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NCMI

National CineMedia, Inc.

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6194
SEC CIK
0001377630
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437

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202600
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2023 Filed Jul 5, 2023 20:22 UTC
Felenstein Scott DPresident - Sales & Marketing
SaleCommon Stock 398 $0.34 $134.13
Disclosure

SEC source: 0001377630-23-000097 · wf-form4_168858853800978.xml · nonDerivative · entry 2

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,757

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
July 02, 2023 Filed Jul 5, 2023 20:22 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionCommon Stock 840 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000097 · wf-form4_168858853800978.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
June 27, 2023 Filed Jun 30, 2023 01:19 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
OtherCommon Units of National CineMedia, LLC · Derivative 4,849,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-030878 · ownership.xml · derivative · entry 1

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock of National CineMedia, Inc. · 4,849,345 shares

Expires not disclosed

F1 · derivative.exercise_price: On April 11, 2023, National CineMedia, LLC, the operating company for the Issuer, filed a voluntary petition for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the Bankruptcy Code. On June 27, 2023, the Bankruptcy Court entered an order (the "Order") confirming the Modified First Amended Plan of Reorganization of National CineMedia, LLC Pursuant to Chapter 11 of the Bankruptcy Code (as may be amended, supplemented, or otherwise modified from time to time, and including all exhibits and supplements thereto, the "Plan").

F2 · derivative.exercise_price: (continued from footnote 1) Pursuant to the Order, the Common Units that were purportedly issued pursuant to the March 29, 2023 Notice of Determination under the Common Unit Adjustment Agreement, dated February 13, 2007, between the Issuer and Cinemark Media, Inc. were never issued by the Issuer and shall not be issued by the Issuer under or in connection with the Plan.

F1 · kind: On April 11, 2023, National CineMedia, LLC, the operating company for the Issuer, filed a voluntary petition for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the Bankruptcy Code. On June 27, 2023, the Bankruptcy Court entered an order (the "Order") confirming the Modified First Amended Plan of Reorganization of National CineMedia, LLC Pursuant to Chapter 11 of the Bankruptcy Code (as may be amended, supplemented, or otherwise modified from time to time, and including all exhibits and supplements thereto, the "Plan").

F2 · kind: (continued from footnote 1) Pursuant to the Order, the Common Units that were purportedly issued pursuant to the March 29, 2023 Notice of Determination under the Common Unit Adjustment Agreement, dated February 13, 2007, between the Issuer and Cinemark Media, Inc. were never issued by the Issuer and shall not be issued by the Issuer under or in connection with the Plan.

F1 · shares: On April 11, 2023, National CineMedia, LLC, the operating company for the Issuer, filed a voluntary petition for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the Bankruptcy Code. On June 27, 2023, the Bankruptcy Court entered an order (the "Order") confirming the Modified First Amended Plan of Reorganization of National CineMedia, LLC Pursuant to Chapter 11 of the Bankruptcy Code (as may be amended, supplemented, or otherwise modified from time to time, and including all exhibits and supplements thereto, the "Plan").

F2 · shares: (continued from footnote 1) Pursuant to the Order, the Common Units that were purportedly issued pursuant to the March 29, 2023 Notice of Determination under the Common Unit Adjustment Agreement, dated February 13, 2007, between the Issuer and Cinemark Media, Inc. were never issued by the Issuer and shall not be issued by the Issuer under or in connection with the Plan.

F1 · price: On April 11, 2023, National CineMedia, LLC, the operating company for the Issuer, filed a voluntary petition for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the Bankruptcy Code. On June 27, 2023, the Bankruptcy Court entered an order (the "Order") confirming the Modified First Amended Plan of Reorganization of National CineMedia, LLC Pursuant to Chapter 11 of the Bankruptcy Code (as may be amended, supplemented, or otherwise modified from time to time, and including all exhibits and supplements thereto, the "Plan").

F2 · price: (continued from footnote 1) Pursuant to the Order, the Common Units that were purportedly issued pursuant to the March 29, 2023 Notice of Determination under the Common Unit Adjustment Agreement, dated February 13, 2007, between the Issuer and Cinemark Media, Inc. were never issued by the Issuer and shall not be issued by the Issuer under or in connection with the Plan.

F1 · derivative.exercise_date: On April 11, 2023, National CineMedia, LLC, the operating company for the Issuer, filed a voluntary petition for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the Bankruptcy Code. On June 27, 2023, the Bankruptcy Court entered an order (the "Order") confirming the Modified First Amended Plan of Reorganization of National CineMedia, LLC Pursuant to Chapter 11 of the Bankruptcy Code (as may be amended, supplemented, or otherwise modified from time to time, and including all exhibits and supplements thereto, the "Plan").

