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Nasdaq · USD

NCMI

National CineMedia, Inc.

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6194
SEC CIK
0001377630
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202600
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2022 Filed Aug 26, 2022 20:08 UTC
Zoradi MarkDirector
GrantRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000124 · wf-form4_166154450661168.xml · derivative · entry 1

Zoradi Mark · CIK 0001615507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571

Underlying: Common Stock · 53,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 22:39 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 80,906 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000110 · wf-form4_165973914062414.xml · derivative · entry 3

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,906 shares

Expires 2022-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 22:39 UTC
Lesinski Thomas F.Director · Chief Executive Officer
SaleCommon Stock 31,536 $1.78 $56,134.08
Disclosure

SEC source: 0001377630-22-000110 · wf-form4_165973914062414.xml · nonDerivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,717

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 22:39 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 80,906 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000110 · wf-form4_165973914062414.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 20:39 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Tax withholdingCommon Stock 2,074 $1.65 $3,422.10
Disclosure

SEC source: 0001377630-22-000108 · wf-form4_165955914945680.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,347

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:53 UTC
Lesinski Thomas F.Director · Chief Executive Officer
GrantRestricted Stock Units · Derivative 237,341 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000106 · wf-form4_165947718942706.xml · derivative · entry 6

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,341

Underlying: Common Stock · 237,341 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on August 1, 2023.

F5 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on August 1, 2023.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:53 UTC
Lesinski Thomas F.Director · Chief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 250,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001377630-22-000106 · wf-form4_165947718942706.xml · derivative · entry 4

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-08-01

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning August 1, 2023.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 21:53 UTC
Lesinski Thomas F.Director · Chief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 370,930 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001377630-22-000106 · wf-form4_165947718942706.xml · derivative · entry 5

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,930

Underlying: Common Stock · 370,930 shares

Expires 2032-08-01

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning August 1, 2023.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 21:53 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 92,251 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000106 · wf-form4_165947718942706.xml · derivative · entry 3

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,251 shares

Expires 2022-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 21:53 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Tax withholdingCommon Stock 31,901 $1.46 $46,575.46
Disclosure

SEC source: 0001377630-22-000106 · wf-form4_165947718942706.xml · nonDerivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,421

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 21:53 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 92,251 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000106 · wf-form4_165947718942706.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
July 02, 2022 Filed Jul 5, 2022 20:39 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 839 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000100 · wf-form4_165705355305106.xml · derivative · entry 3

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 839 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
July 02, 2022 Filed Jul 5, 2022 20:39 UTC
Felenstein Scott DPresident - Sales & Marketing
SaleCommon Stock 381 $0.94 $357.53
Disclosure

SEC source: 0001377630-22-000100 · wf-form4_165705355305106.xml · nonDerivative · entry 2

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,867

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
July 02, 2022 Filed Jul 5, 2022 20:39 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionCommon Stock 839 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000100 · wf-form4_165705355305106.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
May 04, 2022 Filed May 6, 2022 17:46 UTC GrantRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000069 · wf-form4_165187355468142.xml · derivative · entry 1

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571

Underlying: Common Stock · 53,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:25 UTC
Ng Ronnie Y.Chief Financial Officer
GrantRestricted Stock Units · Derivative 121,212 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000053 · wf-form4_165187234302988.xml · derivative · entry 1

Ng Ronnie Y. · CIK 0001882162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,212

Underlying: Common Stock · 121,212 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents 121,212 shares of restricted stock units that will vest in two equal annual installments beginning on February 23, 2023.

F2 · derivative.expiration_date: Represents 121,212 shares of restricted stock units that will vest in two equal annual installments beginning on February 23, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:27 UTC
Woods Maria VGEVP, General Counsel
GrantRestricted Stock Units · Derivative 85,859 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000056 · wf-form4_165187242327025.xml · derivative · entry 1

Woods Maria VG · CIK 0001881162 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,859

Underlying: Common Stock · 85,859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents 85,859 shares of restricted stock units that will vest in two equal annual installments beginning on February 23, 2023.

