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NACCO INDUSTRIES INC

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
Mar 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2021 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
SaleClass A Common Stock 21,916 $15.19 $332,814.18
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 0

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
SaleClass B Common Stock · Derivative 1,404 $15.19 Strike: $0.00 $21,321.00
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 22

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - RAIV (B)

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,404 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F17 · kind: AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F18 · ownership.nature: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
SaleClass B Common Stock · Derivative 59,675 $15.19 Strike: $0.00 $906,218.58
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 21

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - BTrust - RAIV

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,675 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F15 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F16 · ownership.nature: BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
SaleClass B Common Stock · Derivative 12,322 $15.19 Strike: $0.00 $187,120.66
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 20

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - RAI (B)

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 12,322 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F13 · kind: AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F14 · ownership.nature: Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
SaleClass B Common Stock · Derivative 6,677 $15.19 Strike: $0.00 $101,396.25
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 19

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,677 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F12 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
SaleClass A Common Stock 21,916 $15.19 $332,814.18
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAII

Disclosed balance after: 0

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · ownership.nature: BTR RA2-Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
PurchaseClass B Common Stock · Derivative 702 $15.19 $10,660.50
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · derivative · entry 25

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · by RAIV B

Disclosed balance after: 42,529

Underlying: Class A Common Stock · 702 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F18 · kind: AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.61 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · derivative · entry 24

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,857

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F17 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F8 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
PurchaseClass B Common Stock · Derivative 6,161 $15.19 $93,560.33
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · derivative · entry 23

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAI

Disclosed balance after: 26,161

Underlying: Class A Common Stock · 6,161 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F16 · kind: AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F14 · ownership.nature: RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · derivative · entry 22

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F15 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F8 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · nonDerivative · entry 7

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,191

F7 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F8 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 20:01 UTC
RANKIN BRUCE TMember of a group
SaleClass B Common Stock · Derivative 59,675 $15.19 Strike: $0.00 $906,218.58
Disclosure

SEC source: 0001127602-21-002566 · form4.xml · derivative · entry 14

RANKIN BRUCE T · CIK 0001248051 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAIV

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,675 shares

Expires not disclosed

F7 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F4 · derivative.exercise_date: N/A

F4 · derivative.expiration_date: N/A

F8 · ownership.nature: RA4-Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 20:01 UTC
RANKIN BRUCE TMember of a group
SaleClass B Common Stock · Derivative 6,677 $15.19 $101,396.25
Disclosure

SEC source: 0001127602-21-002566 · form4.xml · derivative · entry 13

RANKIN BRUCE T · CIK 0001248051 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RA1

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,677 shares

Expires not disclosed

F4 · derivative.exercise_price: N/A

F6 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F4 · derivative.exercise_date: N/A

F4 · derivative.expiration_date: N/A

F5 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 20:01 UTC
RANKIN BRUCE TMember of a group
SaleClass A Common Stock 21,916 $15.19 $332,814.18
Disclosure

SEC source: 0001127602-21-002566 · form4.xml · nonDerivative · entry 1

RANKIN BRUCE T · CIK 0001248051 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - MAIN TRUST RAII

Disclosed balance after: 0

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's brother serves as the Trustee of the Trust.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:59 UTC SaleClass B Common Stock · Derivative 59,675 $15.19 $906,218.58
Disclosure

SEC source: 0001127602-21-002564 · form4.xml · derivative · entry 14

Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. Rankin · CIK 0001558786 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interests in shares held by Rankin Associates IV, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,675 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F4 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:59 UTC SaleClass B Common Stock · Derivative 6,677 $15.19 $101,396.25
Disclosure

SEC source: 0001127602-21-002564 · form4.xml · derivative · entry 13

Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. Rankin · CIK 0001558786 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interests in shares held by Rankin Associates I, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,677 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F3 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:59 UTC SaleClass A Common Stock 21,916 $15.19 $332,814.18
Disclosure

SEC source: 0001127602-21-002564 · form4.xml · nonDerivative · entry 1

Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. Rankin · CIK 0001558786 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interests in shares held by Rankin Associates II, L.P.