F2 · derivative.exercise_date: (continued from footnote 1) Pursuant to the Order, the Common Units that were purportedly issued pursuant to the March 29, 2023 Notice of Determination under the Common Unit Adjustment Agreement, dated February 13, 2007, between the Issuer and Cinemark Media, Inc. were never issued by the Issuer and shall not be issued by the Issuer under or in connection with the Plan.

F1 · derivative.expiration_date: On April 11, 2023, National CineMedia, LLC, the operating company for the Issuer, filed a voluntary petition for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the Bankruptcy Code. On June 27, 2023, the Bankruptcy Court entered an order (the "Order") confirming the Modified First Amended Plan of Reorganization of National CineMedia, LLC Pursuant to Chapter 11 of the Bankruptcy Code (as may be amended, supplemented, or otherwise modified from time to time, and including all exhibits and supplements thereto, the "Plan").

F2 · derivative.expiration_date: (continued from footnote 1) Pursuant to the Order, the Common Units that were purportedly issued pursuant to the March 29, 2023 Notice of Determination under the Common Unit Adjustment Agreement, dated February 13, 2007, between the Issuer and Cinemark Media, Inc. were never issued by the Issuer and shall not be issued by the Issuer under or in connection with the Plan.

F3 · ownership.direct: The reported securities were owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc., and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc., which is the ultimate parent company of each joint filer of this report.

F3 · ownership.nature: The reported securities were owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc., and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc., which is the ultimate parent company of each joint filer of this report.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 22:00 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
GrantCommon Units of National CineMedia, LLC · Derivative 4,849,345 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-23-010105 · doc4.xml · derivative · entry 1

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,849,345

Underlying: Common Stock of National CineMedia, Inc. · 4,849,345 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F2 · shares: Common Units were transferred pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · ownership.direct: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F3 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc., and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 18:06 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
ConversionCommon Units of National CineMedia, LLC · Derivative 1,720,935 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-23-009679 · doc4.xml · derivative · entry 2

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock of National CineMedia, Inc. · 1,720,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F2 · ownership.direct: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

F2 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 18:06 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
ConversionCommon Stock of National CineMedia, Inc. 1,720,935 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009679 · doc4.xml · nonDerivative · entry 1

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 43,690,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F2 · ownership.direct: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

F2 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:15 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 39,725 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000035 · wf-form4_167770533480636.xml · derivative · entry 3

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,725 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:15 UTC
Lesinski Thomas F.Director · Chief Executive Officer
SaleCommon Stock 24,329 $0.22 $5,381.57
Disclosure

SEC source: 0001377630-23-000035 · wf-form4_167770533480636.xml · nonDerivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,113

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:15 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 39,725 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000035 · wf-form4_167770533480636.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:14 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 15,890 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000033 · wf-form4_167770523217196.xml · derivative · entry 4

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,890 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:14 UTC
Felenstein Scott DPresident - Sales & Marketing
SaleCommon Stock 7,911 $0.22 $1,749.91
Disclosure

SEC source: 0001377630-23-000033 · wf-form4_167770523217196.xml · nonDerivative · entry 3

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,315

F3 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:14 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionCommon Stock 15,890 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000033 · wf-form4_167770523217196.xml · nonDerivative · entry 2

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:14 UTC
Felenstein Scott DPresident - Sales & Marketing
Tax withholdingCommon Stock 13,300 $0.23 $3,009.79
Disclosure

SEC source: 0001377630-23-000033 · wf-form4_167770523217196.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,336

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 21:53 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
ConversionCommon Units of National CineMedia, LLC · Derivative 41,969,862 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-23-006129 · doc4.xml · derivative · entry 2

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,720,935

Underlying: Common Stock of National CineMedia, Inc. · 41,969,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F2 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 21:53 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
ConversionCommon Stock of National CineMedia, Inc. 41,969,862 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-006129 · doc4.xml · nonDerivative · entry 1

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 41,969,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F2 · ownership.direct: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

F2 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 16:58 UTC Exercise / conversionRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000027 · wf-form4_167753505816691.xml · derivative · entry 2

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,571 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 16:58 UTC Exercise / conversionCommon Stock 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000027 · wf-form4_167753505816691.xml · nonDerivative · entry 1

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:31 UTC
Ng Ronnie Y.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 60,606 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000017 · wf-form4_167753349099371.xml · derivative · entry 3

Ng Ronnie Y. · CIK 0001882162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,606 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:31 UTC
Ng Ronnie Y.Chief Financial Officer
SaleCommon Stock 26,540 $0.23 $6,112.16
Disclosure

SEC source: 0001377630-23-000017 · wf-form4_167753349099371.xml · nonDerivative · entry 2

Ng Ronnie Y. · CIK 0001882162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,627

