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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2018 Filed Oct 5, 2018 21:43 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-18-000041 · primary_doc.xml · derivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,667

Underlying: Common Stock · 3,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/4/2018, have five year lives, and vest in three equal annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 04, 2018 Filed Oct 5, 2018 21:39 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-18-000040 · primary_doc.xml · derivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,667

Underlying: Common Stock · 3,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/4/2018, vest in three equal annual installments on each of the first three anniversary dates of the grant, and have five year lives

Read SEC document
October 04, 2018 Filed Oct 5, 2018 21:34 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-18-000039 · primary_doc.xml · derivative · entry 1

Vetter Darci L · CIK 0001719291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,667

Underlying: Common Stock · 3,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/42018, vest in three equal annual installments on each of the first three anniversary dates of the grant, and have five year lives

Read SEC document
September 26, 2018 Filed Sep 29, 2018 00:56 UTC
ADENT JOHN EDWARDPresident & CEO
PurchaseCommon Stock 4,300 $73.58 $316,394.00
Disclosure

SEC source: 0000711377-18-000038 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Read SEC document
September 26, 2018 Filed Sep 29, 2018 00:34 UTC PurchaseCommon Stock 500 $73.37 $36,685.00
Disclosure

SEC source: 0000711377-18-000037 · primary_doc.xml · nonDerivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:25 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 24,000 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0000711377-18-000036 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,003

Underlying: Common Stock · 24,000 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:25 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 24,000 $89.37 $2,144,848.80
Disclosure

SEC source: 0000711377-18-000036 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,226

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:25 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 24,000 $27.05 $649,200.00
Disclosure

SEC source: 0000711377-18-000036 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:17 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,600 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0000711377-18-000035 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,334

Underlying: Common Stock · 3,600 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:17 UTC
Quinlan Steven J.Vice President & CFO
Salecommon Stock 3,600 $89.08 $320,677.92
Disclosure

SEC source: 0000711377-18-000035 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:17 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 3,600 $27.05 $97,380.00
Disclosure

SEC source: 0000711377-18-000035 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 19:13 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 7,200 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0000711377-18-000034 · primary_doc.xml · derivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,402

Underlying: Common Stock · 7,200 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
August 30, 2018 Filed Aug 31, 2018 19:13 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 7,200 $89.05 $641,190.96
Disclosure

SEC source: 0000711377-18-000034 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,575

Read SEC document
August 30, 2018 Filed Aug 31, 2018 19:13 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 7,200 $27.05 $194,760.00
Disclosure

SEC source: 0000711377-18-000034 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 14, 2018 21:34 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $83.62 $1,087,036.60
Disclosure

SEC source: 0000711377-18-000033 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 413,035

F1 · ownership.nature: Shares were sold out of the trust for Mr. Herbert's spouse; 144,280 shares remain in her trust. There are 108,783 shares in a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees. The remaining shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:56 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0000711377-18-000032 · primary_doc.xml · derivative · entry 5

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 6,000 shares

Expires 2022-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:56 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $17.07 $0.00
Disclosure

SEC source: 0000711377-18-000032 · primary_doc.xml · derivative · entry 4

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 4,000 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:56 UTC SaleCommon Stock 2,418 $83.97 $203,039.22
Disclosure

SEC source: 0000711377-18-000032 · primary_doc.xml · nonDerivative · entry 3

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,655

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:56 UTC Exercise / conversionCommon Stock 6,000 $21.50 $129,000.00
Disclosure

SEC source: 0000711377-18-000032 · primary_doc.xml · nonDerivative · entry 2

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:56 UTC Exercise / conversionCommon Stock 4,000 $17.07 $68,260.00
Disclosure

SEC source: 0000711377-18-000032 · primary_doc.xml · nonDerivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 22:51 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $83.28 $1,082,688.10
Disclosure

SEC source: 0000711377-18-000031 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 426,035

F1 · ownership.nature: Shares were sold out of the trust of Mr. Herbert's spouse; 157,280 shares remain in her trust. There are 108,783 shares in a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees. The remaining shares are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 21:47 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $83.31 $1,082,972.80
Disclosure

SEC source: 0000711377-18-000030 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,226

Read SEC document
August 07, 2018 Filed Aug 7, 2018 21:47 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $83.52 $1,085,722.30
Disclosure

SEC source: 0000711377-18-000030 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 439,035

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:47 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $82.53 $1,072,922.50
Disclosure

SEC source: 0000711377-18-000030 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnoe

Disclosed balance after: 452,035

F1 · ownership.nature: On 8/6/2018, 13,000 shares were sold out of a charitable trust in which Mr. Herbert and his wife are beneficiaries and trustees; 108,783 shares remain in the trust. On 8/7/2018, Mrs. Herbert sold 13,000 shares out of her trust; 170,280 shares remain in this trust. The remaining shares are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 17:24 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $81.38 $1,057,917.90
Disclosure

