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Nasdaq · USD

NEO

NEOGENOMICS INC

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2096
SEC CIK
0001077183
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2019 Filed Nov 13, 2019 22:43 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
Exercise / conversionCommon Stock 472,527 $7.15 $3,378,568.05
Disclosure

SEC source: 0001077183-19-000208 · wf-form4_157368500878449.xml · nonDerivative · entry 4

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,483,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 21:47 UTC
CARDOZA GEORGEPresident, Pharma Services
SaleCommon Stock 4,000 $22.80 $91,200.00
Disclosure

SEC source: 0001077183-19-000188 · wf-form4_157324961050581.xml · nonDerivative · entry 3

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,831

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:47 UTC
CARDOZA GEORGEPresident, Pharma Services
Exercise / conversionStock Option (Right to Buy) · Derivative 55,556 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001077183-19-000188 · wf-form4_157324961050581.xml · derivative · entry 4

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,444

Underlying: Common Stock · 55,556 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:47 UTC
CARDOZA GEORGEPresident, Pharma Services
SaleCommon Stock 51,556 $22.82 $1,176,507.92
Disclosure

SEC source: 0001077183-19-000188 · wf-form4_157324961050581.xml · nonDerivative · entry 2

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,831

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:47 UTC
CARDOZA GEORGEPresident, Pharma Services
Exercise / conversionCommon Stock 55,556 $7.15 $397,225.40
Disclosure

SEC source: 0001077183-19-000188 · wf-form4_157324961050581.xml · nonDerivative · entry 1

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:07 UTC
SHOVLIN ROBERT J.President, Clinical Services
SaleCommon Stock 35,801 $22.74 $814,114.74
Disclosure

SEC source: 0001077183-19-000183 · wf-form4_157290881586746.xml · nonDerivative · entry 3

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,640

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,017 $0.00 Strike: $11.60 $0.00
Disclosure

SEC source: 0001077183-19-000185 · wf-form4_157290932682472.xml · derivative · entry 8

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,017 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,666 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001077183-19-000185 · wf-form4_157290932682472.xml · derivative · entry 7

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 6,666 shares

Expires 2022-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 25, 2017, Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,333 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001077183-19-000185 · wf-form4_157290932682472.xml · derivative · entry 6

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 28, 2016, Mr. Johnson was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,667 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001077183-19-000185 · wf-form4_157290932682472.xml · derivative · entry 5

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On May 6, 2015 Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionCommon Stock 3,017 $11.60 $34,997.20
Disclosure

SEC source: 0001077183-19-000185 · wf-form4_157290932682472.xml · nonDerivative · entry 4

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionCommon Stock 6,666 $7.27 $48,461.82
Disclosure

SEC source: 0001077183-19-000185 · wf-form4_157290932682472.xml · nonDerivative · entry 3

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionCommon Stock 8,333 $9.11 $75,913.63
Disclosure

SEC source: 0001077183-19-000185 · wf-form4_157290932682472.xml · nonDerivative · entry 2

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:15 UTC Exercise / conversionCommon Stock 6,667 $4.78 $31,868.26
Disclosure

SEC source: 0001077183-19-000185 · wf-form4_157290932682472.xml · nonDerivative · entry 1

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:07 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 96,166 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0001077183-19-000183 · wf-form4_157290881586746.xml · derivative · entry 4

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,334

Underlying: Common Stock · 96,166 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:07 UTC
SHOVLIN ROBERT J.President, Clinical Services
SaleCommon Stock 70,473 $23.11 $1,628,631.03
Disclosure

SEC source: 0001077183-19-000183 · wf-form4_157290881586746.xml · nonDerivative · entry 2

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,441

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:07 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 96,166 $8.03 $772,212.98
Disclosure

SEC source: 0001077183-19-000183 · wf-form4_157290881586746.xml · nonDerivative · entry 1

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 11, 2019 00:32 UTC GiftCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000166 · wf-form4_156816191124916.xml · nonDerivative · entry 7

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones

Disclosed balance after: 43,057

Read SEC document
September 10, 2019 Filed Sep 11, 2019 00:32 UTC SaleCommon Stock 1,200 $21.47 $25,764.00
Disclosure