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:31 UTC
Ng Ronnie Y.Chief Financial Officer
Exercise / conversionCommon Stock 60,606 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000017 · wf-form4_167753349099371.xml · nonDerivative · entry 1

Ng Ronnie Y. · CIK 0001882162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:02 UTC
Woods Maria VGEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 42,929 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000031 · wf-form4_167753532237192.xml · derivative · entry 3

Woods Maria VG · CIK 0001881162 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,929 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:02 UTC
Woods Maria VGEVP, General Counsel
SaleCommon Stock 18,041 $0.23 $4,154.84
Disclosure

SEC source: 0001377630-23-000031 · wf-form4_167753532237192.xml · nonDerivative · entry 2

Woods Maria VG · CIK 0001881162 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,959

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:02 UTC
Woods Maria VGEVP, General Counsel
Exercise / conversionCommon Stock 42,929 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000031 · wf-form4_167753532237192.xml · nonDerivative · entry 1

Woods Maria VG · CIK 0001881162 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000029 · wf-form4_167753518299206.xml · derivative · entry 2

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,571 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:00 UTC Exercise / conversionCommon Stock 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000029 · wf-form4_167753518299206.xml · nonDerivative · entry 1

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000025 · wf-form4_167753492453506.xml · derivative · entry 2

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,571 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:55 UTC Exercise / conversionCommon Stock 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000025 · wf-form4_167753492453506.xml · nonDerivative · entry 1

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000023 · wf-form4_167753467648591.xml · derivative · entry 2

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,571 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:51 UTC Exercise / conversionCommon Stock 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000023 · wf-form4_167753467648591.xml · nonDerivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:47 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 80,808 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000019 · wf-form4_167753444945996.xml · derivative · entry 3

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,808 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:47 UTC
Felenstein Scott DPresident - Sales & Marketing
SaleCommon Stock 40,193 $0.23 $9,256.45
Disclosure

SEC source: 0001377630-23-000019 · wf-form4_167753444945996.xml · nonDerivative · entry 2

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,636

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:47 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionCommon Stock 80,808 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000019 · wf-form4_167753444945996.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:28 UTC
Zoradi MarkDirector
Exercise / conversionRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000013 · wf-form4_167753328874354.xml · derivative · entry 2

Zoradi Mark · CIK 0001615507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,571 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:28 UTC
Zoradi MarkDirector
Exercise / conversionCommon Stock 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000013 · wf-form4_167753328874354.xml · nonDerivative · entry 1

Zoradi Mark · CIK 0001615507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:50 UTC
HALL KURT CDirector
Exercise / conversionRestricted Stock Units · Derivative 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000021 · wf-form4_167753458533537.xml · derivative · entry 2

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,571 shares

Expires 2023-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:50 UTC
HALL KURT CDirector
Exercise / conversionCommon Stock 53,571 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000021 · wf-form4_167753458533537.xml · nonDerivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
January 22, 2023 Filed Jan 24, 2023 21:54 UTC
Felenstein Scott DPresident - Sales & Marketing
Tax withholdingCommon Stock 5,067 $0.30 $1,520.10
Disclosure

SEC source: 0001377630-23-000006 · wf-form4_167459725809516.xml · nonDerivative · entry 3

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,021

F3 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 21:54 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 20,382 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000006 · wf-form4_167459725809516.xml · derivative · entry 4

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,382 shares

Expires 2023-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 21:54 UTC
Felenstein Scott DPresident - Sales & Marketing
SaleCommon Stock 11,161 $0.30 $3,348.30
Disclosure

SEC source: 0001377630-23-000006 · wf-form4_167459725809516.xml · nonDerivative · entry 2

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,088

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 21:54 UTC
Felenstein Scott DPresident - Sales & Marketing
Exercise / conversionCommon Stock 20,382 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000006 · wf-form4_167459725809516.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · President - Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 17:00 UTC ConversionCommon Units of National CineMedia, LLC · Derivative 40,683,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-131395 · tm2233666-1_4seq1.xml · derivative · entry 2

Regal CineMedia Holdings, LLC · CIK 0001389063 · 10% owner

REGAL CINEMAS INC · CIK 0000905035 · 10% owner

Regal CineMedia CORP · CIK 0001389064 · 10% owner

REGAL CINEMAS CORP · CIK 0001172371 · 10% owner

Regal Entertainment Holdings, Inc. · CIK 0001389065 · 10% owner

REGAL ENTERTAINMENT GROUP · CIK 0001168696 · 10% owner

Cineworld Group plc · CIK 0001725060 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock of National CineMedia, Inc. · 40,683,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.

F2 · balance_after: As adjusted on a net basis, from time to time, in respect of Common Units transferred pursuant to the Common Unit Adjustment Agreement between the issuer and certain of the Reporting Persons.

