 $1,066,000.00
Disclosure

SEC source: 0000711377-18-000020 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Non Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 533,064

F1 · ownership.nature: 189,812 shares are held in a charitable remainder trust of which he and wife are trustees and beneficiaries, 183,280 are held in trust for his spouse, and 159,432 are held in limited liability liability companies in which Mr. Herbert and his wife have minority financial positions

Read SEC document
July 18, 2018 Filed Jul 20, 2018 20:48 UTC
HERBERT JAMES LDirector · Non Executive Chairman
SaleCommon Stock 25,600 $82.31 $2,107,100.16
Disclosure

SEC source: 0000711377-18-000020 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Non Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,226

Read SEC document
May 16, 2018 Filed May 18, 2018 14:11 UTC
PAPESH BRUCEDirector
SaleCommon Stock 6,000 $72.50 $435,000.00
Disclosure

SEC source: 0000711377-18-000019 · primary_doc.xml · nonDerivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,261

Read SEC document
May 10, 2018 Filed May 11, 2018 01:38 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $71.55 $930,150.00
Disclosure

SEC source: 0000711377-18-000018 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust (1)

Disclosed balance after: 166,812

Read SEC document
May 08, 2018 Filed May 11, 2018 01:38 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $71.53 $929,875.70
Disclosure

SEC source: 0000711377-18-000018 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust (1)

Disclosed balance after: 179,812

Read SEC document
May 08, 2018 Filed May 11, 2018 01:38 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 10,000 $71.41 $714,052.00
Disclosure

SEC source: 0000711377-18-000018 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust (1)

Disclosed balance after: 192,812

Read SEC document
May 07, 2018 Filed May 9, 2018 11:44 UTC
Quinlan Steven J.Chief Financial Officer
Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,000 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000017 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,736

Underlying: Common Stock · 5,000 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted 10/8/2015, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
May 07, 2018 Filed May 9, 2018 11:44 UTC
Quinlan Steven J.Chief Financial Officer
SaleCommon Stock 5,000 $71.82 $359,091.50
Disclosure

SEC source: 0000711377-18-000017 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
May 07, 2018 Filed May 9, 2018 11:44 UTC
Quinlan Steven J.Chief Financial Officer
Exercise / conversionCommon Stock 5,000 $35.34 $176,700.00
Disclosure

SEC source: 0000711377-18-000017 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:26 UTC
HERBERT JAMES LDirector · Executive Chairman
GiftCommon Stock 188,629 $0.00 $0.00
Disclosure

SEC source: 0000711377-18-000016 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 546,064

F1 · kind: On May 4, 2018, Mr. Herbert and his wife contributed 202,812 shares of NEOG common stock to a charitable remainder trust of which he and his wife are trustees and beneficiaries. Of the shares contributed, 188,629 were contributed from Mr. Herbert's direct ownership, and 14,183 were contributed to the trust from Mrs. Herbert's holdings. Mr. Herbert continues to report beneficial ownership of all the NEOG stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

F2 · ownership.nature: 183,280 shares are held in trust for Mrs. Herbert, 159,432 are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions, and 202,812 are held in a charitable remainder trust

Read SEC document
May 04, 2018 Filed May 8, 2018 23:26 UTC
HERBERT JAMES LDirector · Executive Chairman
GiftCommon Stock 188,629 $0.00 $0.00
Disclosure

SEC source: 0000711377-18-000016 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,826

F1 · kind: On May 4, 2018, Mr. Herbert and his wife contributed 202,812 shares of NEOG common stock to a charitable remainder trust of which he and his wife are trustees and beneficiaries. Of the shares contributed, 188,629 were contributed from Mr. Herbert's direct ownership, and 14,183 were contributed to the trust from Mrs. Herbert's holdings. Mr. Herbert continues to report beneficial ownership of all the NEOG stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

Read SEC document
April 28, 2018 Filed May 1, 2018 21:27 UTC
HERBERT JAMES LDirector · Executive Chairman
GiftCommon Stock 161,471 $0.00 $0.00
Disclosure

SEC source: 0000711377-18-000015 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,455

F1 · shares: Mr. Herbert and his wife gifted the shares to a charitable organization they have been involved with for many years

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:37 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (right to Buy) · Derivative 6,000 $0.00 Strike: $8.27 $0.00
Disclosure

