NBR

SEC source: 0001127602-24-017997 · form4.xml · nonDerivative · entry 1

YEARWOOD JOHN · CIK 0001381972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,757

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-24-017989 · form4.xml · nonDerivative · entry 1

Linn Michael C · CIK 0001349033 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,336

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-24-017985 · form4.xml · nonDerivative · entry 1

Kotts John P · CIK 0001582064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,738

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-24-017980 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,807

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-24-017978 · form4.xml · nonDerivative · entry 1

Beder Tanya S · CIK 0001550533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,258

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-24-006063 · form4.xml · nonDerivative · entry 2

Andrews Mark D · CIK 0001414596 · CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,571

F2 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2024 to December 31, 2026) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F2 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2024 to December 31, 2026) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

SEC source: 0001127602-24-006063 · form4.xml · nonDerivative · entry 1

Andrews Mark D · CIK 0001414596 · CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,072

F1 · kind: The restricted stock award is scheduled to vest in four (4) equal annual installments beginning on the first anniversary of the date of the award.

F1 · shares: The restricted stock award is scheduled to vest in four (4) equal annual installments beginning on the first anniversary of the date of the award.

SEC source: 0001127602-24-000621 · form4.xml · derivative · entry 14

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F7 · kind: Reflects the number of shares vesting on January 2, 2024 of the 10,267 earned Performance units settled in shares originally granted on January 4, 2021.

F7 · shares: Reflects the number of shares vesting on January 2, 2024 of the 10,267 earned Performance units settled in shares originally granted on January 4, 2021.

F9 · derivative.exercise_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F9 · derivative.expiration_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-24-000621 · form4.xml · derivative · entry 13

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,212

Underlying: Common Stock · 539 shares

Expires 2026-06-11

F12 · kind: Reflects the number of warrants surrendered on January 2, 2024 to satisfy the tax withholding on the vesting of 1,369 warrants distributed on January 2, 2024 related to vesting of Performance restricted stock units on January 2, 2024 by Mr. Restrepo and distributed pursuant to the terms of the applicable award agreement. The 830 vested warrants remaining were retained by Mr. Restrepo.

F12 · shares: Reflects the number of warrants surrendered on January 2, 2024 to satisfy the tax withholding on the vesting of 1,369 warrants distributed on January 2, 2024 related to vesting of Performance restricted stock units on January 2, 2024 by Mr. Restrepo and distributed pursuant to the terms of the applicable award agreement. The 830 vested warrants remaining were retained by Mr. Restrepo.

SEC source: 0001127602-24-000621 · form4.xml · derivative · entry 12

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,751

Underlying: Common Stock · 1,369 shares

Expires 2026-06-11

F11 · kind: These warrants were earned in connection with the vesting of Performance restricted stock units on January 2, 2024 by Mr. Restrepo and distributed pursuant to the terms of the applicable award agreements as determined by the Compensation Committee on December 31, 2023.

F11 · shares: These warrants were earned in connection with the vesting of Performance restricted stock units on January 2, 2024 by Mr. Restrepo and distributed pursuant to the terms of the applicable award agreements as determined by the Compensation Committee on December 31, 2023.

SEC source: 0001127602-24-000621 · form4.xml · nonDerivative · entry 8

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,835

F8 · kind: Reflects the number of shares surrendered on January 2, 2024 to satisfy the tax withholding on the vesting of 3,422 shares of the 10,267 Performance restricted stock units originally granted on January 4, 2021. The remaining 2,075 vested shares were retained by Mr. Restrepo.

F8 · shares: Reflects the number of shares surrendered on January 2, 2024 to satisfy the tax withholding on the vesting of 3,422 shares of the 10,267 Performance restricted stock units originally granted on January 4, 2021. The remaining 2,075 vested shares were retained by Mr. Restrepo.

SEC source: 0001127602-24-000621 · form4.xml · nonDerivative · entry 7

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Reflects the number of shares vesting on January 2, 2024 of the 10,267 earned Performance units settled in shares originally granted on January 4, 2021.

F7 · shares: Reflects the number of shares vesting on January 2, 2024 of the 10,267 earned Performance units settled in shares originally granted on January 4, 2021.

SEC source: 0001127602-24-000621 · form4.xml · nonDerivative · entry 6

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,760

F6 · kind: Represents the number of TSR shares forfeited on January 2, 2024, out of a total of 20,534 TSR shares originally granted to Mr. Restrepo on January 4, 2021, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2021 and ending on December 31, 2023, as determined on December 31, 2023, by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee").

