NBR

SEC source: 0001127602-22-000690 · form4.xml · derivative · entry 10

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,284

Underlying: Common Stock · 55,284 shares

Expires not disclosed

F10 · derivative.exercise_price: Performance Share Units convert into common shares on a 1-for-1 basis.

F11 · kind: These Performance restricted stock units were earned by Mr. Petrello pursuant to his employment agreement based on the achievement of certain objectives for the year 2021, as determined on December 31, 2021, by the Compensation Committee. 196.66% of the target number of performance restricted stock units granted pursuant to the terms of Mr. Petrello's employment agreement were determined to have been earned. The number reported above reflects the number of earned performance restricted stock units that are payable in share-settled restricted stock units. The remaining 53,441 performance restricted stock units were settled in cash pursuant to the terms of the applicable award agreement. The Performance restricted stock units that settle in shares are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 4, 2022.

F11 · shares: These Performance restricted stock units were earned by Mr. Petrello pursuant to his employment agreement based on the achievement of certain objectives for the year 2021, as determined on December 31, 2021, by the Compensation Committee. 196.66% of the target number of performance restricted stock units granted pursuant to the terms of Mr. Petrello's employment agreement were determined to have been earned. The number reported above reflects the number of earned performance restricted stock units that are payable in share-settled restricted stock units. The remaining 53,441 performance restricted stock units were settled in cash pursuant to the terms of the applicable award agreement. The Performance restricted stock units that settle in shares are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 4, 2022.

F11 · derivative.exercise_date: These Performance restricted stock units were earned by Mr. Petrello pursuant to his employment agreement based on the achievement of certain objectives for the year 2021, as determined on December 31, 2021, by the Compensation Committee. 196.66% of the target number of performance restricted stock units granted pursuant to the terms of Mr. Petrello's employment agreement were determined to have been earned. The number reported above reflects the number of earned performance restricted stock units that are payable in share-settled restricted stock units. The remaining 53,441 performance restricted stock units were settled in cash pursuant to the terms of the applicable award agreement. The Performance restricted stock units that settle in shares are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 4, 2022.

F11 · derivative.expiration_date: These Performance restricted stock units were earned by Mr. Petrello pursuant to his employment agreement based on the achievement of certain objectives for the year 2021, as determined on December 31, 2021, by the Compensation Committee. 196.66% of the target number of performance restricted stock units granted pursuant to the terms of Mr. Petrello's employment agreement were determined to have been earned. The number reported above reflects the number of earned performance restricted stock units that are payable in share-settled restricted stock units. The remaining 53,441 performance restricted stock units were settled in cash pursuant to the terms of the applicable award agreement. The Performance restricted stock units that settle in shares are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 4, 2022.

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 9

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: Reflects the number of shares vesting on January 4, 2022 of the 55,284 earned Performance units settled in shares originally granted on January 4, 2021.

F9 · shares: Reflects the number of shares vesting on January 4, 2022 of the 55,284 earned Performance units settled in shares originally granted on January 4, 2021.

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 8

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,596

F8 · kind: Reflects the number of shares surrendered on January 4, 2022 to satisfy the tax withholding on the vesting of 18,428 shares of the 55,284 Performance restricted stock units originally granted on January 4, 2021. The remaining 11,176 vested shares were retained by the executive.

F8 · shares: Reflects the number of shares surrendered on January 4, 2022 to satisfy the tax withholding on the vesting of 18,428 shares of the 55,284 Performance restricted stock units originally granted on January 4, 2021. The remaining 11,176 vested shares were retained by the executive.

SEC source: 0001127602-22-000692 · form4.xml · nonDerivative · entry 5

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,822

F5 · kind: Reflects the number of shares surrendered on January 2, 2022 to satisfy the tax withholding on the vesting of 3,259 Performance restricted stock units of the 9,776 Performance restricted stock units earned on January 2, 2021. The remaining 2,349 vested Performance shares were retained by the executive.

F5 · shares: Reflects the number of shares surrendered on January 2, 2022 to satisfy the tax withholding on the vesting of 3,259 Performance restricted stock units of the 9,776 Performance restricted stock units earned on January 2, 2021. The remaining 2,349 vested Performance shares were retained by the executive.