F2 · derivative.expiration_date: Represents 85,859 shares of restricted stock units that will vest in two equal annual installments beginning on February 23, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:38 UTC
HALL KURT CDirector
GrantRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000068 · wf-form4_165187306821804.xml · derivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571

Underlying: Common Stock · 53,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:36 UTC GrantRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000066 · wf-form4_165187296155943.xml · derivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571

Underlying: Common Stock · 53,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:33 UTC GrantRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000062 · wf-form4_165187279176359.xml · derivative · entry 1

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571

Underlying: Common Stock · 53,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000060 · wf-form4_165187268655134.xml · derivative · entry 1

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571

Underlying: Common Stock · 53,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 23, 2023, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:29 UTC
Felenstein Scott DPresident - Sales & Marketing
GrantRestricted Stock Units · Derivative 161,616 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000058 · wf-form4_165187257582432.xml · derivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,616

Underlying: Common Stock · 161,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents 161,616 shares of restricted stock units that will vest in two equal annual installments beginning on February 23, 2023.

F2 · derivative.expiration_date: Represents 161,616 shares of restricted stock units that will vest in two equal annual installments beginning on February 23, 2023.

Read SEC document
April 13, 2022 Filed Apr 21, 2022 21:23 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
GrantCommon Units of National CineMedia, LLC · Derivative 529,247 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-22-015320 · doc4.xml · derivative · entry 1

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,690,797

Underlying: Common Stock of National CineMedia, Inc. · 529,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F2 · shares: Common Units were transferred pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · ownership.direct: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F3 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and Cinemark USA, Inc. and indirectly by Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:06 UTC
HALL KURT CDirector
GrantCommon Stock 2,675 $2.59 $6,928.25
Disclosure

SEC source: 0001377630-22-000041 · wf-form4_164763397711869.xml · nonDerivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,620

F1 · shares: Represents shares acquired pursuant to the Reporting Person's election to receive shares of the Issuer's common stock in lieu of all or a portion of his/her cash compensation (i.e. base retainers and meeting fees) for the second quarter of 2022. The price as shown above reflects the closing price of the common stock on the date of issuance.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:51 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 39,724 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000028 · wf-form4_164626509009025.xml · derivative · entry 4

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,724 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:51 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Tax withholdingCommon Stock 10,955 $2.97 $32,536.35
Disclosure

SEC source: 0001377630-22-000028 · wf-form4_164626509009025.xml · nonDerivative · entry 3

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,071

F3 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:51 UTC
Lesinski Thomas F.Director · Chief Executive Officer
SaleCommon Stock 15,081 $2.97 $44,790.57
Disclosure

SEC source: 0001377630-22-000028 · wf-form4_164626509009025.xml · nonDerivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,026

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:51 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 39,724 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000028 · wf-form4_164626509009025.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:50 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 15,889 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000026 · wf-form4_164626498937453.xml · derivative · entry 4

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,889 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:50 UTC
Felenstein Scott DPresident - Sales & Marketing
Tax withholdingCommon Stock 8,517 $2.97 $25,295.49
Disclosure

SEC source: 0001377630-22-000026 · wf-form4_164626498937453.xml · nonDerivative · entry 3

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,409

F3 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

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February 28, 2022 Filed Mar 2, 2022 23:50 UTC
Felenstein Scott DPresident - Sales & Marketing
SaleCommon Stock 7,030 $2.97 $20,879.10
Disclosure

SEC source: 0001377630-22-000026 · wf-form4_164626498937453.xml · nonDerivative · entry 2

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,926

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

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February 28, 2022 Filed Mar 2, 2022 23:50 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionCommon Stock 15,889 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000026 · wf-form4_164626498937453.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