F6 · shares: Represents the number of TSR shares forfeited on January 2, 2024, out of a total of 20,534 TSR shares originally granted to Mr. Restrepo on January 4, 2021, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2021 and ending on December 31, 2023, as determined on December 31, 2023, by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee").

SEC source: 0001127602-24-000615 · form4.xml · derivative · entry 16

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F6 · shares: Reflects the number of shares vesting on January 2, 2024 of the 55,284 earned Performance restricted stock units settled in shares originally granted on January 4, 2021.

F9 · derivative.exercise_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F9 · derivative.expiration_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-24-000615 · form4.xml · derivative · entry 15

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,371

Underlying: Common Stock · 7,371 shares

Expires 2026-06-11

F12 · kind: These warrants were earned and distributed in connection with the vesting of Performance restricted stock units on January 2, 2024 by Mr. Petrello pursuant to the terms of the applicable award agreement as determined by the Compensation Committee on December 31, 2023.

F12 · shares: These warrants were earned and distributed in connection with the vesting of Performance restricted stock units on January 2, 2024 by Mr. Petrello pursuant to the terms of the applicable award agreement as determined by the Compensation Committee on December 31, 2023.

SEC source: 0001127602-24-000615 · form4.xml · derivative · entry 14

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,470

Underlying: Common Stock · 2,901 shares

Expires 2026-06-11

F11 · kind: Reflects the number of warrants surrendered on January 2, 2024 to satisfy the tax withholding on the vesting of 7,371 warrants distributed on January 2, 2024 related to vesting of Performance restricted stock units on January 2, 2024 by Mr. Petrello and distributed pursuant to the terms of the applicable award agreement. The 4,470 vested warrants remaining were retained by Mr. Petrello.

F11 · shares: Reflects the number of warrants surrendered on January 2, 2024 to satisfy the tax withholding on the vesting of 7,371 warrants distributed on January 2, 2024 related to vesting of Performance restricted stock units on January 2, 2024 by Mr. Petrello and distributed pursuant to the terms of the applicable award agreement. The 4,470 vested warrants remaining were retained by Mr. Petrello.

SEC source: 0001127602-24-000615 · form4.xml · nonDerivative · entry 9

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,990

F8 · kind: Represents the number of TSR shares forfeited on January 2, 2024, out of a total of 41,463 TSR shares originally granted to Mr. Petrello on January 4, 2021, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2021 and ending on December 31, 2023, as determined on December 31, 2023, by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee").

F8 · shares: Represents the number of TSR shares forfeited on January 2, 2024, out of a total of 41,463 TSR shares originally granted to Mr. Petrello on January 4, 2021, based on the Issuer's relative total shareholder return as compared to a peer group of companies during the three-year performance period beginning on January 1, 2021 and ending on December 31, 2023, as determined on December 31, 2023, by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee").

SEC source: 0001127602-24-000615 · form4.xml · nonDerivative · entry 8

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,453

F7 · kind: Reflects the number of shares surrendered on January 2, 2024 to satisfy the tax withholding on the vesting of 18,428 shares of the 55,284 Performance restricted stock units originally granted on January 4, 2021. The remaining 11,176 vested shares were retained by Mr. Petrello.

F7 · shares: Reflects the number of shares surrendered on January 2, 2024 to satisfy the tax withholding on the vesting of 18,428 shares of the 55,284 Performance restricted stock units originally granted on January 4, 2021. The remaining 11,176 vested shares were retained by Mr. Petrello.

SEC source: 0001127602-24-000615 · form4.xml · nonDerivative · entry 7

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Reflects the number of shares vesting on January 2, 2024 of the 55,284 earned Performance restricted stock units settled in shares originally granted on January 4, 2021.

F6 · shares: Reflects the number of shares vesting on January 2, 2024 of the 55,284 earned Performance restricted stock units settled in shares originally granted on January 4, 2021.

SEC source: 0001127602-24-000621 · form4.xml · derivative · entry 11

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,886

Underlying: Common Stock · 2,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F2 · kind: Reflects the number of shares vesting on January 1, 2024 in respect of the 8,659 earned and vested Performance units originally granted on January 1, 2022.

F2 · shares: Reflects the number of shares vesting on January 1, 2024 in respect of the 8,659 earned and vested Performance units originally granted on January 1, 2022.

F9 · derivative.exercise_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F9 · derivative.expiration_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-24-000621 · form4.xml · derivative · entry 10

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F1 · kind: Reflects the number of shares vesting on January 1, 2024 in respect of the 3,225 earned and vested Performance units originally granted on January 1, 2023.

F1 · shares: Reflects the number of shares vesting on January 1, 2024 in respect of the 3,225 earned and vested Performance units originally granted on January 1, 2023.