SEC source: 0001127602-22-000692 · form4.xml · nonDerivative · entry 4

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,732

F4 · kind: Reflects the number of shares surrendered on January 2, 2022 to satisfy the tax withholding on the vesting of 2,832 shares of the 8,494 Performance shares originally granted on January 2, 2020. The remaining 2,118 vested shares were retained by the executive.

F4 · shares: Reflects the number of shares surrendered on January 2, 2022 to satisfy the tax withholding on the vesting of 2,832 shares of the 8,494 Performance shares originally granted on January 2, 2020. The remaining 2,118 vested shares were retained by the executive.

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 7

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,848

F7 · kind: Reflects the number of shares surrendered on January 2, 2022 to satisfy the tax withholding on the vesting of 17,260 Performance restricted stock units of the 51,779 Performance restricted stock units earned on January 2, 2021. The remaining 10,287 vested Performance shares were retained by the executive.

F7 · shares: Reflects the number of shares surrendered on January 2, 2022 to satisfy the tax withholding on the vesting of 17,260 Performance restricted stock units of the 51,779 Performance restricted stock units earned on January 2, 2021. The remaining 10,287 vested Performance shares were retained by the executive.

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 6

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,821

F6 · kind: Reflects the number of shares surrendered on January 2, 2022 to satisfy the tax withholding on the vesting of 16,999 shares of the 50,996 Performance shares originally granted on January 2, 2020. The remaining 10,309 vested shares were retained by the executive.

F6 · shares: Reflects the number of shares surrendered on January 2, 2022 to satisfy the tax withholding on the vesting of 16,999 shares of the 50,996 Performance shares originally granted on January 2, 2020. The remaining 10,309 vested shares were retained by the executive.

SEC source: 0001127602-22-000692 · form4.xml · nonDerivative · entry 3

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,446

F3 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2022 to December 31, 2024) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F3 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2022 to December 31, 2024) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 5

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,511

F5 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2022 to December 31, 2024) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F5 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2022 to December 31, 2024) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

SEC source: 0001127602-22-000692 · form4.xml · nonDerivative · entry 2

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,129

F2 · kind: Reflects the number of shares surrendered on December 31, 2021 to satisfy the tax withholding on the vesting of 5,179 TSR shares earned out of a total of 10,358 shares originally granted to Mr. Restrepo on January 2, 2019, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2019 and ending on December 31, 2021, as determined on December 31, 2021 by the Compensation Committee. The remaining 3,140 earned and vested shares were retained by the executive.

F2 · shares: Reflects the number of shares surrendered on December 31, 2021 to satisfy the tax withholding on the vesting of 5,179 TSR shares earned out of a total of 10,358 shares originally granted to Mr. Restrepo on January 2, 2019, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2019 and ending on December 31, 2021, as determined on December 31, 2021 by the Compensation Committee. The remaining 3,140 earned and vested shares were retained by the executive.

SEC source: 0001127602-22-000692 · form4.xml · nonDerivative · entry 1

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,168

F1 · kind: Represents the number of TSR shares forfeited on December 31, 2021, out of a total of 10,358 TSR shares originally granted to Mr. Restrepo on January 2, 2019, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2019 and ending on December 31, 2021, as determined on December 31, 2021, by the Compensation Committee of the Issuer's Board of Directors(the "Compensation Committee").

F1 · shares: Represents the number of TSR shares forfeited on December 31, 2021, out of a total of 10,358 TSR shares originally granted to Mr. Restrepo on January 2, 2019, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2019 and ending on December 31, 2021, as determined on December 31, 2021, by the Compensation Committee of the Issuer's Board of Directors(the "Compensation Committee").

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 4

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,206

F4 · kind: Reflects the number of shares surrendered on December 31, 2021 to satisfy the tax withholding on the vesting of 20,916 TSR shares earned out of a total of 41,832 shares originally granted to Mr. Petrello on January 2, 2019, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2019 and ending on December 31, 2021, as determined on December 31, 2021 by the Compensation Committee. The remaining 12,685 earned and vested shares were retained by the executive.