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February 20, 2022 Filed Feb 23, 2022 17:13 UTC Exercise / conversionRestricted Stock Units · Derivative 13,440 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000019 · wf-form4_164565434879426.xml · derivative · entry 2

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,440 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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February 20, 2022 Filed Feb 23, 2022 17:13 UTC Exercise / conversionCommon Stock 13,440 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000019 · wf-form4_164565434879426.xml · nonDerivative · entry 1

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:14 UTC Exercise / conversionRestricted Stock Units · Derivative 29,569 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000021 · wf-form4_164565445241794.xml · derivative · entry 2

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,569 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:14 UTC Exercise / conversionCommon Stock 29,569 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000021 · wf-form4_164565445241794.xml · nonDerivative · entry 1

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 29,569 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000017 · wf-form4_164565421304958.xml · derivative · entry 2

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,569 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:10 UTC Exercise / conversionCommon Stock 29,569 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000017 · wf-form4_164565421304958.xml · nonDerivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:08 UTC
HALL KURT CDirector
Exercise / conversionRestricted Stock Units · Derivative 29,569 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000015 · wf-form4_164565407243840.xml · derivative · entry 2

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,569 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:08 UTC
HALL KURT CDirector
Exercise / conversionCommon Stock 29,569 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000015 · wf-form4_164565407243840.xml · nonDerivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 29,569 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000013 · wf-form4_164565390909303.xml · derivative · entry 2

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,569 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:05 UTC Exercise / conversionCommon Stock 29,569 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000013 · wf-form4_164565390909303.xml · nonDerivative · entry 1

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 22:16 UTC
Felenstein Scott DPresident - Sales & Marketing
Tax withholdingCommon Stock 3,224 $3.17 $10,220.08
Disclosure

SEC source: 0001377630-22-000023 · wf-form4_164565455897700.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,067

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 22, 2022 Filed Jan 24, 2022 23:23 UTC
Felenstein Scott DPresident - Sales & Marketing
Tax withholdingCommon Stock 4,772 $2.74 $13,075.28
Disclosure

SEC source: 0001377630-22-000011 · wf-form4_164306656828936.xml · nonDerivative · entry 3

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,291

F3 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:23 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 20,382 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000011 · wf-form4_164306656828936.xml · derivative · entry 4

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,382 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:23 UTC
Felenstein Scott DPresident - Sales & Marketing
Tax withholdingCommon Stock 8,755 $2.81 $24,601.55
Disclosure

SEC source: 0001377630-22-000011 · wf-form4_164306656828936.xml · nonDerivative · entry 2

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,063

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:23 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionCommon Stock 20,382 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000011 · wf-form4_164306656828936.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 23:11 UTC
Ng Ronnie Y.Chief Financial Officer
GrantRestricted Stock Units · Derivative 11,166 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000009 · wf-form4_164280664729690.xml · derivative · entry 1

Ng Ronnie Y. · CIK 0001882162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,166

Underlying: Common Stock · 11,166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents shares of restricted stock units that will vest on February 26, 2024.

F2 · derivative.expiration_date: Represents shares of restricted stock units that will vest on February 26, 2024.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 23:07 UTC
Woods Maria VGEVP, General Counsel
GrantRestricted Stock Units · Derivative 16,486 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000007 · wf-form4_164280644028998.xml · derivative · entry 1

Woods Maria VG · CIK 0001881162 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,486

Underlying: Common Stock · 16,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents shares of restricted stock units that will vest on February 26, 2024.

F2 · derivative.expiration_date: Represents shares of restricted stock units that will vest on February 26, 2024.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 23:02 UTC
Felenstein Scott DPresident - Sales & Marketing
GrantRestricted Stock Units · Derivative 31,839 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000005 · wf-form4_164280614387373.xml · derivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,839

Underlying: Common Stock · 31,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents shares of restricted stock units that will vest on February 26, 2024.

F2 · derivative.expiration_date: Represents shares of restricted stock units that will vest on February 26, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.