F9 · derivative.exercise_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F9 · derivative.expiration_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-24-000621 · form4.xml · derivative · entry 9

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,225

Underlying: Common Stock · 3,225 shares

Expires not disclosed

F9 · derivative.exercise_price: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F10 · kind: These Performance restricted stock units were earned by Mr. Restrepo pursuant to his employment agreement based on the achievement of certain objectives for the year 2023, as determined on December 31, 2023, by the Compensation Committee. 126.5% of the target number of performance restricted stock units granted pursuant to the terms of Mr. Restrepo's employment agreement were determined to have been earned to date. The number reported above reflects the number of earned performance restricted stock units that are payable in share-settled restricted stock units. The remaining 3,224 performance restricted stock units were settled in cash pursuant to the terms of the applicable award agreement. The Performance restricted stock units that settle in shares are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 1, 2024.

F10 · shares: These Performance restricted stock units were earned by Mr. Restrepo pursuant to his employment agreement based on the achievement of certain objectives for the year 2023, as determined on December 31, 2023, by the Compensation Committee. 126.5% of the target number of performance restricted stock units granted pursuant to the terms of Mr. Restrepo's employment agreement were determined to have been earned to date. The number reported above reflects the number of earned performance restricted stock units that are payable in share-settled restricted stock units. The remaining 3,224 performance restricted stock units were settled in cash pursuant to the terms of the applicable award agreement. The Performance restricted stock units that settle in shares are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 1, 2024.

F9 · derivative.exercise_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F9 · derivative.expiration_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-24-000621 · form4.xml · nonDerivative · entry 5

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,294

F5 · kind: Reflects the number of shares surrendered on January 1, 2024 to satisfy the tax withholding on the vesting and issuance of 1,075 shares of the 3,225 Performance restricted stock units originally granted on January 1, 2023. The remaining 651 vested shares were retained by the executive.

F5 · shares: Reflects the number of shares surrendered on January 1, 2024 to satisfy the tax withholding on the vesting and issuance of 1,075 shares of the 3,225 Performance restricted stock units originally granted on January 1, 2023. The remaining 651 vested shares were retained by the executive.

SEC source: 0001127602-24-000621 · form4.xml · nonDerivative · entry 4

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,718

F4 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2024 to December 31, 2026) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F4 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2024 to December 31, 2026) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

SEC source: 0001127602-24-000621 · form4.xml · nonDerivative · entry 3

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,743

F3 · kind: Reflects the number of shares surrendered on January 1, 2024 to satisfy the tax withholding on the vesting and issuance of 2,887 shares of the 8,659 Performance restricted stock units originally granted on January 1, 2022. The remaining 1,935 vested shares were retained by the executive.

F3 · shares: Reflects the number of shares surrendered on January 1, 2024 to satisfy the tax withholding on the vesting and issuance of 2,887 shares of the 8,659 Performance restricted stock units originally granted on January 1, 2022. The remaining 1,935 vested shares were retained by the executive.

SEC source: 0001127602-24-000621 · form4.xml · nonDerivative · entry 2

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the number of shares vesting on January 1, 2024 in respect of the 8,659 earned and vested Performance units originally granted on January 1, 2022.

F2 · shares: Reflects the number of shares vesting on January 1, 2024 in respect of the 8,659 earned and vested Performance units originally granted on January 1, 2022.

SEC source: 0001127602-24-000621 · form4.xml · nonDerivative · entry 1

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the number of shares vesting on January 1, 2024 in respect of the 3,225 earned and vested Performance units originally granted on January 1, 2023.

F1 · shares: Reflects the number of shares vesting on January 1, 2024 in respect of the 3,225 earned and vested Performance units originally granted on January 1, 2023.

SEC source: 0001127602-24-000615 · form4.xml · derivative · entry 12

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,469

Underlying: Common Stock · 13,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F2 · shares: Reflects the number of shares vesting on January 1, 2024 in respect of the 40,406 earned and vested Performance restricted stock units originally granted on January 1, 2022.

F9 · derivative.exercise_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F9 · derivative.expiration_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-24-000615 · form4.xml · derivative · entry 11

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,032

Underlying: Common Stock · 5,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F1 · shares: Reflects the number of shares vesting on January 1, 2024 in respect of the 15,048 earned and vested Performance restricted stock units originally granted on January 1, 2023.

