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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 19:19 UTC SaleCommon Stock 1,971 $56.98 $112,315.46
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · nonDerivative · entry 8

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,439

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC Exercise / conversionCommon Stock 2,667 $41.36 $110,293.79
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · nonDerivative · entry 7

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC SaleCommon Stock 2,350 $56.98 $133,912.40
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · nonDerivative · entry 6

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,743

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC Exercise / conversionCommon Stock 4,000 $32.87 $131,490.00
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · nonDerivative · entry 5

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC SaleCommon Stock 2,212 $56.98 $126,048.61
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · nonDerivative · entry 4

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,093

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC Exercise / conversionCommon Stock 4,000 $30.95 $123,780.00
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · nonDerivative · entry 3

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC SaleCommon Stock 3,350 $56.98 $190,896.40
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · nonDerivative · entry 2

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,305

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC Exercise / conversionCommon Stock 6,000 $31.24 $187,440.00
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · nonDerivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:19 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,800 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-19-000005 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,534

Underlying: Common Stock · 4,800 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:19 UTC SaleCommon Stock 4,800 $62.50 $300,007.68
Disclosure

SEC source: 0000711377-19-000005 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:19 UTC Exercise / conversionCommon Stock 4,800 $29.71 $142,596.00
Disclosure

SEC source: 0000711377-19-000005 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 22:39 UTC SaleCommon Stock 10,262 $61.60 $632,158.70
Disclosure

SEC source: 0000711377-19-000003 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 363,373

F1 · ownership.nature: The 10,262 shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 78,521 shares remain in the trust. Mr. Herbert's spouse holds 124,880 shares in a trust in her name. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold a minority financial position.

Read SEC document
February 06, 2019 Filed Feb 15, 2019 15:49 UTC SaleCommon Stock 5,000 $62.65 $313,232.50
Disclosure

SEC source: 0000711377-19-000004 · primary_doc.xml · nonDerivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,655

Read SEC document
January 31, 2019 Filed Feb 1, 2019 13:47 UTC SaleCommon Stock 20,000 $59.73 $1,194,600.00
Disclosure

SEC source: 0000711377-19-000002 · primary_doc.xml · nonDerivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,484

Read SEC document
January 31, 2019 Filed Feb 1, 2019 13:47 UTC SaleCommon Stock 5,981 $59.34 $354,925.10
Disclosure

SEC source: 0000711377-19-000002 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 373,635

F1 · ownership.nature: The 10,00 shares sold on 1/30 were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 88,783 shares remain in the trust. Mrs. Herbert sold 19,400 shares out of her trust and now holds 124,880 shares in the trust. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 13:47 UTC SaleCommon Stock 13,419 $59.04 $792,322.17
Disclosure

SEC source: 0000711377-19-000002 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 379,616

F1 · ownership.nature: The 10,00 shares sold on 1/30 were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 88,783 shares remain in the trust. Mrs. Herbert sold 19,400 shares out of her trust and now holds 124,880 shares in the trust. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 13:47 UTC SaleCommon Stock 10,000 $59.08 $590,768.00
Disclosure

SEC source: 0000711377-19-000002 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 393,035

F1 · ownership.nature: The 10,00 shares sold on 1/30 were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 88,783 shares remain in the trust. Mrs. Herbert sold 19,400 shares out of her trust and now holds 124,880 shares in the trust. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:09 UTC
HERBERT JAMES LDirector · Chairman
Exercise / conversionCommon Stock (right to Buy) · Derivative 25,334 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-19-000001 · primary_doc.xml · derivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,767

Underlying: Common Stock · 25,334 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:09 UTC
HERBERT JAMES LDirector · Chairman
SaleCommon Stock 10,000 $60.00 $600,000.00
Disclosure

SEC source: 0000711377-19-000001 · primary_doc.xml · nonDerivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 403,035

F2 · ownership.nature: These shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 98,783 shares remain in the trust. An additional 144,280 shares are held in trust for Mr. Herbert's spouse. The remaining shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:09 UTC
HERBERT JAMES LDirector · Chairman
SaleCommon Stock 10,000 $60.24 $602,410.00
Disclosure

SEC source: 0000711377-19-000001 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,484

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:09 UTC
HERBERT JAMES LDirector · Chairman
SaleCoommon Stock 25,334 $60.01 $1,520,171.74
Disclosure

SEC source: 0000711377-19-000001 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,484

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:09 UTC
HERBERT JAMES LDirector · Chairman
Exercise / conversionCommon Stock 25,334 $40.46 $1,025,076.98
Disclosure

SEC source: 0000711377-19-000001 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2019 Filed Jan 16, 2020 17:16 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 8,031 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000003 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,800

Underlying: Common Stock · 8,031 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
November 23, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 2,748 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · derivative · entry 11

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,333

Underlying: Common Stock · 2,748 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20%installments on each of the first five anniversary dates of the grant

Read SEC document
November 23, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 2,748 $60.51 $166,293.57
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 6

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,484

Read SEC document
November 23, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 2,748 $35.34 $97,114.32
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (right to Buy) · Derivative 15,928 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · derivative · entry 10

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,081

Underlying: Common Stock · 15,928 shares

Expires 2018-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20%installments on each of the first five anniversary dates of the grant

