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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2019 Filed Jul 31, 2019 14:22 UTC SaleCommon Stock 10,000 $70.30 $702,972.00
Disclosure

SEC source: 0000711377-19-000030 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 302,373

F1 · ownership.nature: 10000 shares were sold out of the trust of the spouse of Mr. Herbert; 84,880 shares remain in the trust. 499 shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries; 57,022 shares remain in that trust. The remaining indirect shares are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 18:06 UTC Exercise / conversionCommon Stock (right to Buy) · Derivative 4,000 $0.00 Strike: $32.87 $0.00
Disclosure

SEC source: 0000711377-19-000028 · primary_doc.xml · derivative · entry 5

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 4,000 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 18:06 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0000711377-19-000028 · primary_doc.xml · derivative · entry 4

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 4,000 shares

Expires 2024-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 18:06 UTC SaleCommon Stock 8,000 $69.77 $558,160.00
Disclosure

SEC source: 0000711377-19-000028 · primary_doc.xml · nonDerivative · entry 3

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,373

Read SEC document
July 26, 2019 Filed Jul 29, 2019 18:06 UTC Exercise / conversionCommon Stock 4,000 $32.87 $131,490.00
Disclosure

SEC source: 0000711377-19-000028 · primary_doc.xml · nonDerivative · entry 2

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 18:06 UTC Exercise / conversionCommon Stock 4,000 $30.95 $123,780.00
Disclosure

SEC source: 0000711377-19-000028 · primary_doc.xml · nonDerivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 11:43 UTC SaleCommon Stock 5,000 $69.59 $347,964.00
Disclosure

SEC source: 0000711377-19-000027 · primary_doc.xml · nonDerivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,439

Read SEC document
July 26, 2019 Filed Jul 29, 2019 11:33 UTC SaleCommon Stock 25,000 $70.05 $1,751,305.00
Disclosure

SEC source: 0000711377-19-000026 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,454

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting person on February 12, 2019

Read SEC document
July 26, 2019 Filed Jul 29, 2019 11:33 UTC SaleCommon Stock 5,000 $70.00 $350,000.00
Disclosure

SEC source: 0000711377-19-000026 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,454

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting person on February 12, 2019

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:46 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $10.17 $0.00
Disclosure

SEC source: 0000711377-19-000029 · primary_doc.xml · derivative · entry 2

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 6,000 shares

Expires 2019-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:46 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 6,000 $10.17 $60,999.60
Disclosure

SEC source: 0000711377-19-000029 · primary_doc.xml · nonDerivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 22:03 UTC PurchaseCommon Stock Right to Buy) · Derivative 15,000 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-19-000025 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,632

Underlying: Common Stock · 15,000 shares

Expires 2021-10-29

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
July 25, 2019 Filed Jul 26, 2019 22:03 UTC SaleCommon Stock 15,000 $69.04 $1,035,526.50
Disclosure

SEC source: 0000711377-19-000025 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
July 25, 2019 Filed Jul 26, 2019 22:03 UTC Exercise / conversionCommon Stock 15,000 $40.46 $606,937.50
Disclosure

SEC source: 0000711377-19-000025 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 16:00 UTC SaleCommon Stock 17,771 $65.36 $1,161,485.90
Disclosure

SEC source: 0000711377-19-000024 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,454

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
July 23, 2019 Filed Jul 24, 2019 16:00 UTC SaleCommon Stock 5,000 $65.00 $325,000.00
Disclosure

SEC source: 0000711377-19-000024 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,225

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
July 22, 2019 Filed Jul 24, 2019 16:00 UTC SaleCommon Stock 5,000 $63.29 $316,457.00
Disclosure

SEC source: 0000711377-19-000024 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,225

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
July 19, 2019 Filed Jul 23, 2019 10:33 UTC SaleCommon Stock 1,000 $65.00 $65,000.00
Disclosure

SEC source: 0000711377-19-000023 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,225

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
July 18, 2019 Filed Jul 19, 2019 22:05 UTC SaleCommon Stock 56,229 $65.03 $3,656,673.08
Disclosure

SEC source: 0000711377-19-000022 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,225

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
July 17, 2019 Filed Jul 18, 2019 00:27 UTC SaleCommon Stock 5,000 $65.00 $325,000.00
Disclosure

SEC source: 0000711377-19-000021 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,484

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
July 15, 2019 Filed Jul 18, 2019 00:27 UTC SaleCommon Stock 5,000 $62.93 $314,667.50
Disclosure

SEC source: 0000711377-19-000021 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,484

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
July 08, 2019 Filed Jul 10, 2019 22:48 UTC SaleCommon Stock 5,000 $60.70 $303,509.50
Disclosure

SEC source: 0000711377-19-000020 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,484

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
July 01, 2019 Filed Jul 2, 2019 17:55 UTC SaleCommon Stock 5,000 $61.52 $307,600.00
Disclosure

SEC source: 0000711377-19-000019 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,484

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019

Read SEC document
June 24, 2019 Filed Jun 26, 2019 00:06 UTC SaleCommon Stock 5,000 $61.41 $307,040.00
Disclosure

SEC source: 0000711377-19-000018 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,484

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 22:53 UTC SaleCommon Stock 5,000 $61.61 $308,060.00
Disclosure

SEC source: 0000711377-19-000017 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,484

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019.

Read SEC document
June 12, 2019 Filed Jun 17, 2019 11:30 UTC SaleCommon Stock 20,000 $60.65 $1,213,078.00
Disclosure

SEC source: 0000711377-19-000016 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,484

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 12, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 22:27 UTC SaleCommon Stock 10,000 $58.21 $582,077.00
Disclosure

SEC source: 0000711377-19-000015 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 312,373

F2 · ownership.nature: Mr. Herbert's spouse sold 10,000 shares out of her trust; 94,880 shares remain in the trust. A total of 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries; the remainder of the shares are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions.