F9 · derivative.exercise_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F9 · derivative.expiration_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-24-000615 · form4.xml · derivative · entry 10

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,048

Underlying: Common Stock · 15,048 shares

Expires not disclosed

F9 · derivative.exercise_price: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F10 · kind: These Performance restricted stock units were earned by Mr. Petrello pursuant to his employment agreement based on the achievement of certain objectives for the year 2023, as determined on December 31, 2023, by the Compensation Committee. 126.5% of the target number of performance restricted stock units granted pursuant to the terms of Mr. Petrello's employment agreement were determined to have been earned. The number reported above reflects the number of earned performance restricted stock units that are payable in share-settled restricted stock units. The remaining 15,048 performance restricted stock units were settled in cash pursuant to the terms of the applicable award agreement. The Performance restricted stock units that settle in shares are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 1, 2024.

F10 · shares: These Performance restricted stock units were earned by Mr. Petrello pursuant to his employment agreement based on the achievement of certain objectives for the year 2023, as determined on December 31, 2023, by the Compensation Committee. 126.5% of the target number of performance restricted stock units granted pursuant to the terms of Mr. Petrello's employment agreement were determined to have been earned. The number reported above reflects the number of earned performance restricted stock units that are payable in share-settled restricted stock units. The remaining 15,048 performance restricted stock units were settled in cash pursuant to the terms of the applicable award agreement. The Performance restricted stock units that settle in shares are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the date of grant, January 1, 2024.

F9 · derivative.exercise_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

F9 · derivative.expiration_date: Performance restricted stock units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-24-000615 · form4.xml · nonDerivative · entry 6

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,277

F5 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2024 to December 31, 2026) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F5 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2024 to December 31, 2026) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned, which is 200% of the target number. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

SEC source: 0001127602-24-000615 · form4.xml · nonDerivative · entry 5

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,821

F4 · kind: Reflects the number of shares surrendered on January 1, 2024 to satisfy the tax withholding on the vesting and issuance of 13,468 shares of the 40,406 Performance restricted stock units originally granted on January 1, 2022. The remaining 8,168 vested performance shares were retained by Mr. Petrello.

F4 · shares: Reflects the number of shares surrendered on January 1, 2024 to satisfy the tax withholding on the vesting and issuance of 13,468 shares of the 40,406 Performance restricted stock units originally granted on January 1, 2022. The remaining 8,168 vested performance shares were retained by Mr. Petrello.

SEC source: 0001127602-24-000615 · form4.xml · nonDerivative · entry 4

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,121

F3 · kind: Reflects the number of shares surrendered on January 1, 2024 to satisfy the tax withholding on the vesting and issuance of 5,016 shares of the 15,048 Performance restricted stock units originally granted on January 1, 2023. The remaining 3,042 vested performance shares were retained by Mr. Petrello.

F3 · shares: Reflects the number of shares surrendered on January 1, 2024 to satisfy the tax withholding on the vesting and issuance of 5,016 shares of the 15,048 Performance restricted stock units originally granted on January 1, 2023. The remaining 3,042 vested performance shares were retained by Mr. Petrello.

SEC source: 0001127602-24-000615 · form4.xml · nonDerivative · entry 3

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the number of shares vesting on January 1, 2024 in respect of the 40,406 earned and vested Performance restricted stock units originally granted on January 1, 2022.

F2 · shares: Reflects the number of shares vesting on January 1, 2024 in respect of the 40,406 earned and vested Performance restricted stock units originally granted on January 1, 2022.

SEC source: 0001127602-24-000615 · form4.xml · nonDerivative · entry 2

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the number of shares vesting on January 1, 2024 in respect of the 15,048 earned and vested Performance restricted stock units originally granted on January 1, 2023.

F1 · shares: Reflects the number of shares vesting on January 1, 2024 in respect of the 15,048 earned and vested Performance restricted stock units originally granted on January 1, 2023.

SEC source: 0001127602-23-023727 · form4.xml · nonDerivative · entry 1

Kotts John P · CIK 0001582064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,787

F1 · kind: The sale occurred in a private transaction in the open market.

F1 · shares: The sale occurred in a private transaction in the open market.

F1 · price: The sale occurred in a private transaction in the open market.

SEC source: 0001127602-23-018299 · form4.xml · nonDerivative · entry 1

CRANE JAMES R · CIK 0001007833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,385

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-23-018317 · form4.xml · nonDerivative · entry 1

YEARWOOD JOHN · CIK 0001381972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,806

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-23-018311 · form4.xml · nonDerivative · entry 1

Linn Michael C · CIK 0001349033 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,385

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-23-018306 · form4.xml · nonDerivative · entry 1

Kotts John P · CIK 0001582064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,762

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-23-018281 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,856

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-23-018264 · form4.xml · nonDerivative · entry 1

Beder Tanya S · CIK 0001550533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,307

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-23-006041 · form4.xml · derivative · entry 1

Kotts John P · CIK 0001582064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160 shares

Expires 2026-06-11

F1 · kind: The sale occurred in a private transaction in the open market.

