Tapewire

Nasdaq · USD

NEO

NEOGENOMICS INC

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Tapewire entity
2096
SEC CIK
0001077183
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2021 Filed Oct 13, 2021 21:04 UTC GrantStock Option (Right to Buy) · Derivative 972 $0.00 Strike: $41.76 $0.00
Disclosure

SEC source: 0001077183-21-000227 · wf-form4_163415907002611.xml · derivative · entry 7

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972

Underlying: Common Stock · 972 shares

Expires 2028-10-11

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:04 UTC GrantCommon Stock 838 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000227 · wf-form4_163415907002611.xml · nonDerivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,777

Read SEC document
August 17, 2021 Filed Aug 19, 2021 21:42 UTC
Gilbert Halley EChief Legal Officer
GrantCommon Stock · Derivative 63,331 $0.00 Strike: $42.21 $0.00
Disclosure

SEC source: 0001077183-21-000214 · wf-form4_162940935536512.xml · derivative · entry 2

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,331

Underlying: Common Stock · 63,331 shares

Expires 2028-08-17

F1 · derivative.exercise_date: On August 17, 2021, Ms. Gilbert was granted 63,331 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 21:42 UTC
Gilbert Halley EChief Legal Officer
GrantCommon Stock 59,228 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000214 · wf-form4_162940935536512.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,228

Read SEC document
August 01, 2021 Filed Aug 13, 2021 21:12 UTC Tax withholdingCommon Stock 5,919 $46.10 $272,865.90
Disclosure

SEC source: 0001077183-21-000210 · wf-form4_162888913972963.xml · nonDerivative · entry 2

VAN OORT DOUGLAS M · CIK 0001518733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468,797

F1 · shares: Shares surrendered to NeoGenomics Inc. to satisfy the tax obligations in connection with the August 1, 2021 vesting of restricted stock.

Read SEC document
July 05, 2021 Filed Jul 7, 2021 23:02 UTC
CARDOZA GEORGEPresident & COO, Lab Ops
GrantStock Option (Right to Buy) · Derivative 40,502 $43.95 Strike: $43.95 $1,780,062.90
Disclosure

SEC source: 0001077183-21-000187 · wf-form4_162569890401981.xml · derivative · entry 8

CARDOZA GEORGE · CIK 0001518734 · President & COO, Lab Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,502

Underlying: Common Stock · 40,502 shares

Expires 2028-07-05

F6 · derivative.exercise_date: On July 5, 2021, Mr. Cardoza was granted 40,502 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
July 05, 2021 Filed Jul 7, 2021 23:02 UTC
CARDOZA GEORGEPresident & COO, Lab Ops
GrantCommon Stock 7,584 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000187 · wf-form4_162569890401981.xml · nonDerivative · entry 2

CARDOZA GEORGE · CIK 0001518734 · President & COO, Lab Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,356

Read SEC document
July 05, 2021 Filed Jul 7, 2021 23:01 UTC
Wallar Gina MPresident, Pharma Services
GrantStock Option (Right to Buy) · Derivative 10,126 $43.95 Strike: $43.95 $445,037.70
Disclosure

SEC source: 0001077183-21-000186 · wf-form4_162569888733988.xml · derivative · entry 7

Wallar Gina M · CIK 0001869819 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,126

Underlying: Common Stock · 10,126 shares

Expires 2028-07-05

F6 · derivative.exercise_date: On July 5, 2021, Ms. Wallar was granted 10,126 stock options. The options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
July 05, 2021 Filed Jul 7, 2021 23:01 UTC
Wallar Gina MPresident, Pharma Services
GrantCommon Stock 1,896 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000186 · wf-form4_162569888733988.xml · nonDerivative · entry 1

Wallar Gina M · CIK 0001869819 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,013

Read SEC document
July 05, 2021 Filed Jul 7, 2021 23:01 UTC
BALLIET JENNIFERVP and Chief Culture Officer
GrantStock Option (Right to Buy) · Derivative 4,050 $43.95 Strike: $43.95 $177,997.50
Disclosure

SEC source: 0001077183-21-000185 · wf-form4_162569887133383.xml · derivative · entry 7

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 4,050 shares

Expires 2028-07-05

F6 · derivative.exercise_date: On July 5, 2021, Ms. Balliet was granted 4,050 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
July 05, 2021 Filed Jul 7, 2021 23:01 UTC
BALLIET JENNIFERVP and Chief Culture Officer
GrantCommon Stock 758 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000185 · wf-form4_162569887133383.xml · nonDerivative · entry 1

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,215

Read SEC document
June 22, 2021 Filed Jul 15, 2021 20:58 UTC
Dieter Cynthia JChief Accounting Officer
Tax withholdingCommon Stock 56 $43.99 $2,463.44
Disclosure

SEC source: 0001077183-21-000195 · wf-form4_162638266483036.xml · nonDerivative · entry 1

Dieter Cynthia J · CIK 0001815335 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790

F1 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the June 22, 2021 vesting of restricted stock.