F2 · ownership.direct: As adjusted on a net basis, from time to time, in respect of Common Units transferred pursuant to the Common Unit Adjustment Agreement between the issuer and certain of the Reporting Persons.

F2 · ownership.nature: As adjusted on a net basis, from time to time, in respect of Common Units transferred pursuant to the Common Unit Adjustment Agreement between the issuer and certain of the Reporting Persons.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 17:00 UTC ConversionCommon Stock 40,683,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-131395 · tm2233666-1_4seq1.xml · nonDerivative · entry 1

Regal CineMedia Holdings, LLC · CIK 0001389063 · 10% owner

REGAL CINEMAS INC · CIK 0000905035 · 10% owner

Regal CineMedia CORP · CIK 0001389064 · 10% owner

REGAL CINEMAS CORP · CIK 0001172371 · 10% owner

Regal Entertainment Holdings, Inc. · CIK 0001389065 · 10% owner

REGAL ENTERTAINMENT GROUP · CIK 0001168696 · 10% owner

Cineworld Group plc · CIK 0001725060 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,683,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.

F3 · balance_after: The reported securities are owned directly by Regal CineMedia Holdings, LLC and Regal Cinemas, Inc. and may be deemed to be indirectly held by Regal CineMedia Corporation, Regal Cinemas Corporation, Regal Entertainment Holdings, Inc., Regal Entertainment Group, Crown Finance US, Inc., Crown Intermediate Holdco, Inc., Crown UK Holdco Limited and Cineworld Group plc. Each of the foregoing disclaims beneficial ownership except to the extent of its pecuniary interest therein and the filing of this statement shall not be deemed an admission that such person is, for purposes of Section 16 of the 1934 Act or otherwise, the beneficial owner of any of the reported securities.

F2 · ownership.direct: As adjusted on a net basis, from time to time, in respect of Common Units transferred pursuant to the Common Unit Adjustment Agreement between the issuer and certain of the Reporting Persons.

F2 · ownership.nature: As adjusted on a net basis, from time to time, in respect of Common Units transferred pursuant to the Common Unit Adjustment Agreement between the issuer and certain of the Reporting Persons.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 20:12 UTC
HALL KURT CDirector
GrantCommon Stock 12,521 $0.70 $8,764.70
Disclosure

SEC source: 0001377630-22-000131 · wf-form4_166482795228577.xml · nonDerivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,141

F1 · shares: Represents shares acquired pursuant to the Reporting Person's election to receive shares of the Issuer's common stock in lieu of all or a portion of his/her cash compensation (i.e. base retainers and meeting fees) for the fourth quarter of 2022. The price as shown above reflects the closing price of the common stock on the date of issuance.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:03 UTC
Ng Ronnie Y.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,407 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000129 · wf-form4_166448896420399.xml · derivative · entry 3

Ng Ronnie Y. · CIK 0001882162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,407 shares

Expires 2022-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:03 UTC
Ng Ronnie Y.Chief Financial Officer
SaleCommon Stock 2,846 $0.75 $2,134.50
Disclosure

SEC source: 0001377630-22-000129 · wf-form4_166448896420399.xml · nonDerivative · entry 2

Ng Ronnie Y. · CIK 0001882162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:03 UTC
Ng Ronnie Y.Chief Financial Officer
Exercise / conversionCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001377630-22-000129 · wf-form4_166448896420399.xml · nonDerivative · entry 1

Ng Ronnie Y. · CIK 0001882162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 20:00 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
SaleCommon Stock, par value $0.01 ("Common Stock") 4,516,890 $0.90 $4,065,201.00
Disclosure

SEC source: 0001567619-22-017224 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,932,382

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.

Read SEC document
September 01, 2022 Filed Feb 27, 2023 21:29 UTC
Woods Maria VGEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 16,404 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000015 · wf-form4_167753337639549.xml · derivative · entry 3

Woods Maria VG · CIK 0001881162 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,404 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
September 01, 2022 Filed Feb 27, 2023 21:29 UTC
Woods Maria VGEVP, General Counsel
SaleCommon Stock 5,333 $1.15 $6,151.08
Disclosure

SEC source: 0001377630-23-000015 · wf-form4_167753337639549.xml · nonDerivative · entry 2

Woods Maria VG · CIK 0001881162 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,071

F2 · shares: Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.

Read SEC document
September 01, 2022 Filed Feb 27, 2023 21:29 UTC
Woods Maria VGEVP, General Counsel
Exercise / conversionCommon Stock 16,404 $0.00 $0.00
Disclosure

SEC source: 0001377630-23-000015 · wf-form4_167753337639549.xml · nonDerivative · entry 1

Woods Maria VG · CIK 0001881162 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.