Disclosed balance after: 0

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:50 UTC
RANKIN ROGER FMember of a group
PurchaseClass B Common Stock · Derivative 5,968 $15.19 $90,629.45
Disclosure

SEC source: 0001127602-21-002560 · form4.xml · derivative · entry 21

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 7,858

Underlying: Class A Common Stock · 5,968 shares

Expires not disclosed

F15 · derivative.exercise_price: N/A

F17 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F15 · derivative.exercise_date: N/A

F15 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:50 UTC
RANKIN ROGER FMember of a group
PurchaseClass B Common Stock · Derivative 5,968 $15.19 $90,629.45
Disclosure

SEC source: 0001127602-21-002560 · form4.xml · derivative · entry 20

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 7,858

Underlying: Class A Common Stock · 5,968 shares

Expires not disclosed

F15 · derivative.exercise_price: N/A

F17 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F15 · derivative.exercise_date: N/A

F15 · derivative.expiration_date: N/A

F2 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:50 UTC
RANKIN ROGER FMember of a group
PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002560 · form4.xml · derivative · entry 19

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F15 · derivative.exercise_price: N/A

F16 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F15 · derivative.exercise_date: N/A

F15 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:50 UTC
RANKIN ROGER FMember of a group
PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002560 · form4.xml · derivative · entry 18

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F15 · derivative.exercise_price: N/A

F16 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F15 · derivative.exercise_date: N/A

F15 · derivative.expiration_date: N/A

F2 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:50 UTC
RANKIN ROGER FMember of a group
PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002560 · form4.xml · nonDerivative · entry 2

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 2,191

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F3 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:50 UTC
RANKIN ROGER FMember of a group
PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002560 · form4.xml · nonDerivative · entry 1

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 2,191

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:56 UTC
RANKIN ALISON AMember of a group
PurchaseClass B Common Stock · Derivative 5,968 $15.19 $90,629.45
Disclosure

SEC source: 0001127602-21-002562 · form4.xml · derivative · entry 21

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 7,858

Underlying: Class A Common Stock · 5,968 shares

Expires not disclosed

F15 · derivative.exercise_price: N/A

F17 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F15 · derivative.exercise_date: N/A

F15 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:56 UTC
RANKIN ALISON AMember of a group
PurchaseClass B Common Stock · Derivative 5,968 $15.19 $90,629.45
Disclosure

SEC source: 0001127602-21-002562 · form4.xml · derivative · entry 20

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 7,858

Underlying: Class A Common Stock · 5,968 shares

Expires not disclosed

F15 · derivative.exercise_price: N/A

F17 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F15 · derivative.exercise_date: N/A

F15 · derivative.expiration_date: N/A

F2 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:56 UTC
RANKIN ALISON AMember of a group
PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002562 · form4.xml · derivative · entry 19

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F15 · derivative.exercise_price: N/A

F16 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F15 · derivative.exercise_date: N/A

F15 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:56 UTC
RANKIN ALISON AMember of a group
PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002562 · form4.xml · derivative · entry 18

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F15 · derivative.exercise_price: N/A

F16 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F15 · derivative.exercise_date: N/A

F15 · derivative.expiration_date: N/A

F2 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:56 UTC
RANKIN ALISON AMember of a group
PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002562 · form4.xml · nonDerivative · entry 2

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 2,191

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F3 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:56 UTC
RANKIN ALISON AMember of a group
PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002562 · form4.xml · nonDerivative · entry 1

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 2,191

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · derivative · entry 17

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 7,856

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F11 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F4 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · derivative · entry 16

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Son

Disclosed balance after: 7,856

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F11 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · derivative · entry 15

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 7,856

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F11 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F2 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass B Common Stock · Derivative 667 $15.19 $10,129.00
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · derivative · entry 14

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 1,889

Underlying: Class A Common Stock · 667 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F10 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F4 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass B Common Stock · Derivative 667 $15.19 $10,129.00
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · derivative · entry 13

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Son

Disclosed balance after: 1,889

Underlying: Class A Common Stock · 667 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F10 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass B Common Stock · Derivative 667 $15.19 $10,129.00
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · derivative · entry 12