Read SEC document
June 18, 2021 Filed Jul 15, 2021 20:58 UTC
Morris ClivePresident of Inivata
GrantStock Option (Right to Buy) · Derivative 53,857 $43.58 Strike: $43.58 $2,347,088.06
Disclosure

SEC source: 0001077183-21-000196 · wf-form4_162638269914340.xml · derivative · entry 2

Morris Clive · CIK 0001869893 · President of Inivata

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,857

Underlying: Common Stock · 53,857 shares

Expires 2028-06-18

F1 · derivative.exercise_date: On June 18, 2021, Mr. Morris was granted 53,857 stock options. The options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
June 18, 2021 Filed Jul 15, 2021 20:58 UTC
Morris ClivePresident of Inivata
GrantCommon Stock 10,708 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000196 · wf-form4_162638269914340.xml · nonDerivative · entry 1

Morris Clive · CIK 0001869893 · President of Inivata

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,708

Read SEC document
June 11, 2021 Filed Jun 14, 2021 21:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,389 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001077183-21-000168 · wf-form4_162370485942931.xml · derivative · entry 2

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,389 shares

Expires 2021-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 28, 2016, Lynn Tetrault was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 21:07 UTC Exercise / conversionCommon Stock 1,389 $9.11 $12,653.79
Disclosure

SEC source: 0001077183-21-000168 · wf-form4_162370485942931.xml · nonDerivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,448 $0.00 Strike: $28.54 $0.00
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · derivative · entry 9

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,448 shares

Expires 2027-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,269 $0.00 Strike: $22.52 $0.00
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · derivative · entry 8

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,269 shares

Expires 2026-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,017 $0.00 Strike: $11.60 $0.00
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · derivative · entry 7

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,017 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · derivative · entry 6

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On May 25, 2017, Mr. Crowther was granted 10,000 stock options. The options vested ratably over the first three anniversary dates of the grant date.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC SaleCommon Stock 20,734 $41.46 $859,631.64
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · nonDerivative · entry 5

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,564

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC Exercise / conversionCommon Stock 3,448 $28.54 $98,405.92
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · nonDerivative · entry 4

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC Exercise / conversionCommon Stock 4,269 $22.52 $96,137.88
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · nonDerivative · entry 3

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC Exercise / conversionCommon Stock 3,017 $11.60 $34,997.20
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · nonDerivative · entry 2

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:01 UTC Exercise / conversionCommon Stock 10,000 $7.27 $72,700.00
Disclosure

SEC source: 0001077183-21-000166 · wf-form4_162335883900065.xml · nonDerivative · entry 1

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 23:56 UTC
CARDOZA GEORGEPresident, Pharma Services
SaleCommon Stock 31,107 $40.11 $1,247,701.77
Disclosure

SEC source: 0001077183-21-000155 · wf-form4_162285098363912.xml · nonDerivative · entry 3

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,772

Read SEC document
June 02, 2021 Filed Jun 5, 2021 00:00 UTC GrantStock Option (Right to Buy) · Derivative 3,714 $0.00 Strike: $40.90 $0.00
Disclosure

SEC source: 0001077183-21-000162 · wf-form4_162285118004344.xml · derivative · entry 5

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Underlying: Common Stock · 3,714 shares

Expires 2028-06-02

Read SEC document
June 02, 2021 Filed Jun 5, 2021 00:00 UTC GrantCommon Stock 3,081 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000162 · wf-form4_162285118004344.xml · nonDerivative · entry 1

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,877

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:59 UTC GrantStock Option (Right to Buy) · Derivative 3,714 $0.00 Strike: $40.90 $0.00
Disclosure

SEC source: 0001077183-21-000161 · wf-form4_162285111388362.xml · derivative · entry 3

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Underlying: Common Stock · 3,714 shares

Expires 2028-06-02

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:59 UTC GrantCommon Stock 3,081 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000161 · wf-form4_162285111388362.xml · nonDerivative · entry 1

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,863

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:58 UTC GrantStock Options (Right to Buy) · Derivative 3,714 $0.00 Strike: $40.90 $0.00
Disclosure

SEC source: 0001077183-21-000160 · wf-form4_162285108497293.xml · derivative · entry 5

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Underlying: Common Stock · 3,714 shares

Expires 2028-06-02

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:58 UTC GrantCommon Stock 3,081 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000160 · wf-form4_162285108497293.xml · nonDerivative · entry 1

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,064

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:58 UTC GrantStock Option (Right to Buy) · Derivative 3,714 $0.00 Strike: $40.90 $0.00
Disclosure

SEC source: 0001077183-21-000159 · wf-form4_162285106307216.xml · derivative · entry 3

Stahler Rachel A · CIK 0001679854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Underlying: Common Stock · 3,714 shares

Expires 2028-06-02

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:58 UTC GrantCommon Stock 3,081 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000159 · wf-form4_162285106307216.xml · nonDerivative · entry 1

