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NACCO INDUSTRIES INC

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5896
SEC CIK
0000789933
Parsed reports
1,227

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 4, 2018 18:55 UTC GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000993 · form4.xml · nonDerivative · entry 1

Jumper John P · CIK 0001346943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,503

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:54 UTC GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000991 · form4.xml · nonDerivative · entry 1

DALRYMPLE JOHN S III · CIK 0001195627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:52 UTC
TAPLIN BRITTON TDirector · Dir. and Member of Group
GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000988 · form4.xml · nonDerivative · entry 1

TAPLIN BRITTON T · CIK 0001247982 · Director · Dir. and Member of Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,418

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
December 26, 2017 Filed Feb 14, 2018 18:08 UTC
TAPLIN BEATRICE BMember of a group
GiftClass A Common Stock 7,682 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005949 · form5.xml · nonDerivative · entry 2

TAPLIN BEATRICE B · CIK 0001247972 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · BBT/Wells Fargo Trust

Disclosed balance after: 47,106

F1 · price: N/A

F2 · ownership.nature: Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.

Read SEC document
December 22, 2017 Filed Feb 14, 2018 18:08 UTC
TAPLIN BEATRICE BMember of a group
GiftClass A Common Stock 7,682 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005949 · form5.xml · nonDerivative · entry 1

TAPLIN BEATRICE B · CIK 0001247972 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · BBT/Wells Fargo Trust

Disclosed balance after: 47,106

F1 · price: N/A

F2 · ownership.nature: Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.

Read SEC document
December 19, 2017 Filed Feb 14, 2018 18:10 UTC
TAPLIN DAVID FFmr Dir and Member of a Group
GiftClass A Common Stock 81 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005952 · form5.xml · nonDerivative · entry 3

TAPLIN DAVID F · CIK 0001247978 · Fmr Dir and Member of a Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,772

F1 · price: N/A

Read SEC document
December 19, 2017 Filed Feb 14, 2018 18:10 UTC
TAPLIN DAVID FFmr Dir and Member of a Group
GiftClass A Common Stock 54 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005952 · form5.xml · nonDerivative · entry 2

TAPLIN DAVID F · CIK 0001247978 · Fmr Dir and Member of a Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,772

F1 · price: N/A

Read SEC document
December 18, 2017 Filed Feb 14, 2018 18:10 UTC
TAPLIN DAVID FFmr Dir and Member of a Group
GiftClass A Common Stock 54 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005952 · form5.xml · nonDerivative · entry 1

TAPLIN DAVID F · CIK 0001247978 · Fmr Dir and Member of a Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,772

F1 · price: N/A

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass B Common Stock · Derivative 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · derivative · entry 15

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Spouse

Disclosed balance after: 5,370

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F9 · ownership.nature: Represents the Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P., which is held in trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 8

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Co-Trustee for Child2/RAII

Disclosed balance after: 1,405

F1 · price: N/A

F3 · ownership.nature: Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 7

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAII/Spouse

Disclosed balance after: 9,103

F1 · price: N/A

F2 · ownership.nature: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 6

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Co-Trustee for Child1/RAII

Disclosed balance after: 1,553

F1 · price: N/A

F3 · ownership.nature: Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 5

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAII/Spouse

Disclosed balance after: 9,266

F1 · price: N/A

F2 · ownership.nature: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 4

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Co-Trustee for Child1/RAII

Disclosed balance after: 1,390

F1 · price: N/A

F3 · ownership.nature: Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 3

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Co-Trustee for Child2/RAII

Disclosed balance after: 1,242

F1 · price: N/A

F3 · ownership.nature: Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 2

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAII/Spouse

Disclosed balance after: 9,429

F1 · price: N/A

F2 · ownership.nature: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 1

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAII/Spouse

Disclosed balance after: 9,348

F1 · price: N/A

F2 · ownership.nature: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass B Common Stock · Derivative 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · derivative · entry 15

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,370

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F6 · derivative.expiration_date: Held through a trust for the benefit of Reporting Person.

F10 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates I, L.P., which is held in trust for the benefit of Reporting Person.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 8

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust/RAII/Child2

Disclosed balance after: 1,405

F2 · price: N/A

F4 · ownership.nature: Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 7

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAII

Disclosed balance after: 9,103

F1 · security: As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.

F2 · price: N/A

F3 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 6

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust/RAII/Child1

Disclosed balance after: 1,553

F2 · price: N/A

F4 · ownership.nature: Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 5

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAII

Disclosed balance after: 9,266

F1 · security: As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.

F2 · price: N/A

F3 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 4

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust/RAII/Child1

Disclosed balance after: 1,390

F2 · price: N/A

F4 · ownership.nature: Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 3

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust/RAII/Child2

Disclosed balance after: 1,242

F2 · price: N/A

F4 · ownership.nature: Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 2

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAII

Disclosed balance after: 9,429

F1 · security: As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.

F2 · price: N/A

F3 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 1

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAII

Disclosed balance after: 9,348

F1 · security: As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.

F2 · price: N/A

F3 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 31

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 59,498

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 30

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 59,725

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 29

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 59,952

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 28

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 60,179

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 27

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 60,406

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 26

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 60,633

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 25

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 60,860

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 24

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 61,087

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 23

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams

Disclosed balance after: 5,370

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 22

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 61,314

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 21

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler

Disclosed balance after: 5,370

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · derivative · entry 20

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 61,541

Underlying: Class A Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 12

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - RAII

Disclosed balance after: 951

F1 · price: N/A

F3 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 11

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - RAII

Disclosed balance after: 1,114

F1 · price: N/A

F3 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 10

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,119

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 9

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,200

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 8

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,281

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 7

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,362

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 6

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,443

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 5

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,524

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 4

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,605

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 3

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,686

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 2

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,767

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 14, 2017 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 26,848

F1 · price: N/A

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.