SEC source: 0000711377-18-000014 · primary_doc.xml · derivative · entry 2

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 6,000 shares

Expires 2018-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:37 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 6,000 $8.27 $49,600.20
Disclosure

SEC source: 0000711377-18-000014 · primary_doc.xml · nonDerivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 17:02 UTC SaleCommon Stock 500 $69.84 $34,920.00
Disclosure

SEC source: 0000711377-18-000013 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480

Read SEC document
April 16, 2018 Filed Apr 18, 2018 22:55 UTC
HERBERT JAMES LDirector · Executive Chairman of Board
SaleCommon Stock 20,000 $68.50 $1,370,000.00
Disclosure

SEC source: 0000711377-18-000012 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 357,435

F1 · shares: Sale was from a trust controlled by Mr. Herbert's spouse

F2 · balance_after: 198,003 shares are held in trusts controlled by Mr. Herbert's spouse; 159,432 shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions

Read SEC document
April 10, 2018 Filed Apr 11, 2018 22:21 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $17.07 $0.00
Disclosure

SEC source: 0000711377-18-000011 · primary_doc.xml · derivative · entry 3

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 4,000 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/6/2011, have ten year lives, and were fully vested at 10/6/2014

Read SEC document
April 10, 2018 Filed Apr 11, 2018 22:21 UTC SaleCommon Stock 1,020 $67.94 $69,300.02
Disclosure

SEC source: 0000711377-18-000011 · primary_doc.xml · nonDerivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

Read SEC document
April 10, 2018 Filed Apr 11, 2018 22:21 UTC Exercise / conversionCommon Stock 4,000 $17.07 $68,260.00
Disclosure

SEC source: 0000711377-18-000011 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 23:31 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (right to Buy) · Derivative 7,800 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-18-000010 · primary_doc.xml · derivative · entry 5

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,070

Underlying: Common Stock · 7,600 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
April 06, 2018 Filed Apr 9, 2018 23:31 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 7,200 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0000711377-18-000010 · primary_doc.xml · derivative · entry 4

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,670

Underlying: Common Stock · 7,200 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
April 06, 2018 Filed Apr 9, 2018 23:31 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 14,800 $67.78 $1,003,206.16
Disclosure

SEC source: 0000711377-18-000010 · primary_doc.xml · nonDerivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,575

Read SEC document
April 06, 2018 Filed Apr 9, 2018 23:31 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 7,600 $29.71 $225,777.00
Disclosure

SEC source: 0000711377-18-000010 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 23:31 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 7,200 $27.05 $194,760.00
Disclosure

SEC source: 0000711377-18-000010 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2018 Filed Mar 27, 2018 22:41 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,000 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000009 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,736

Underlying: Common Stock · 5,000 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
March 27, 2018 Filed Mar 27, 2018 22:41 UTC SaleCommon Stock 5,000 $66.13 $330,648.00
Disclosure

SEC source: 0000711377-18-000009 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
March 27, 2018 Filed Mar 27, 2018 22:41 UTC Exercise / conversionCommon Stock 5,000 $35.34 $176,700.00
Disclosure

SEC source: 0000711377-18-000009 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 22:32 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,133 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000008 · primary_doc.xml · derivative · entry 5

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,736

Underlying: Common Stock · 1,133 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
March 26, 2018 Filed Mar 27, 2018 22:32 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,733 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-18-000008 · primary_doc.xml · derivative · entry 4

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,869

Underlying: Common Stock · 1,733 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
March 26, 2018 Filed Mar 27, 2018 22:32 UTC SaleCommon Stock 2,866 $64.97 $186,213.19
Disclosure

SEC source: 0000711377-18-000008 · primary_doc.xml · nonDerivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
March 26, 2018 Filed Mar 27, 2018 22:32 UTC Exercise / conversionCommon Stock 1,133 $35.34 $40,040.22
Disclosure

SEC source: 0000711377-18-000008 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 22:32 UTC Exercise / conversionCommon Stock 1,733 $29.71 $51,483.10
Disclosure

SEC source: 0000711377-18-000008 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 07:58 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $10.17 $0.00
Disclosure

SEC source: 0000711377-18-000007 · primary_doc.xml · derivative · entry 3

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 6,000 shares

Expires 2019-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/9/2009, vest in three years and have ten year lives