F4 · shares: Reflects the number of shares surrendered on December 31, 2021 to satisfy the tax withholding on the vesting of 20,916 TSR shares earned out of a total of 41,832 shares originally granted to Mr. Petrello on January 2, 2019, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2019 and ending on December 31, 2021, as determined on December 31, 2021 by the Compensation Committee. The remaining 12,685 earned and vested shares were retained by the executive.

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 3

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,438

F3 · kind: Represents the number of TSR shares forfeited on December 31, 2021, out of a total of 41,832 TSR shares originally granted to Mr. Petrello on January 2, 2019, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2019 and ending on December 31, 2021, as determined on December 31, 2021, by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee").

F3 · shares: Represents the number of TSR shares forfeited on December 31, 2021, out of a total of 41,832 TSR shares originally granted to Mr. Petrello on January 2, 2019, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2019 and ending on December 31, 2021, as determined on December 31, 2021, by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee").

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 2

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,354

F2 · kind: Reflects the number of shares surrendered on December 31, 2021 to satisfy the tax withholding on the vesting of 5 restricted shares out of the 15 restricted shares originally granted on December 31, 2018. The 2 vested shares remaining were retained by the executive.

F2 · shares: Reflects the number of shares surrendered on December 31, 2021 to satisfy the tax withholding on the vesting of 5 restricted shares out of the 15 restricted shares originally granted on December 31, 2018. The 2 vested shares remaining were retained by the executive.

SEC source: 0001127602-22-000690 · form4.xml · nonDerivative · entry 1

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 136,525

F1 · kind: These shares were donated to a charitable foundation.

SEC source: 0001127602-21-031194 · form4.xml · nonDerivative · entry 2

Kotts John P · CIK 0001582064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kotts Capital Holdings Limited Partnership

Disclosed balance after: 0

F1 · kind: The sale occurred in a private transaction in the open market.

F1 · shares: The sale occurred in a private transaction in the open market.

SEC source: 0001127602-21-031194 · form4.xml · nonDerivative · entry 1

Kotts John P · CIK 0001582064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,156

F1 · kind: The sale occurred in a private transaction in the open market.

F1 · shares: The sale occurred in a private transaction in the open market.

SEC source: 0001127602-21-026342 · form4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552

Underlying: Common Stock · 552 shares

Expires 2031-09-30

F1 · kind: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $67.9921 per share. The options are fully vested as of the date of grant, and have an exercise price of $96.48 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $67.9921 per share. The options are fully vested as of the date of grant, and have an exercise price of $96.48 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · price: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $67.9921 per share. The options are fully vested as of the date of grant, and have an exercise price of $96.48 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · derivative.underlying_shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $67.9921 per share. The options are fully vested as of the date of grant, and have an exercise price of $96.48 per share, which is the market price of Nabors' common shares on the date of grant.

SEC source: 0001127602-21-021402 · form4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411

Underlying: Common Stock · 411 shares

Expires 2031-06-30

F1 · kind: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $32,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $79.0138 per share. The options are fully vested as of the date of grant, and have an exercise price of $114.24 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $32,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $79.0138 per share. The options are fully vested as of the date of grant, and have an exercise price of $114.24 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · price: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $32,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $79.0138 per share. The options are fully vested as of the date of grant, and have an exercise price of $114.24 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · derivative.underlying_shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $32,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $79.0138 per share. The options are fully vested as of the date of grant, and have an exercise price of $114.24 per share, which is the market price of Nabors' common shares on the date of grant.

SEC source: 0001127602-21-019001 · form4.xml · nonDerivative · entry 1

CRANE JAMES R · CIK 0001007833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-019011 · form4.xml · nonDerivative · entry 1

YEARWOOD JOHN · CIK 0001381972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-019009 · form4.xml · nonDerivative · entry 1

Linn Michael C · CIK 0001349033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-019004 · form4.xml · nonDerivative · entry 1

Kotts John P · CIK 0001582064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,436

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-018996 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-018987 · form4.xml · nonDerivative · entry 1

Beder Tanya S · CIK 0001550533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,701

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-015593 · form4.xml · derivative · entry 3

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 3, 2021, the mandatory conversion date, each of the 900 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 123 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 and February 28, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on March 3, 2020.