SEC source: 0001077183-19-000166 · wf-form4_156816191124916.xml · nonDerivative · entry 6

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones

Disclosed balance after: 46,457

Read SEC document
September 09, 2019 Filed Sep 11, 2019 00:32 UTC SaleCommon Stock 3 $25.00 $75.00
Disclosure

SEC source: 0001077183-19-000166 · wf-form4_156816191124916.xml · nonDerivative · entry 5

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,676,230

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
September 09, 2019 Filed Sep 12, 2019 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,333 $9.11 Strike: $9.11 $75,913.63
Disclosure

SEC source: 0001077183-19-000168 · wf-form4_156824638474713.xml · derivative · entry 4

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 28, 2016, Alison Hannah was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
September 09, 2019 Filed Sep 12, 2019 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $6.66 Strike: $6.66 $22,197.78
Disclosure

SEC source: 0001077183-19-000168 · wf-form4_156824638474713.xml · derivative · entry 3

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 15, 2015 Alison Hannah was granted 10,000 stock options, the options vest ratably on the next three anniversary dates of the grant date.

Read SEC document
September 09, 2019 Filed Sep 12, 2019 00:00 UTC Exercise / conversionCommon Stock 8,333 $9.11 $75,913.63
Disclosure

SEC source: 0001077183-19-000168 · wf-form4_156824638474713.xml · nonDerivative · entry 2

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 12, 2019 00:00 UTC Exercise / conversionCommon Stock 3,333 $6.66 $22,197.78
Disclosure

SEC source: 0001077183-19-000168 · wf-form4_156824638474713.xml · nonDerivative · entry 1

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 11, 2019 00:32 UTC SaleCommon Stock 1,691 $25.00 $42,275.00
Disclosure

SEC source: 0001077183-19-000166 · wf-form4_156816191124916.xml · nonDerivative · entry 4

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,676,233

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
August 30, 2019 Filed Aug 30, 2019 21:10 UTC SaleCommon Stock 1,200 $25.00 $30,000.00
Disclosure

SEC source: 0001077183-19-000158 · wf-form4_156719943258551.xml · nonDerivative · entry 6

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,677,924

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 21:25 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000164 · wf-form4_156754589955907.xml · nonDerivative · entry 5

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016,589

F2 · kind: Mr. VanOort transferred these shares as a bona fide gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 21:15 UTC
Bonello WilliamChief Strategy Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001077183-19-000161 · wf-form4_156719970186232.xml · derivative · entry 3

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,763

Underlying: Common Stock · 72,763 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 28, 2017, Mr. Bonello was granted an option to purchase shares of NeoGenomics, Inc. common stock. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 21:15 UTC
Bonello WilliamChief Strategy Officer
SaleCommon Stock 17,000 $24.83 $422,110.00
Disclosure

SEC source: 0001077183-19-000161 · wf-form4_156719970186232.xml · nonDerivative · entry 2

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735

Read SEC document
August 28, 2019 Filed Aug 30, 2019 21:15 UTC
Bonello WilliamChief Strategy Officer
Exercise / conversionCommon Stock 17,000 $7.52 $127,840.00
Disclosure

SEC source: 0001077183-19-000161 · wf-form4_156719970186232.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 21:10 UTC SaleCommon Stock 39,537 $25.02 $989,215.74
Disclosure

SEC source: 0001077183-19-000158 · wf-form4_156719943258551.xml · nonDerivative · entry 5

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,679,124

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
August 28, 2019 Filed Sep 3, 2019 21:25 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000164 · wf-form4_156754589955907.xml · nonDerivative · entry 4

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Child

Disclosed balance after: 10,000

F3 · kind: Bona fide gift to an account held by Mr. VanOort's child for which Mr. VanOort is the custodian.

Read SEC document
August 28, 2019 Filed Sep 3, 2019 21:25 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000164 · wf-form4_156754589955907.xml · nonDerivative · entry 3

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026,589

F3 · kind: Bona fide gift to an account held by Mr. VanOort's child for which Mr. VanOort is the custodian.