Read SEC document
March 23, 2018 Filed Mar 27, 2018 07:58 UTC SaleCommon Stock 6,000 $62.47 $374,818.20
Disclosure

SEC source: 0000711377-18-000007 · primary_doc.xml · nonDerivative · entry 2

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,375

Read SEC document
March 23, 2018 Filed Mar 27, 2018 07:58 UTC Exercise / conversionCommon Stock 6,000 $10.17 $60,999.60
Disclosure

SEC source: 0000711377-18-000007 · primary_doc.xml · nonDerivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 01:51 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,669 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-18-000005 · primary_doc.xml · derivative · entry 6

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,003

Underlying: Common Stock · 18,669 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 21, 2018 Filed Feb 23, 2018 01:51 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 18,669 $59.32 $1,107,527.22
Disclosure

SEC source: 0000711377-18-000005 · primary_doc.xml · nonDerivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,926

Read SEC document
February 21, 2018 Filed Feb 23, 2018 01:51 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 18,669 $40.46 $755,394.41
Disclosure

SEC source: 0000711377-18-000005 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 14:16 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 2,000 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-18-000006 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,602

Underlying: Common Stock · 2,000 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 21, 2018 Filed Feb 23, 2018 14:16 UTC SaleCommon Stock 2,000 $60.15 $120,294.00
Disclosure

SEC source: 0000711377-18-000006 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
February 21, 2018 Filed Feb 23, 2018 14:16 UTC Exercise / conversionCommon Stock 2,000 $29.71 $59,415.00
Disclosure

SEC source: 0000711377-18-000006 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 02:13 UTC
BRADLEY EDWARDVice President (retired)
SaleCommon Stock 2,777 $59.00 $163,843.00
Disclosure

SEC source: 0000711377-18-000004 · primary_doc.xml · nonDerivative · entry 2

BRADLEY EDWARD · CIK 0001189021 · Vice President (retired)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

Read SEC document
February 20, 2018 Filed Feb 23, 2018 01:51 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,665 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-18-000005 · primary_doc.xml · derivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,672

Underlying: Common Stock · 6,665 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 20, 2018 Filed Feb 23, 2018 01:51 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 6,665 $59.32 $395,351.80
Disclosure

SEC source: 0000711377-18-000005 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,926

Read SEC document
February 20, 2018 Filed Feb 23, 2018 01:51 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 6,665 $40.46 $269,682.56
Disclosure

SEC source: 0000711377-18-000005 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2018 Filed Feb 22, 2018 02:13 UTC
BRADLEY EDWARDVice President (retired)
SaleCommon Stock 4,223 $60.00 $253,380.00
Disclosure

SEC source: 0000711377-18-000004 · primary_doc.xml · nonDerivative · entry 1

BRADLEY EDWARD · CIK 0001189021 · Vice President (retired)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,735

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February 15, 2018 Filed Feb 16, 2018 23:22 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 10,000 $57.50 $574,954.00
Disclosure

SEC source: 0000711377-18-000003 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 377,435

F4 · shares: Sale was from limited liability company in which Mr. Herbert has a minority financial position

F3 · ownership.nature: 218,033 shares are held in trust for Mr. Herbert's spouse. 159,402 shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions

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February 15, 2018 Filed Feb 16, 2018 23:22 UTC
HERBERT JAMES LDirector · Executive Chairman
GiftCommon Stock 12,829 $59.72 $766,147.88
Disclosure

SEC source: 0000711377-18-000003 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,926

F2 · shares: Shares were gifted to the University of Tennessee College of Agriculture

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February 15, 2018 Filed Feb 16, 2018 23:22 UTC
HERBERT JAMES LDirector · Executive Chairman
GiftCommon Stock 250 $59.72 $14,930.00
Disclosure

SEC source: 0000711377-18-000003 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,755

F1 · shares: Shares were gifted to the FarmHouse Foundation

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January 30, 2018 Filed Jan 30, 2018 22:06 UTC
BRADLEY EDWARDVice President (Retired)
SaleCommon Stock 1,625 $60.15 $97,743.75
Disclosure

SEC source: 0000711377-18-000002 · primary_doc.xml · nonDerivative · entry 3

BRADLEY EDWARD · CIK 0001189021 · Vice President (Retired)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,787

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.