Read SEC document
May 13, 2019 Filed May 22, 2019 22:27 UTC SaleCommon Stock 5,000 $60.73 $303,634.00
Disclosure

SEC source: 0000711377-19-000015 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,484

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 12, 2019

Read SEC document
May 10, 2019 Filed May 13, 2019 20:50 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0000711377-19-000014 · primary_doc.xml · derivative · entry 4

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 4,000 shares

Expires 2021-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 20:50 UTC SaleCommon Stock 2,000 $61.00 $122,000.00
Disclosure

SEC source: 0000711377-19-000014 · primary_doc.xml · nonDerivative · entry 3

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,479

Read SEC document
May 10, 2019 Filed May 13, 2019 20:50 UTC SaleCommon Stock 2,000 $60.69 $121,380.00
Disclosure

SEC source: 0000711377-19-000014 · primary_doc.xml · nonDerivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,479

Read SEC document
May 10, 2019 Filed May 13, 2019 20:50 UTC Exercise / conversionCommon Stock 4,000 $20.29 $81,160.00
Disclosure

SEC source: 0000711377-19-000014 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:15 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 7,600 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-19-000013 · primary_doc.xml · derivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,802

Underlying: Common Stock · 7,600 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10-1-2014, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
May 06, 2019 Filed May 8, 2019 20:15 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 7,600 $61.69 $468,853.12
Disclosure

SEC source: 0000711377-19-000013 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,575

Read SEC document
May 06, 2019 Filed May 8, 2019 20:15 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 7,600 $29.71 $225,777.00
Disclosure

SEC source: 0000711377-19-000013 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 8, 2019 19:50 UTC SaleCommon Stock 5,000 $60.79 $303,926.00
Disclosure

SEC source: 0000711377-19-000012 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,484

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 12, 2019

Read SEC document
May 01, 2019 Filed May 1, 2019 20:15 UTC SaleCommon Stock 4,000 $60.58 $242,320.00
Disclosure

SEC source: 0000711377-19-000010 · primary_doc.xml · nonDerivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,439

Read SEC document
May 01, 2019 Filed May 1, 2019 20:37 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,902 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-19-000011 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,632

Underlying: Common Stock · 6,902 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/8/2015, have five year lives, and vested in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
May 01, 2019 Filed May 1, 2019 20:37 UTC SaleCommon Stock 6,902 $60.13 $415,015.88
Disclosure

SEC source: 0000711377-19-000011 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
May 01, 2019 Filed May 1, 2019 20:37 UTC Exercise / conversionCommon Stock 6,902 $35.34 $243,916.68
Disclosure

SEC source: 0000711377-19-000011 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:03 UTC SaleCommon Stock 25,000 $60.01 $1,500,155.00
Disclosure

SEC source: 0000711377-19-000009 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,484

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 12, 2019

Read SEC document
April 29, 2019 Filed May 1, 2019 11:50 UTC SaleCommon Stock 5,000 $60.26 $301,300.00
Disclosure

SEC source: 0000711377-19-000008 · primary_doc.xml · nonDerivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:50 UTC SaleCommon Stock 18,400 $56.11 $1,032,368.80
Disclosure

SEC source: 0000711377-19-000007 · primary_doc.xml · nonDerivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 322,373

F1 · ownership.nature: Following the transactions on 4/17 and 4/18, 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his wife are beneficiaries and trustees. A total of 21,000 shares were sold out of this trust in these two days of transactions. Mr. Herbert's spouse sold a total of 20,000 shares out of her trust; 104,880 remain in the trust. The remainder of the shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:50 UTC SaleCommon Stock 17,000 $56.08 $953,317.50
Disclosure

SEC source: 0000711377-19-000007 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 340,773

F1 · ownership.nature: Following the transactions on 4/17 and 4/18, 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his wife are beneficiaries and trustees. A total of 21,000 shares were sold out of this trust in these two days of transactions. Mr. Herbert's spouse sold a total of 20,000 shares out of her trust; 104,880 remain in the trust. The remainder of the shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions.

Read SEC document
April 17, 2019 Filed Apr 22, 2019 20:50 UTC SaleCommon stock 2,600 $56.03 $145,684.76
Disclosure

SEC source: 0000711377-19-000007 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 357,773

F1 · ownership.nature: Following the transactions on 4/17 and 4/18, 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his wife are beneficiaries and trustees. A total of 21,000 shares were sold out of this trust in these two days of transactions. Mr. Herbert's spouse sold a total of 20,000 shares out of her trust; 104,880 remain in the trust. The remainder of the shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions.

Read SEC document
April 17, 2019 Filed Apr 22, 2019 20:50 UTC SaleCommon Stock 3,000 $56.04 $168,124.80
Disclosure

SEC source: 0000711377-19-000007 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 360,373

F1 · ownership.nature: Following the transactions on 4/17 and 4/18, 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his wife are beneficiaries and trustees. A total of 21,000 shares were sold out of this trust in these two days of transactions. Mr. Herbert's spouse sold a total of 20,000 shares out of her trust; 104,880 remain in the trust. The remainder of the shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC Exercise / conversionCommon Stock · Derivative 2,667 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · derivative · entry 12

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 2,667 shares

Expires 2026-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $32.88 $0.00
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · derivative · entry 11

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 4,000 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:19 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · derivative · entry 10

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 4,000 shares

Expires 2024-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2019 Filed Apr 3, 2019 19:19 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $31.24 $0.00
Disclosure

SEC source: 0000711377-19-000006 · primary_doc.xml · derivative · entry 9

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 6,000 shares

Expires 2023-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.