F1 · shares: The sale occurred in a private transaction in the open market.

SEC source: 0001127602-23-005713 · form4.xml · nonDerivative · entry 2

Andrews Mark D · CIK 0001414596 · CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010

F2 · kind: The restricted stock award vests in four (4) equal annual installments beginning on the first anniversary of the date of the award.

F2 · shares: The restricted stock award vests in four (4) equal annual installments beginning on the first anniversary of the date of the award.

SEC source: 0001127602-23-005713 · form4.xml · nonDerivative · entry 1

Andrews Mark D · CIK 0001414596 · CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,101

F1 · kind: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2023 to December 31, 2025) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

F1 · shares: Represents an award of TSR shares that will only vest at the end of a three-year performance period (January 1, 2023 to December 31, 2025) based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of shares reported represents the maximum that may be earned. No number of shares is guaranteed to vest and the actual number of shares that will vest at the end of the performance period may be anywhere from zero to the amount stated.

SEC source: 0001127602-23-000694 · form4.xml · derivative · entry 14

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,382

Underlying: Common Stock · 1,368 shares

Expires 2026-06-11

F14 · kind: These warrants were earned in connection with the vesting of Performance restricted stock units on January 4, 2023 by Mr. Restrepo and distributed pursuant to the terms of the applicable award agreements as determined by the Compensation Committee on December 31, 2022.

F14 · shares: These warrants were earned in connection with the vesting of Performance restricted stock units on January 4, 2023 by Mr. Restrepo and distributed pursuant to the terms of the applicable award agreements as determined by the Compensation Committee on December 31, 2022.

SEC source: 0001127602-23-000694 · form4.xml · derivative · entry 13

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,422

Underlying: Common Stock · 3,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Performance Share Units convert into common shares on a 1-for-1 basis.

F13 · kind: Reflects the number of shares vesting on January 4, 2023 of the 10,267 earned Performance units settled in shares originally granted on January 4, 2021.

F13 · shares: Reflects the number of shares vesting on January 4, 2023 of the 10,267 earned Performance units settled in shares originally granted on January 4, 2021.

F10 · derivative.exercise_date: Performance Share Units convert into common shares on a 1-for-1 basis.

F10 · derivative.expiration_date: Performance Share Units convert into common shares on a 1-for-1 basis.

SEC source: 0001127602-23-000694 · form4.xml · nonDerivative · entry 9

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,733

F9 · kind: Reflects the number of shares surrendered on January 4, 2023 to satisfy the tax withholding on the vesting of 3,423 shares of the 10,267 Performance restricted stock units originally granted on January 4, 2021. The remaining 2,076 vested shares were retained by Mr. Restrepo.

F9 · shares: Reflects the number of shares surrendered on January 4, 2023 to satisfy the tax withholding on the vesting of 3,423 shares of the 10,267 Performance restricted stock units originally granted on January 4, 2021. The remaining 2,076 vested shares were retained by Mr. Restrepo.

SEC source: 0001127602-23-000694 · form4.xml · nonDerivative · entry 8

Restrepo William J · CIK 0001334321 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Reflects the number of shares vesting on January 4, 2023 of the 10,267 earned Performance units settled in shares originally granted on January 4, 2021.

F8 · shares: Reflects the number of shares vesting on January 4, 2023 of the 10,267 earned Performance units settled in shares originally granted on January 4, 2021.

SEC source: 0001127602-23-000686 · form4.xml · derivative · entry 18

PETRELLO ANTHONY G · CIK 0001195669 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,655

Underlying: Common Stock · 2,901 shares

Expires 2026-06-11

F15 · kind: Reflects the number of warrants surrendered on January 4, 2023 to satisfy the tax withholding on the vesting of 7,371 warrants distributed on January 4, 2023 related to vesting of Performance restricted stock units on January 4, 2023 by Mr. Petrello and distributed pursuant to the terms of the applicable award agreement. The 4,470 vested warrants remaining were retained by Mr. Petrello.

F15 · shares: Reflects the number of warrants surrendered on January 4, 2023 to satisfy the tax withholding on the vesting of 7,371 warrants distributed on January 4, 2023 related to vesting of Performance restricted stock units on January 4, 2023 by Mr. Petrello and distributed pursuant to the terms of the applicable award agreement. The 4,470 vested warrants remaining were retained by Mr. Petrello.