F1 · shares: On May 3, 2021, the mandatory conversion date, each of the 900 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 123 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 and February 28, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on March 3, 2020.

F2 · derivative.exercise_date: Mandatory conversion date of May 3, 2021.

F2 · derivative.expiration_date: Mandatory conversion date of May 3, 2021.

F1 · derivative.underlying_shares: On May 3, 2021, the mandatory conversion date, each of the 900 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 123 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 and February 28, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on March 3, 2020.

SEC source: 0001127602-21-015593 · form4.xml · nonDerivative · entry 1

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 140,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 3, 2021, the mandatory conversion date, each of the 900 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 123 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 and February 28, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on March 3, 2020.

F1 · shares: On May 3, 2021, the mandatory conversion date, each of the 900 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 123 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 and February 28, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on March 3, 2020.

SEC source: 0001127602-21-015585 · form4.xml · derivative · entry 2

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 3, 2021, the mandatory conversion date, each of the 7,230 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 991 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on February 27, 2020.

F1 · shares: On May 3, 2021, the mandatory conversion date, each of the 7,230 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 991 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on February 27, 2020.

F2 · derivative.exercise_date: Mandatory conversion date of May 3, 2021.

F2 · derivative.expiration_date: Mandatory conversion date of May 3, 2021.

F1 · derivative.underlying_shares: On May 3, 2021, the mandatory conversion date, each of the 7,230 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 991 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on February 27, 2020.

SEC source: 0001127602-21-015585 · form4.xml · nonDerivative · entry 1

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 3, 2021, the mandatory conversion date, each of the 7,230 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 991 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on February 27, 2020.

F1 · shares: On May 3, 2021, the mandatory conversion date, each of the 7,230 shares of 6.00% Mandatory Convertible Preferred Shares, Series A (the "Preferred Shares"), held by the Reporting Person was automatically converted into 0.1372 of the Issuer's common shares, for a total of 991 common shares. The Reporting Person also received cash in lieu of fractional common shares pursuant to the mandatory conversion. The acquisition of the Preferred Shares on February 27, 2020 was originally inadvertently disclosed on Table I to a Form 4 filed on February 27, 2020.

SEC source: 0001127602-21-008135 · form4.xml · nonDerivative · entry 1

Andrews Mark D · CIK 0001414596 · CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,555

F1 · kind: The restricted stock award vests in four (4) equal annual installments beginning on the first anniversary of the date of the award.

F1 · shares: The restricted stock award vests in four (4) equal annual installments beginning on the first anniversary of the date of the award.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-007722 · form4.xml · nonDerivative · entry 2

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,357

F3 · kind: Reflects the number of shares surrendered on February 23, 2021 to satisfy the tax withholding on the vesting of 5,678 shares of the 17,036 performance shares originally granted on February 23, 2018. The remaining 3,442 vested shares were retained by the executive.

F2 · shares: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

F3 · shares: Reflects the number of shares surrendered on February 23, 2021 to satisfy the tax withholding on the vesting of 5,678 shares of the 17,036 performance shares originally granted on February 23, 2018. The remaining 3,442 vested shares were retained by the executive.

SEC source: 0001127602-21-007722 · form4.xml · nonDerivative · entry 1

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,593

F1 · kind: Reflects the number of shares surrendered on February 22, 2021 to satisfy the tax withholding on the vesting of 13,325 shares of the 39,975 performance shares originally granted on February 22, 2019. The remaining 8,081 vested shares were retained by the executive.

F1 · shares: Reflects the number of shares surrendered on February 22, 2021 to satisfy the tax withholding on the vesting of 13,325 shares of the 39,975 performance shares originally granted on February 22, 2019. The remaining 8,081 vested shares were retained by the executive.

F2 · shares: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000854 · form4.xml · nonDerivative · entry 3

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,356

F4 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2021 to December 31, 2023) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F4 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2021 to December 31, 2023) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000861 · form4.xml · nonDerivative · entry 6

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,837

F7 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2021 to December 31, 2023) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F7 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2021 to December 31, 2023) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000854 · form4.xml · nonDerivative · entry 2

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,822

F3 · kind: These Performance restricted share units were earned and granted to Mr. Restrepo pursuant to his employment agreement based on the achievement of certain objectives for the year 2020, as determined on December 31, 2020, by the Compensation Committee. The number of Performance restricted share units reported represents the maximum that was earned, which is 200% of the target number. The Performance restricted share units are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 2, 2020.