Read SEC document
November 21, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 4,337 $61.03 $264,706.19
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 8

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 393,035

F2 · ownership.nature: 144,280 shares are held in trust for Mr. Herbert's spouse, 88,783 are held in a charitable remainder trust in which Mr. Herbert and his spouse are the beneficiaries and trustees, and the remainder are held in limited liability companies in which Mr. Herbert and his spouse have limited minority ownership

Read SEC document
November 21, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 15,928 $61.01 $971,737.02
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,484

Read SEC document
November 21, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 15,948 $35.34 $563,602.32
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,092 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · derivative · entry 9

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,009

Underlying: Common Stock · 6,092 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20%installments on each of the first five anniversary dates of the grant

Read SEC document
November 20, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 15,663 $61.03 $955,961.45
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 7

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 397,372

F2 · ownership.nature: 144,280 shares are held in trust for Mr. Herbert's spouse, 88,783 are held in a charitable remainder trust in which Mr. Herbert and his spouse are the beneficiaries and trustees, and the remainder are held in limited liability companies in which Mr. Herbert and his spouse have limited minority ownership

Read SEC document
November 20, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 6,092 $61.70 $375,869.70
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,484

Read SEC document
November 20, 2018 Filed Nov 24, 2018 01:08 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 6,092 $35.34 $215,291.28
Disclosure

SEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:19 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 15,335 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-18-000051 · primary_doc.xml · derivative · entry 6

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,101

Underlying: Common Stock · 15,335 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/1/204, have five year lives, and vest in equal 205 annual installments on each of the first five anniversary dates following the grant

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:19 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 10,000 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-18-000051 · primary_doc.xml · derivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,436

Underlying: Common Stock · 10,000 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/1/204, have five year lives, and vest in equal 205 annual installments on each of the first five anniversary dates following the grant

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:19 UTC
HERBERT JAMES LDirector · Executive Chairman
Salecommon Stock 15,335 $62.73 $961,926.21
Disclosure

SEC source: 0000711377-18-000051 · primary_doc.xml · nonDerivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,484

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:19 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 15,335 $29.71 $455,564.51
Disclosure

SEC source: 0000711377-18-000051 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:19 UTC
HERBERT JAMES LDirector · Executive Chairman
SaleCommon Stock 10,000 $62.01 $620,055.00
Disclosure

SEC source: 0000711377-18-000051 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,484

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:19 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 10,000 $29.71 $297,075.00
Disclosure

SEC source: 0000711377-18-000051 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:54 UTC
MORRICAL TERRI AVice President
GrantCommon Stock (Right to Buy) · Derivative 33,000 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-18-000050 · primary_doc.xml · derivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,402

Underlying: Common Stock · 33,000 shares

Expires 2023-12-01

F1 · derivative.exercise_date: Options have five year lives and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 01, 2018 Filed Nov 5, 2018 19:47 UTC
Quinlan Steven J.Vice President & CFO
GrantCommon Stock (Right to Buy) · Derivative 36,000 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-18-000049 · primary_doc.xml · derivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,334

Underlying: Common Stock · 36,000 shares

Expires 2023-12-01

F1 · derivative.exercise_date: Options have five year lives and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 01, 2018 Filed Nov 5, 2018 19:39 UTC
ADENT JOHN EDWARDPresident & CEO
GrantCommon Stock (right to Buy) · Derivative 90,000 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-18-000048 · primary_doc.xml · derivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,001

Underlying: common Stock · 90,000 shares

Expires 2023-12-01

F1 · derivative.exercise_date: Options have five year lives and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 09, 2018 Filed Oct 12, 2018 01:17 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock (Right to Buy) · Derivative 567 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-18-000047 · primary_doc.xml · derivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,436

Underlying: Common Stock · 567 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 09, 2018 Filed Oct 12, 2018 01:17 UTC
HERBERT JAMES LDirector · Executive Chairman
Exercise / conversionCommon Stock 258 $35.34 $9,117.72
Disclosure

SEC source: 0000711377-18-000047 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option plan provides for the exchange of outstanding options for shares in an amount equal to the employees equity in the options held

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October 04, 2018 Filed Oct 5, 2018 17:47 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-18-000042 · primary_doc.xml · derivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in three equal annual installments on each of the first three anniversary dates of the grant

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October 04, 2018 Filed Oct 5, 2018 22:07 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-18-000046 · primary_doc.xml · derivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,890

Underlying: Common Stock · 3,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in three equal annual installments on each of the first three annual anniversary dates of the grant

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October 04, 2018 Filed Oct 5, 2018 22:01 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (right to Buy) · Derivative 3,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-18-000045 · primary_doc.xml · derivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 3,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in three equal annual installments on each of the first three anniversary dates of the grant

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October 04, 2018 Filed Oct 5, 2018 21:55 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-18-000044 · primary_doc.xml · derivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 3,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in three equal annual installments on each of the first three anniversary dates of the grant

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October 04, 2018 Filed Oct 5, 2018 21:51 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-18-000043 · primary_doc.xml · derivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 3,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in three equal annual installments on each of the first three anniversary dates of the grant

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.