Read SEC document
August 28, 2019 Filed Sep 3, 2019 21:25 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000164 · wf-form4_156754589955907.xml · nonDerivative · entry 2

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036,589

F2 · kind: Mr. VanOort transferred these shares as a bona fide gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:40 UTC SaleCommon Stock 30,280 $24.95 $755,486.00
Disclosure

SEC source: 0001077183-19-000152 · wf-form4_156694199637576.xml · nonDerivative · entry 7

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,718,661

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 21:44 UTC SaleCommon Stock 15,424 $24.79 $382,360.96
Disclosure

SEC source: 0001077183-19-000156 · wf-form4_156694223006156.xml · nonDerivative · entry 5

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,102

Read SEC document
August 26, 2019 Filed Aug 27, 2019 21:40 UTC SaleCommon Stock 143,603 $24.87 $3,571,406.61
Disclosure

SEC source: 0001077183-19-000152 · wf-form4_156694199637576.xml · nonDerivative · entry 6

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,748,941

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 21:41 UTC SaleCommon Stock 11,800 $24.74 $291,932.00
Disclosure

SEC source: 0001077183-19-000154 · wf-form4_156694208760387.xml · nonDerivative · entry 2

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,285

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,017 $0.00 Strike: $11.60 $0.00
Disclosure

SEC source: 0001077183-19-000156 · wf-form4_156694223006156.xml · derivative · entry 8

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,017 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001077183-19-000156 · wf-form4_156694223006156.xml · derivative · entry 7

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 6,667 shares

Expires 2022-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On May 25, 2017, Mr. Hipp was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,777 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001077183-19-000156 · wf-form4_156694223006156.xml · derivative · entry 6

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,777 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 28, 2016, Mr. Hipp was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:44 UTC SaleCommon Stock 600 $25.02 $15,012.00
Disclosure

SEC source: 0001077183-19-000156 · wf-form4_156694223006156.xml · nonDerivative · entry 4

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,526

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August 23, 2019 Filed Aug 27, 2019 21:44 UTC Exercise / conversionCommon Stock 2,777 $9.11 $25,298.47
Disclosure

SEC source: 0001077183-19-000156 · wf-form4_156694223006156.xml · nonDerivative · entry 3

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2019 Filed Aug 27, 2019 21:44 UTC Exercise / conversionCommon Stock 3,333 $7.27 $24,230.91
Disclosure

SEC source: 0001077183-19-000156 · wf-form4_156694223006156.xml · nonDerivative · entry 2

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2019 Filed Aug 27, 2019 21:44 UTC Exercise / conversionCommon Stock 3,017 $11.60 $34,997.20
Disclosure

SEC source: 0001077183-19-000156 · wf-form4_156694223006156.xml · nonDerivative · entry 1

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2019 Filed Aug 27, 2019 21:40 UTC SaleCommon Stock 7,456 $25.72 $191,768.32
Disclosure

SEC source: 0001077183-19-000152 · wf-form4_156694199637576.xml · nonDerivative · entry 5

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,892,544

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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August 23, 2019 Filed Aug 27, 2019 21:41 UTC SaleCommon Stock 41,200 $25.60 $1,054,720.00
Disclosure

SEC source: 0001077183-19-000154 · wf-form4_156694208760387.xml · nonDerivative · entry 1

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,085

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August 01, 2019 Filed Nov 13, 2019 22:43 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
Tax withholdingCommon Stock 6,090 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000208 · wf-form4_157368500878449.xml · nonDerivative · entry 3

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,010,499

F2 · shares: Shares withheld by NeoGenomics Inc. to satisfy the tax obligations in connection with the August 1, 2019 vesting of restricted stock

F3 · balance_after: Total reflects transactions which occurred on August 28 and 29, 2019 and reported on Form 4 on September 3, 2019.

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June 06, 2019 Filed Jun 11, 2019 01:19 UTC GrantStock Options (Right to Buy) · Derivative 4,269 $0.00 Strike: $22.52 $0.00
Disclosure

SEC source: 0001077183-19-000112 · wf-form4_156021597883749.xml · derivative · entry 5

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,269

Underlying: Common Stock · 4,269 shares

Expires 2026-06-06

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June 06, 2019 Filed Jun 11, 2019 01:19 UTC GrantCommon Stock 3,419 $0.00 $0.00
Disclosure

SEC source: 0001077183-19-000112 · wf-form4_156021597883749.xml · nonDerivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,653

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.