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Nasdaq · USD

NEO

NEOGENOMICS INC

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Tapewire entity
2096
SEC CIK
0001077183
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 21:53 UTC
Bonello WilliamChief Strategy Officer
GrantCommon Stock 6,735 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000027 · wf-form4_155182281921308.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:47 UTC
Weiss Lawrence MartinChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 36,022 $19.60 Strike: $19.60 $706,031.20
Disclosure

SEC source: 0001077183-19-000025 · wf-form4_155182241852994.xml · derivative · entry 2

Weiss Lawrence Martin · CIK 0001761625 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,022

Underlying: Common Stock · 36,022 shares

Expires 2024-03-01

F1 · derivative.exercise_date: On March 1, 2019, Dr. Weiss was granted an option to purchase shares of NeoGenomics, Inc. common stock. The option vests ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:47 UTC
Weiss Lawrence MartinChief Scientific Officer
GrantCommon Stock 5,893 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000025 · wf-form4_155182241852994.xml · nonDerivative · entry 1

Weiss Lawrence Martin · CIK 0001761625 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,893

Read SEC document
February 28, 2019 Filed Feb 28, 2019 22:05 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 13,986 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001077183-19-000015 · wf-form4_155139154286590.xml · derivative · entry 7

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Stock · 13,986 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 20, 2016, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 22:05 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 13,986 $7.15 $99,999.90
Disclosure

SEC source: 0001077183-19-000015 · wf-form4_155139154286590.xml · nonDerivative · entry 5

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:25 UTC
BALLIET JENNIFERVP and Chief Culture Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001077183-19-000020 · wf-form4_155173830561711.xml · derivative · entry 8

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On April 28, 2017, Ms. Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversaries of the grant date.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:25 UTC
BALLIET JENNIFERVP and Chief Culture Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0001077183-19-000020 · wf-form4_155173830561711.xml · derivative · entry 7

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 10,000 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 26, 2018, Ms. Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:25 UTC
BALLIET JENNIFERVP and Chief Culture Officer
SaleCommon Stock 30,000 $19.57 $587,100.00
Disclosure

SEC source: 0001077183-19-000020 · wf-form4_155173830561711.xml · nonDerivative · entry 3

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: Average price of shares sold.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:25 UTC
BALLIET JENNIFERVP and Chief Culture Officer
Exercise / conversionCommon Stock 10,000 $8.03 $80,300.00
Disclosure

SEC source: 0001077183-19-000020 · wf-form4_155173830561711.xml · nonDerivative · entry 2

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:25 UTC
BALLIET JENNIFERVP and Chief Culture Officer
Exercise / conversionCommon Stock 20,000 $7.52 $150,400.00
Disclosure

SEC source: 0001077183-19-000020 · wf-form4_155173830561711.xml · nonDerivative · entry 1

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 01:25 UTC
JONES STEVEN CDirector · Executive Vice President
SaleCommon Stock 32,371 $18.78 $607,927.38
Disclosure

SEC source: 0001077183-19-000018 · wf-form4_155140353500112.xml · nonDerivative · entry 4

JONES STEVEN C · CIK 0001518732 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for Steven and Carisa Jones 401k and Trust

Disclosed balance after: 150,000

Read SEC document
February 27, 2019 Filed Mar 1, 2019 01:25 UTC
JONES STEVEN CDirector · Executive Vice President
SaleCommon Stock 252,881 $18.90 $4,779,450.90
Disclosure

SEC source: 0001077183-19-000018 · wf-form4_155140353500112.xml · nonDerivative · entry 2

JONES STEVEN C · CIK 0001518732 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,900,000

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 00:42 UTC
CARDOZA GEORGEPresident, Pharma Services
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $3.45 Strike: $3.45 $103,500.00
Disclosure

SEC source: 0001077183-19-000016 · wf-form4_155140091066370.xml · derivative · entry 3

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably over the first three anniversary dates of the grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 00:42 UTC
CARDOZA GEORGEPresident, Pharma Services
Exercise / conversionCommon Stock 30,000 $3.45 $103,500.00
Disclosure

SEC source: 0001077183-19-000016 · wf-form4_155140091066370.xml · nonDerivative · entry 1

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total includes 16,667 shares of unvested restricted stock that were previously reported in Table II.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 22:05 UTC
SHOVLIN ROBERT J.President, Clinical Services
SaleCommon Stock 44,135 $19.23 $848,716.05
Disclosure

SEC source: 0001077183-19-000015 · wf-form4_155139154286590.xml · nonDerivative · entry 4

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,391

Read SEC document
February 26, 2019 Filed Mar 1, 2019 01:25 UTC
JONES STEVEN CDirector · Executive Vice President
SaleCommon Stock 1,000 $19.24 $19,240.00
Disclosure