F2 · shares: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

F3 · shares: These Performance restricted share units were earned and granted to Mr. Restrepo pursuant to his employment agreement based on the achievement of certain objectives for the year 2020, as determined on December 31, 2020, by the Compensation Committee. The number of Performance restricted share units reported represents the maximum that was earned, which is 200% of the target number. The Performance restricted share units are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 2, 2020.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000854 · form4.xml · nonDerivative · entry 1

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,046

F1 · kind: Represents the number of TSR shares forfeited on January 2, 2021, out of a total of 4,200 TSR shares originally granted to Mr. Restrepo on January 2, 2018, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2018 and ending on December 31, 2020, as determined on December 31, 2020, by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee").

F1 · shares: Represents the number of TSR shares forfeited on January 2, 2021, out of a total of 4,200 TSR shares originally granted to Mr. Restrepo on January 2, 2018, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2018 and ending on December 31, 2020, as determined on December 31, 2020, by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee").

F2 · shares: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000861 · form4.xml · nonDerivative · entry 5

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,374

F6 · kind: Reflects the number of Performance restricted share units surrendered on January 2, 2021 to satisfy the tax withholding on the vesting of 17,260 Performance restricted share units of the 51,779 Performance restricted share units earned on January 2, 2021 out of the 52,632 Performance restricted share units that were originally granted on January 2, 2020. The remaining 10,475 vested Performance shares were retained by the executive.

F6 · shares: Reflects the number of Performance restricted share units surrendered on January 2, 2021 to satisfy the tax withholding on the vesting of 17,260 Performance restricted share units of the 51,779 Performance restricted share units earned on January 2, 2021 out of the 52,632 Performance restricted share units that were originally granted on January 2, 2020. The remaining 10,475 vested Performance shares were retained by the executive.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000861 · form4.xml · nonDerivative · entry 4

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,159

F5 · kind: These Performance restricted share units were earned and granted to Mr. Petrello pursuant to his employment agreement based on the achievement of certain objectives for the year 2020, as determined on December 31, 2020, by the Compensation Committee. The number of Performance restricted share units reported represents the actual amount that was earned, which is 196.76% of the target number. The Performance restricted share units are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 2, 2020.

F5 · shares: These Performance restricted share units were earned and granted to Mr. Petrello pursuant to his employment agreement based on the achievement of certain objectives for the year 2020, as determined on December 31, 2020, by the Compensation Committee. The number of Performance restricted share units reported represents the actual amount that was earned, which is 196.76% of the target number. The Performance restricted share units are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 2, 2020.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000861 · form4.xml · nonDerivative · entry 3

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,380

F4 · kind: Reflects the number of shares surrendered on January 2, 2021 to satisfy the tax withholding on the vesting of 16,999 shares of the 50,996 Performance shares originally granted on January 2, 2020. The remaining 10,059 vested shares were retained by the executive.

F4 · shares: Reflects the number of shares surrendered on January 2, 2021 to satisfy the tax withholding on the vesting of 16,999 shares of the 50,996 Performance shares originally granted on January 2, 2020. The remaining 10,059 vested shares were retained by the executive.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000861 · form4.xml · nonDerivative · entry 2

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,320

F3 · kind: Reflects the number of shares surrendered on December 31, 2020 to satisfy the tax withholding on the vesting of 5 restricted shares out of the 15 restricted shares originally granted on December 31, 2018. The 2 vested shares remaining were retained by the executive.

F2 · shares: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

F3 · shares: Reflects the number of shares surrendered on December 31, 2020 to satisfy the tax withholding on the vesting of 5 restricted shares out of the 15 restricted shares originally granted on December 31, 2018. The 2 vested shares remaining were retained by the executive.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-21-000861 · form4.xml · nonDerivative · entry 1

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 139,902

F1 · kind: These shares were donated to a charitable foundation.