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 1,889

Underlying: Class A Common Stock · 667 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F10 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F2 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass A Common Stock 2,192 $15.19 $33,287.49
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · nonDerivative · entry 3

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 2,192

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F4 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass A Common Stock 2,192 $15.19 $33,287.49
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · nonDerivative · entry 2

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Son

Disclosed balance after: 2,192

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F3 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:37 UTC
RANKIN CHLOE OMember of a Group
PurchaseClass A Common Stock 2,192 $15.19 $33,287.49
Disclosure

SEC source: 0001127602-21-002548 · form4.xml · nonDerivative · entry 1

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 2,192

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · ownership.nature: Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:46 UTC PurchaseClass B Common Stock · Derivative 5,968 $15.19 $90,629.45
Disclosure

SEC source: 0001127602-21-002558 · form4.xml · derivative · entry 4

BTR 2020 GST Trust f/b/o Elisabeth M. Rankin · CIK 0001837707 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates IV, L.P.

Disclosed balance after: 5,968

Underlying: Class A Common Stock · 5,968 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F4 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:46 UTC PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002558 · form4.xml · derivative · entry 3

BTR 2020 GST Trust f/b/o Elisabeth M. Rankin · CIK 0001837707 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates I, L.P.

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F3 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:46 UTC PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002558 · form4.xml · nonDerivative · entry 1

BTR 2020 GST Trust f/b/o Elisabeth M. Rankin · CIK 0001837707 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates II, L.P.

Disclosed balance after: 2,191

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:42 UTC PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002553 · form4.xml · derivative · entry 4

BTR 2020 GST Trust f/b/o Julia R. Kuipers · CIK 0001837688 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates IV, L.P.

Disclosed balance after: 5,967

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F4 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:42 UTC PurchaseClass B Common Stock · Derivative 667 $15.19 $10,129.00
Disclosure

SEC source: 0001127602-21-002553 · form4.xml · derivative · entry 3

BTR 2020 GST Trust f/b/o Julia R. Kuipers · CIK 0001837688 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates I, L.P.

Disclosed balance after: 1,889

Underlying: Class A Common Stock · 667 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F3 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:42 UTC PurchaseClass A Common Stock 2,192 $15.19 $33,287.49
Disclosure

SEC source: 0001127602-21-002553 · form4.xml · nonDerivative · entry 1

BTR 2020 GST Trust f/b/o Julia R. Kuipers · CIK 0001837688 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates II, L.P.

Disclosed balance after: 2,192

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:44 UTC PurchaseClass B Common Stock · Derivative 5,968 $15.19 $90,629.45
Disclosure

SEC source: 0001127602-21-002555 · form4.xml · derivative · entry 4

BTR 2020 GST Trust f/b/o Anne F. Rankin · CIK 0001837643 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates IV, L.P.

Disclosed balance after: 5,968

Underlying: Class A Common Stock · 5,968 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F4 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:44 UTC PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002555 · form4.xml · derivative · entry 3

BTR 2020 GST Trust f/b/o Anne F. Rankin · CIK 0001837643 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates I, L.P.

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F3 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:44 UTC PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002555 · form4.xml · nonDerivative · entry 1

BTR 2020 GST Trust f/b/o Anne F. Rankin · CIK 0001837643 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates II, L.P.

Disclosed balance after: 2,191

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:35 UTC
RANKIN CLAIBORNE RMember of a group
PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002546 · form4.xml · derivative · entry 17

RANKIN CLAIBORNE R · CIK 0001247952 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 7,856

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F12 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F4 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers.

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January 22, 2021 Filed Jan 26, 2021 19:35 UTC
RANKIN CLAIBORNE RMember of a group
PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002546 · form4.xml · derivative · entry 16

RANKIN CLAIBORNE R · CIK 0001247952 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Son

Disclosed balance after: 7,856

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F12 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:35 UTC
RANKIN CLAIBORNE RMember of a group
PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002546 · form4.xml · derivative · entry 15

RANKIN CLAIBORNE R · CIK 0001247952 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 7,856

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F12 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F2 · ownership.nature: Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.