SEC source: 0001077183-19-000018 · wf-form4_155140353500112.xml · nonDerivative · entry 5

JONES STEVEN C · CIK 0001518732 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones

Disclosed balance after: 47,657

Read SEC document
February 26, 2019 Filed Mar 1, 2019 01:25 UTC
JONES STEVEN CDirector · Executive Vice President
SaleCommon Stock 1,900 $19.27 $36,613.00
Disclosure

SEC source: 0001077183-19-000018 · wf-form4_155140353500112.xml · nonDerivative · entry 3

JONES STEVEN C · CIK 0001518732 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for Steven and Carisa Jones 401k and Trust

Disclosed balance after: 182,371

Read SEC document
February 26, 2019 Filed Mar 1, 2019 01:25 UTC
JONES STEVEN CDirector · Executive Vice President
SaleCommon Stock 11,721 $19.24 $225,512.04
Disclosure

SEC source: 0001077183-19-000018 · wf-form4_155140353500112.xml · nonDerivative · entry 1

JONES STEVEN C · CIK 0001518732 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 2,152,881

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:05 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 66,666 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001077183-19-000015 · wf-form4_155139154286590.xml · derivative · entry 8

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Common Stock · 66,666 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:05 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 119,348 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001077183-19-000015 · wf-form4_155139154286590.xml · derivative · entry 6

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,652

Underlying: Common Stock · 119,348 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 20, 2016, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:05 UTC
SHOVLIN ROBERT J.President, Clinical Services
SaleCommon Stock 141,879 $18.88 $2,678,675.52
Disclosure

SEC source: 0001077183-19-000015 · wf-form4_155139154286590.xml · nonDerivative · entry 3

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,526

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:05 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 66,666 $7.52 $501,328.32
Disclosure

SEC source: 0001077183-19-000015 · wf-form4_155139154286590.xml · nonDerivative · entry 2

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:05 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 119,348 $7.15 $853,338.20
Disclosure

SEC source: 0001077183-19-000015 · wf-form4_155139154286590.xml · nonDerivative · entry 1

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:59 UTC
Bonello WilliamChief Strategy Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,037 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001077183-19-000014 · wf-form4_155139117368318.xml · derivative · entry 5

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,963

Underlying: Common Stock · 20,037 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:59 UTC
Bonello WilliamChief Strategy Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 40,166 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0001077183-19-000014 · wf-form4_155139117368318.xml · derivative · entry 4

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,334

Underlying: Common Stock · 40,166 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:59 UTC
Bonello WilliamChief Strategy Officer
SaleCommon Stock 60,203 $18.90 $1,137,836.70
Disclosure

SEC source: 0001077183-19-000014 · wf-form4_155139117368318.xml · nonDerivative · entry 3

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:59 UTC
Bonello WilliamChief Strategy Officer
Exercise / conversionCommon Stock 20,037 $7.52 $150,678.24
Disclosure

SEC source: 0001077183-19-000014 · wf-form4_155139117368318.xml · nonDerivative · entry 2

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:59 UTC
Bonello WilliamChief Strategy Officer
Exercise / conversionCommon Stock 40,166 $8.03 $322,532.98
Disclosure

SEC source: 0001077183-19-000014 · wf-form4_155139117368318.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001077183-19-000013 · wf-form4_155139102644751.xml · derivative · entry 7

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires 2022-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 25, 2017, Mr. Hipp was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,556 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001077183-19-000013 · wf-form4_155139102644751.xml · derivative · entry 6

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777

Underlying: Common Stock · 5,556 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 28, 2016, Mr. Hipp was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001077183-19-000013 · wf-form4_155139102644751.xml · derivative · entry 5

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On May 6, 2015, Mr. Hipp was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:57 UTC SaleCommon Stock 18,889 $18.90 $357,002.10
Disclosure

SEC source: 0001077183-19-000013 · wf-form4_155139102644751.xml · nonDerivative · entry 4

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,580

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:57 UTC Exercise / conversionCommon Stock 3,333 $7.27 $24,230.91
Disclosure

SEC source: 0001077183-19-000013 · wf-form4_155139102644751.xml · nonDerivative · entry 3

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:57 UTC Exercise / conversionCommon Stock 5,556 $9.11 $50,615.16
Disclosure

SEC source: 0001077183-19-000013 · wf-form4_155139102644751.xml · nonDerivative · entry 2

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:57 UTC Exercise / conversionCommon Stock 10,000 $4.78 $47,800.00
Disclosure

SEC source: 0001077183-19-000013 · wf-form4_155139102644751.xml · nonDerivative · entry 1

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 00:08 UTC PurchaseCommon Stock 26,000 $11.60 $301,600.00
Disclosure

SEC source: 0001077183-18-000151 · wf-form4_154586929654412.xml · nonDerivative · entry 1

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,866

Read SEC document
December 14, 2018 Filed Dec 14, 2018 21:05 UTC
GENERAL ELECTRIC COFormer 10% Owner
SaleCommon stock, $0.001 par value per share ("Common Stock") 10,835,145 $12.00 $130,021,740.00
Disclosure

SEC source: 0000899243-18-031056 · doc4.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Former 10% Owner

GE Medical Systems Information Technologies, Inc. · CIK 0001662667 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.direct: The securities reported herein were previously owned directly by GE Medical Systems Information Technologies, Inc., which is a wholly owned subsidiary of General Electric Company.