F1 · shares: These shares were donated to a charitable foundation.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001127602-20-008633 · form4.xml · nonDerivative · entry 2

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 900

F1 · kind: 6.00% Mandatory Convertible Preferred Shares, Series A, convertible into Common Stock on or about May 1, 2021 at a floating conversion rate. The purchases occurred in private transactions in the open market.

F1 · shares: 6.00% Mandatory Convertible Preferred Shares, Series A, convertible into Common Stock on or about May 1, 2021 at a floating conversion rate. The purchases occurred in private transactions in the open market.

SEC source: 0001127602-20-008151 · form4.xml · nonDerivative · entry 2

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,230

F2 · kind: 6.00% Mandatory Convertible Preferred Shares, Series A, convertible into Common Stock on or about May 1, 2021 at a floating conversion rate. The purchase occurred in a private transaction in the open market.

F2 · shares: 6.00% Mandatory Convertible Preferred Shares, Series A, convertible into Common Stock on or about May 1, 2021 at a floating conversion rate. The purchase occurred in a private transaction in the open market.

SEC source: 0001127602-20-008633 · form4.xml · nonDerivative · entry 1

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 200

F1 · kind: 6.00% Mandatory Convertible Preferred Shares, Series A, convertible into Common Stock on or about May 1, 2021 at a floating conversion rate. The purchases occurred in private transactions in the open market.

F1 · shares: 6.00% Mandatory Convertible Preferred Shares, Series A, convertible into Common Stock on or about May 1, 2021 at a floating conversion rate. The purchases occurred in private transactions in the open market.

SEC source: 0001127602-20-008151 · form4.xml · nonDerivative · entry 1

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107,269

F1 · kind: The purchase occurred in a private transaction in the open market.

F1 · shares: The purchase occurred in a private transaction in the open market.

SEC source: 0001127602-20-007711 · form4.xml · nonDerivative · entry 2

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,643,707

F2 · kind: Reflects the number of shares surrendered on February 23, 2020 to satisfy the tax withholding on the vesting of 283,921 shares of the 851,763 performance shares originally granted on February 23, 2018. The remaining 172,197 vested shares were retained by the executive.

F2 · shares: Reflects the number of shares surrendered on February 23, 2020 to satisfy the tax withholding on the vesting of 283,921 shares of the 851,763 performance shares originally granted on February 23, 2018. The remaining 172,197 vested shares were retained by the executive.

SEC source: 0001127602-20-007711 · form4.xml · nonDerivative · entry 1

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,755,431

F1 · kind: Reflects the number of shares surrendered on February 22, 2020 to satisfy the tax withholding on the vesting of 666,228 shares of the 1,998,684 performance shares originally granted on February 22, 2019. The remaining 404,066 vested shares were retained by the executive.

F1 · shares: Reflects the number of shares surrendered on February 22, 2020 to satisfy the tax withholding on the vesting of 666,228 shares of the 1,998,684 performance shares originally granted on February 22, 2019. The remaining 404,066 vested shares were retained by the executive.

SEC source: 0001127602-20-007348 · form4.xml · nonDerivative · entry 1

Andrews Mark D · CIK 0001414596 · CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,128

F1 · kind: The restricted stock award vests in four (4) equal annual installments beginning on the first anniversary of the date of the award.

F1 · shares: The restricted stock award vests in four (4) equal annual installments beginning on the first anniversary of the date of the award.

SEC source: 0001127602-20-006514 · form4.xml · nonDerivative · entry 1

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,017,593

F1 · kind: Reflects the number of shares surrendered on February 17, 2020 to satisfy the tax withholding on the vesting of 127,141 shares of the 381,424 performance shares originally granted on February 17, 2017. The remaining 77,110 vested shares were retained by the executive.

F1 · shares: Reflects the number of shares surrendered on February 17, 2020 to satisfy the tax withholding on the vesting of 127,141 shares of the 381,424 performance shares originally granted on February 17, 2017. The remaining 77,110 vested shares were retained by the executive.

SEC source: 0001127602-20-000953 · form4.xml · nonDerivative · entry 5

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,067,624

F5 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2020 to December 31, 2022) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F5 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2020 to December 31, 2022) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.