SEC source: 0000711377-18-000029 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 465,035

F1 · ownership.nature: 13,000 shares were sold out of a charitable trust in which Mr. Herbert and his wife are beneficiaries and trustees; 121783 shares remain in the trust. An additional 183,280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 17:24 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $82.55 $1,073,098.00
Disclosure

SEC source: 0000711377-18-000029 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,226

Read SEC document
August 01, 2018 Filed Aug 1, 2018 22:33 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $82.33 $1,070,245.80
Disclosure

SEC source: 0000711377-18-000027 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 478,035

F1 · ownership.nature: Shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 134,783 shares remain in the trust. An additional 183,280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 22:33 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $82.01 $1,066,150.80
Disclosure

SEC source: 0000711377-18-000027 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,226

Read SEC document
July 31, 2018 Filed Aug 2, 2018 14:21 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0000711377-18-000028 · primary_doc.xml · derivative · entry 3

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 4,000 shares

Expires 2021-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 5/12/2011, have ten year lives, and were fully vested in 2014

Read SEC document
July 31, 2018 Filed Aug 2, 2018 14:21 UTC SaleCommon Stock 4,000 $82.15 $328,603.20
Disclosure

SEC source: 0000711377-18-000028 · primary_doc.xml · nonDerivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,479

Read SEC document
July 31, 2018 Filed Aug 2, 2018 14:21 UTC Exercise / conversionCommon Stock 4,000 $20.29 $81,160.00
Disclosure

SEC source: 0000711377-18-000028 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $31.24 $0.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · derivative · entry 9

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 6,000 shares

Expires 2023-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options were granted 10/3/2013, have ten year lives, and vested in 2016

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · derivative · entry 8

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 6,000 shares

Expires 2022-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were granted 10/4/2012, have ten year lives, and were vested in 2015

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $17.07 $0.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · derivative · entry 7

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 6,000 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/6/2011, have ten year lives, and vested in 2014

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC Exercise / conversionCommon Stock · Derivative 4,000 $0.00 Strike: $16.82 $0.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · derivative · entry 6

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 4,000 shares

Expires 2020-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/7/2010, have 10 year lives, and were fully vested in 2013

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC SaleCommon Stock 22,000 $80.41 $1,769,020.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · nonDerivative · entry 5

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,373

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC Exercise / conversionCommon Stock 6,000 $31.24 $187,440.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · nonDerivative · entry 4

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC Exercise / conversionCommon Stock 6,000 $21.50 $129,000.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · nonDerivative · entry 3

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC Exercise / conversionCommon Stock 6,000 $17.07 $102,390.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · nonDerivative · entry 2

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:11 UTC Exercise / conversionCommon Stock 4,000 $16.82 $67,260.00
Disclosure

SEC source: 0000711377-18-000026 · primary_doc.xml · nonDerivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 22:33 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $81.01 $1,053,065.00
Disclosure

SEC source: 0000711377-18-000027 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 491,035

F1 · ownership.nature: Shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 134,783 shares remain in the trust. An additional 183,280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions.

Read SEC document
July 26, 2018 Filed Jul 27, 2018 22:02 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 13,000 $82.50 $1,072,548.10
Disclosure

SEC source: 0000711377-18-000025 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 504,035

F1 · ownership.nature: Shares were sold this date out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 160,783 shares remain in the trust. An additional 183,280 shares are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 22:29 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,802 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000023 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,934

Underlying: Common Stock · 3,802 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
July 23, 2018 Filed Jul 24, 2018 22:29 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 3,802 $82.01 $311,816.47
Disclosure

SEC source: 0000711377-18-000023 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

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July 23, 2018 Filed Jul 24, 2018 22:29 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 3,802 $35.34 $134,362.68
Disclosure

SEC source: 0000711377-18-000023 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 23, 2018 Filed Jul 26, 2018 00:25 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 16,029 $82.04 $1,314,985.50
Disclosure

SEC source: 0000711377-18-000024 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 517,035

F1 · ownership.nature: Shares were sold today out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 173,783 shares remain in the trust. An additional 183, 280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions.

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July 20, 2018 Filed Jul 23, 2018 21:19 UTC SaleCommon Stock 5,333 $82.56 $440,286.08
Disclosure

SEC source: 0000711377-18-000021 · primary_doc.xml · nonDerivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

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July 20, 2018 Filed Jul 24, 2018 16:51 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 15,468 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000022 · primary_doc.xml · derivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,602

Underlying: common Stock · 15,468 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

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July 20, 2018 Filed Jul 24, 2018 16:51 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 15,468 $82.14 $1,270,498.21
Disclosure

SEC source: 0000711377-18-000022 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,575

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July 20, 2018 Filed Jul 24, 2018 16:51 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 15,468 $35.34 $546,639.12
Disclosure

SEC source: 0000711377-18-000022 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.