F1 · ownership.nature: The securities reported herein were previously owned directly by GE Medical Systems Information Technologies, Inc., which is a wholly owned subsidiary of General Electric Company.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:35 UTC
Weiss Lawrence MartinChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $13.87 Strike: $13.87 $346,750.00
Disclosure

SEC source: 0001077183-18-000149 · wf-form4_154482329833504.xml · derivative · entry 1

Weiss Lawrence Martin · CIK 0001761625 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-12-12

F1 · derivative.exercise_date: On December 12, 2018, Dr. Weiss was granted an option to purchase shares of NeoGenomics, Inc. common stock. The option vests ratably over the first three anniversary dates of the grant date.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:33 UTC SaleCommon Stock 2,000 $15.97 $31,940.00
Disclosure

SEC source: 0001077183-18-000121 · wf-form4_154282516716166.xml · nonDerivative · entry 2

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,234

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:33 UTC SaleCommon Stock 11,000 $16.00 $176,000.00
Disclosure

SEC source: 0001077183-18-000121 · wf-form4_154282516716166.xml · nonDerivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,234

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001077183-18-000119 · wf-form4_154240667556312.xml · derivative · entry 7

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires 2022-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 25, 2017, Lynn Tetrault was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.

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November 15, 2018 Filed Nov 16, 2018 22:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,555 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001077183-18-000119 · wf-form4_154240667556312.xml · derivative · entry 6

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Common Stock · 5,555 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 28, 2016, Lynn Tetrault was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.

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November 15, 2018 Filed Nov 16, 2018 22:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001077183-18-000119 · wf-form4_154240667556312.xml · derivative · entry 5

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 15, 2015, Lynn Tetrault was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.

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November 15, 2018 Filed Nov 16, 2018 22:18 UTC Exercise / conversionCommon Stock 3,333 $7.27 $24,230.91
Disclosure

SEC source: 0001077183-18-000119 · wf-form4_154240667556312.xml · nonDerivative · entry 3

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2018 Filed Nov 16, 2018 22:18 UTC Exercise / conversionCommon Stock 5,555 $9.11 $50,606.05
Disclosure

SEC source: 0001077183-18-000119 · wf-form4_154240667556312.xml · nonDerivative · entry 2

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2018 Filed Nov 16, 2018 22:18 UTC Exercise / conversionCommon Stock 10,000 $6.66 $66,600.00
Disclosure

SEC source: 0001077183-18-000119 · wf-form4_154240667556312.xml · nonDerivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2018 Filed Nov 15, 2018 00:30 UTC
JONES STEVEN CDirector · Executive Vice President
SaleCommon Stock 1,729 $16.50 $28,528.50
Disclosure

SEC source: 0001077183-18-000117 · wf-form4_154224184012849.xml · nonDerivative · entry 8

JONES STEVEN C · CIK 0001518732 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for Steven and Carisa Jones 401k and Trust

Disclosed balance after: 184,271

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November 14, 2018 Filed Nov 15, 2018 00:30 UTC
JONES STEVEN CDirector · Executive Vice President
SaleCommon Stock 3,824 $16.50 $63,096.00
Disclosure

SEC source: 0001077183-18-000117 · wf-form4_154224184012849.xml · nonDerivative · entry 3

JONES STEVEN C · CIK 0001518732 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 2,164,602

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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November 14, 2018 Filed Nov 16, 2018 22:18 UTC SaleCommon Stock 5,000 $16.16 $80,800.00
Disclosure

SEC source: 0001077183-18-000119 · wf-form4_154240667556312.xml · nonDerivative · entry 4

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,234

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November 13, 2018 Filed Nov 14, 2018 01:40 UTC Amendment
BALLIET JENNIFERVP and Chief Culture Officer
GrantCommon Stock 6,678 $0.00 $0.00
Disclosure

SEC source: 0001077183-18-000113 · wf-form4a_154215960122504.xml · nonDerivative · entry 1

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: This amended Form 4 reflects a correction to the amount of common stock holdings reported on the Form 4 filed on 5/31/2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.