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Nasdaq · USD

NEO

NEOGENOMICS INC

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Tapewire entity
2096
SEC CIK
0001077183
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2020 Filed Aug 13, 2020 20:21 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000183 · wf-form4_159735006197932.xml · nonDerivative · entry 4

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262,790

F1 · kind: Mr. VanOort transferred these shares as a bona fide gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:21 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000183 · wf-form4_159735006197932.xml · nonDerivative · entry 3

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Child

Disclosed balance after: 15,000

F2 · kind: Bona fide gift to an account held by Mr. VanOort's child for which Mr. VanOort is the custodian.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:21 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000183 · wf-form4_159735006197932.xml · nonDerivative · entry 2

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,790

F2 · kind: Bona fide gift to an account held by Mr. VanOort's child for which Mr. VanOort is the custodian.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:21 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000183 · wf-form4_159735006197932.xml · nonDerivative · entry 1

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,277,790

F1 · kind: Mr. VanOort transferred these shares as a bona fide gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 22:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001077183-20-000181 · wf-form4_159709812032905.xml · derivative · entry 2

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On May 25, 2017, Alison Hannah was granted 10,000 stock options. The options vested ratably on the next three anniversary dates of the grant date.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 22:22 UTC Exercise / conversionCommon Stock 10,000 $7.27 $72,700.00
Disclosure

SEC source: 0001077183-20-000181 · wf-form4_159709812032905.xml · nonDerivative · entry 1

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 22:19 UTC
CARDOZA GEORGEPresident, Pharma Services
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001077183-20-000180 · wf-form4_159709796772215.xml · derivative · entry 4

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 22:19 UTC
CARDOZA GEORGEPresident, Pharma Services
SaleCommon Stock 82,500 $39.35 $3,246,375.00
Disclosure

SEC source: 0001077183-20-000180 · wf-form4_159709796772215.xml · nonDerivative · entry 3

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,902

Read SEC document
August 06, 2020 Filed Aug 10, 2020 22:19 UTC
CARDOZA GEORGEPresident, Pharma Services
Exercise / conversionCommon Stock 100,000 $7.15 $715,000.00
Disclosure

SEC source: 0001077183-20-000180 · wf-form4_159709796772215.xml · nonDerivative · entry 2

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:33 UTC
Bonello WilliamPresident, Informatics
Exercise / conversionStock Option (Right to Buy) · Derivative 1,964 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0001077183-20-000177 · wf-form4_159658021934813.xml · derivative · entry 5

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,370

Underlying: Common Stock · 1,964 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 26, 2018, Mr. Bonello was granted 120,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:33 UTC
Bonello WilliamPresident, Informatics
Exercise / conversionStock Option (Right to Buy) · Derivative 20,036 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001077183-20-000177 · wf-form4_159658021934813.xml · derivative · entry 4

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,727

Underlying: Common Stock · 20,036 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 28, 2017, Mr. Bonello was granted 100,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:33 UTC
Bonello WilliamPresident, Informatics
SaleCommon Stock 22,000 $38.61 $849,420.00
Disclosure

SEC source: 0001077183-20-000177 · wf-form4_159658021934813.xml · nonDerivative · entry 3

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,060

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:33 UTC
Bonello WilliamPresident, Informatics
Exercise / conversionCommon Stock 1,964 $8.03 $15,770.92
Disclosure

SEC source: 0001077183-20-000177 · wf-form4_159658021934813.xml · nonDerivative · entry 2

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:33 UTC
Bonello WilliamPresident, Informatics
Exercise / conversionCommon Stock 20,036 $7.52 $150,670.72
Disclosure

SEC source: 0001077183-20-000177 · wf-form4_159658021934813.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:01 UTC
BALLIET JENNIFERVP and Chief Culture Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001077183-20-000175 · wf-form4_159657837366924.xml · derivative · entry 3

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 13,000 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 28, 2017, Ms. Balliet was granted 60,000 stock options. These options vest ratably over the first three anniversaries of the grant date.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:01 UTC
BALLIET JENNIFERVP and Chief Culture Officer
SaleCommon Stock 13,000 $39.25 $510,250.00
Disclosure

SEC source: 0001077183-20-000175 · wf-form4_159657837366924.xml · nonDerivative · entry 2

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,980

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:01 UTC
BALLIET JENNIFERVP and Chief Culture Officer
Exercise / conversionCommon Stock 13,000 $7.52 $97,760.00
Disclosure

SEC source: 0001077183-20-000175 · wf-form4_159657837366924.xml · nonDerivative · entry 1

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:47 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
Tax withholdingCommon Stock 5,953 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000173 · wf-form4_159657754692322.xml · nonDerivative · entry 2

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,287,790

F1 · shares: Shares surrendered to NeoGenomics Inc. to satisfy the tax obligations in connection with the August 1, 2020 vesting of restricted stock.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:26 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 16,724 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001077183-20-000171 · wf-form4_159649719309566.xml · derivative · entry 5

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,173

Underlying: Common Stock · 16,724 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 1, 2019, Mr. Shovlin was granted 66,897 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:26 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 66,667 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001077183-20-000171 · wf-form4_159649719309566.xml · derivative · entry 4

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:26 UTC
SHOVLIN ROBERT J.President, Clinical Services
SaleCommon Stock 81,356 $38.17 $3,105,358.52
Disclosure

SEC source: 0001077183-20-000171 · wf-form4_159649719309566.xml · nonDerivative · entry 3

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,270

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:26 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 16,724 $19.60 $327,790.40
Disclosure

SEC source: 0001077183-20-000171 · wf-form4_159649719309566.xml · nonDerivative · entry 2

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:26 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 66,667 $7.52 $501,335.84
Disclosure