Stahler Rachel A · CIK 0001679854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,779

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:57 UTC GrantStock Option (Right to Buy) · Derivative 3,714 $0.00 Strike: $40.90 $0.00
Disclosure

SEC source: 0001077183-21-000158 · wf-form4_162285104607570.xml · derivative · entry 7

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Underlying: Common Stock · 3,714 shares

Expires 2028-06-02

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:57 UTC GrantCommon Stock 3,081 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000158 · wf-form4_162285104607570.xml · nonDerivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,550

F1 · balance_after: Since the date of the reporting person's last report, Ms. Tetrault transferred 13,882 shares of NEO common stock to a former indirect beneficial owner pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the former indirect beneficial owner.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:57 UTC GrantStock Option (Right to Buy) · Derivative 3,714 $0.00 Strike: $40.90 $0.00
Disclosure

SEC source: 0001077183-21-000157 · wf-form4_162285102497183.xml · derivative · entry 6

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Underlying: Common Stock · 3,714 shares

Expires 2028-06-02

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:57 UTC GrantCommon Stock 3,081 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000157 · wf-form4_162285102497183.xml · nonDerivative · entry 1

CROWTHER BRUCE K · CIK 0001244274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,564

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:57 UTC GrantStock Options (Right to Buy) · Derivative 3,714 $0.00 Strike: $40.90 $0.00
Disclosure

SEC source: 0001077183-21-000156 · wf-form4_162285100556937.xml · derivative · entry 4

KANOVSKY STEPHEN M · CIK 0001713090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Underlying: Common Stock · 3,714 shares

Expires 2028-06-02

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:57 UTC GrantCommon Stock 3,081 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000156 · wf-form4_162285100556937.xml · nonDerivative · entry 1

KANOVSKY STEPHEN M · CIK 0001713090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,198

Read SEC document
June 02, 2021 Filed Jun 4, 2021 23:56 UTC
CARDOZA GEORGEPresident, Pharma Services
SaleCommon Stock 169,230 $40.39 $6,835,199.70
Disclosure

SEC source: 0001077183-21-000155 · wf-form4_162285098363912.xml · nonDerivative · entry 2

CARDOZA GEORGE · CIK 0001518734 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,879

Read SEC document
May 25, 2021 Filed May 27, 2021 22:23 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 14,067 $0.00 Strike: $28.33 $0.00
Disclosure

SEC source: 0001077183-21-000134 · wf-form4_162215415171071.xml · derivative · entry 8

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,204

Underlying: Common Stock · 14,067 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On March 2, 2020, Mr. Shovlin was granted 56,271 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:23 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 16,724 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001077183-21-000134 · wf-form4_162215415171071.xml · derivative · entry 7

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,449

Underlying: Common Stock · 16,724 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On March 1, 2019, Mr. Shovlin was granted 66,897 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:23 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionStock Option (Right to Buy) · Derivative 96,167 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0001077183-21-000134 · wf-form4_162215415171071.xml · derivative · entry 6

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,167 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:23 UTC
SHOVLIN ROBERT J.President, Clinical Services
SaleCommon Stock 130,604 $39.31 $5,134,043.24
Disclosure

SEC source: 0001077183-21-000134 · wf-form4_162215415171071.xml · nonDerivative · entry 4

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,101

Read SEC document
May 25, 2021 Filed May 27, 2021 22:23 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 14,067 $28.33 $398,518.11
Disclosure

SEC source: 0001077183-21-000134 · wf-form4_162215415171071.xml · nonDerivative · entry 3

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:23 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 16,724 $19.60 $327,790.40
Disclosure

SEC source: 0001077183-21-000134 · wf-form4_162215415171071.xml · nonDerivative · entry 2

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 25, 2021 Filed May 27, 2021 22:23 UTC
SHOVLIN ROBERT J.President, Clinical Services
Exercise / conversionCommon Stock 96,167 $8.03 $772,221.01
Disclosure

SEC source: 0001077183-21-000134 · wf-form4_162215415171071.xml · nonDerivative · entry 1

SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 22, 2021 Filed Apr 26, 2021 21:48 UTC
Weiss Lawrence MartinChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 9,378 $0.00 Strike: $28.33 $0.00
Disclosure

SEC source: 0001077183-21-000113 · wf-form4_161947371579723.xml · derivative · entry 6

Weiss Lawrence Martin · CIK 0001761625 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,136

Underlying: Common Stock · 9,378 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On March 2, 2020, Dr. Weiss was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date.

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April 22, 2021 Filed Apr 26, 2021 21:48 UTC
Weiss Lawrence MartinChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 9,005 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001077183-21-000113 · wf-form4_161947371579723.xml · derivative · entry 5

Weiss Lawrence Martin · CIK 0001761625 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,012

Underlying: Common Stock · 9,005 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 1, 2019, Dr. Weiss was granted 36,022 stock options. These options vest ratably over the first four anniversary dates of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.