SEC source: 0001077183-20-000171 · wf-form4_159649719309566.xml · nonDerivative · entry 1

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:43 UTC GrantStock Option (Right to Buy) · Derivative 2,223 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001077183-20-000169 · wf-form4_159649458478191.xml · derivative · entry 2

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223

Underlying: Common Stock · 2,223 shares

Expires 2027-05-28

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:43 UTC GrantCommon Stock 1,782 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000169 · wf-form4_159649458478191.xml · nonDerivative · entry 1

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:07 UTC
Dieter Cynthia JChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 3,968 $0.00 Strike: $28.35 $0.00
Disclosure

SEC source: 0001077183-20-000148 · wf-form4_159294644167841.xml · derivative · entry 2

Dieter Cynthia J · CIK 0001815335 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,968

Underlying: Common Stock · 3,968 shares

Expires 2027-06-22

F1 · derivative.exercise_date: On June 22, 2020, Ms. Dieter was granted 3,968 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:07 UTC
Dieter Cynthia JChief Accounting Officer
GrantCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000148 · wf-form4_159294644167841.xml · nonDerivative · entry 1

Dieter Cynthia J · CIK 0001815335 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605

Read SEC document
May 28, 2020 Filed Jun 1, 2020 23:38 UTC GrantStock Options (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-20-000135 · wf-form4_159105466369083.xml · derivative · entry 5

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Read SEC document
May 28, 2020 Filed Jun 1, 2020 23:38 UTC GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000135 · wf-form4_159105466369083.xml · nonDerivative · entry 1

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,796

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:58 UTC GrantStock Options (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-20-000134 · wf-form4_159105226356124.xml · derivative · entry 3

KANOVSKY STEPHEN M · CIK 0001713090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:58 UTC GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000134 · wf-form4_159105226356124.xml · nonDerivative · entry 1

KANOVSKY STEPHEN M · CIK 0001713090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,117

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:57 UTC GrantStock Options (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-20-000133 · wf-form4_159105224012827.xml · derivative · entry 6

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:57 UTC GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000133 · wf-form4_159105224012827.xml · nonDerivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,351

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:57 UTC GrantStock Options (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-20-000132 · wf-form4_159105221595007.xml · derivative · entry 4

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:57 UTC GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000132 · wf-form4_159105221595007.xml · nonDerivative · entry 1

HIPP RAYMOND R · CIK 0001188214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,800

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:56 UTC GrantStock Options (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-20-000131 · wf-form4_159105219357048.xml · derivative · entry 4

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:56 UTC GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000131 · wf-form4_159105219357048.xml · nonDerivative · entry 1

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,666

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:56 UTC GrantStock Options (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-20-000130 · wf-form4_159105217191512.xml · derivative · entry 6

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:56 UTC GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000130 · wf-form4_159105217191512.xml · nonDerivative · entry 1

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,883

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:56 UTC GrantStock Options (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-20-000129 · wf-form4_159105214951321.xml · derivative · entry 10

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:56 UTC GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000129 · wf-form4_159105214951321.xml · nonDerivative · entry 5

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,932

Read SEC document
May 28, 2020 Filed Jun 4, 2020 22:45 UTC GrantStock Option (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-20-000141 · wf-form4_159131069488504.xml · derivative · entry 2

Stahler Rachel A · CIK 0001679854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Read SEC document
May 28, 2020 Filed Jun 4, 2020 22:45 UTC GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000141 · wf-form4_159131069488504.xml · nonDerivative · entry 1

Stahler Rachel A · CIK 0001679854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,698

Read SEC document
May 25, 2020 Filed May 27, 2020 21:24 UTC
VAN OORT DOUGLAS MDirector · Chairman and CEO
Tax withholdingCommon Stock 22,330 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000118 · wf-form4_159061466388858.xml · nonDerivative · entry 2

VAN OORT DOUGLAS M · CIK 0001518733 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293,743

F1 · shares: Shares surrendered to NeoGenomics Inc. to satisfy the tax obligations in connection with the May 25, 2020 vesting of restricted stock.

Read SEC document
May 25, 2020 Filed May 27, 2020 21:20 UTC
SHOVLIN ROBERT J.President, Clinical Services
Tax withholdingCommon Stock 5,405 $0.00 $0.00
Disclosure

SEC source: 0001077183-20-000116 · wf-form4_159061438885210.xml · nonDerivative · entry 1

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,235

F1 · shares: Shares surrendered to NeoGenomics Inc. to satisfy the tax obligations in connection with the May 25, 2020 vesting of restricted stock.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001077183-20-000110 · wf-form4_158862808205250.xml · derivative · entry 2

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On May 6, 2015 Mr. Crowther was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

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May 01, 2020 Filed May 4, 2020 21:34 UTC Exercise / conversionCommon Stock 10,000 $4.78 $47,800.00
Disclosure

SEC source: 0001077183-20-000110 · wf-form4_158862808205250.xml · nonDerivative · entry 1

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 13, 2020 Filed Mar 16, 2020 22:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001077183-20-000049 · wf-form4_158439873738000.xml · derivative · entry 6

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On May 4, 2015, Mr. Jones was granted 225,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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March 13, 2020 Filed Mar 16, 2020 22:45 UTC Exercise / conversionCommon Stock 125,000 $4.78 $597,500.00
Disclosure

SEC source: 0001077183-20-000049 · wf-form4_158439873738000.xml · nonDerivative · entry 1

JONES STEVEN C · CIK 0001518732 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Select Opportunity Fund

Disclosed balance after: 1,500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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March 04, 2020 Filed Mar 6, 2020 01:14 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 96,167 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0001077183-20-000047 · wf-form4_158345723213644.xml · derivative · entry 3

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,167

Underlying: Common Stock · 96,167 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.