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Nasdaq · USD

NBIX

NEUROCRINE BIOSCIENCES INC

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Tapewire entity
2655
SEC CIK
0000914475
Parsed reports
676

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202504
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 2026015
Jul 202606
Aug 202600
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2024 Filed Aug 5, 2024 21:18 UTC
Lippoldt DarinChief Legal Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 2,996 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0000914475-24-000185 · wk-form4_1722892706.xml · derivative · entry 3

Lippoldt Darin · CIK 0001504783 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,372

Underlying: Common Stock · 2,996 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents option of which 1/48th of the shares underlying the option becomes vested and exercisable on February 28, 2022 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:18 UTC
Lippoldt DarinChief Legal Officer
SaleCommon Stock 2,996 $154.01 $461,422.95
Disclosure

SEC source: 0000914475-24-000185 · wk-form4_1722892706.xml · nonDerivative · entry 2

Lippoldt Darin · CIK 0001504783 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,740

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2023. Additionally, Issuer policy restricts the Reporting Person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $150.07 to $154.50. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:18 UTC
Lippoldt DarinChief Legal Officer
Exercise / conversionCommon Stock 2,996 $79.02 $236,743.92
Disclosure

SEC source: 0000914475-24-000185 · wk-form4_1722892706.xml · nonDerivative · entry 1

Lippoldt Darin · CIK 0001504783 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:12 UTC
Cooke JulieChief Human Resources Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 900 $0.00 Strike: $61.82 $0.00
Disclosure

SEC source: 0000914475-24-000176 · wk-form4_1721337128.xml · derivative · entry 3

Cooke Julie · CIK 0001776977 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,632

Underlying: Common Stock · 900 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents option of which 1/4th of the shares underlying the option becomes vested and exercisable on October 2, 2018 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:12 UTC
Cooke JulieChief Human Resources Officer
SaleCommon Stock 900 $150.04 $135,036.00
Disclosure

SEC source: 0000914475-24-000176 · wk-form4_1721337128.xml · nonDerivative · entry 2

Cooke Julie · CIK 0001776977 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,202

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.18. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: 16,538 of the reported shares are held by the Cooke Family Trust of 2004 U/A 12/28/2004, of which the Reporting Person has voting and investment power

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:12 UTC
Cooke JulieChief Human Resources Officer
Exercise / conversionCommon Stock 900 $61.82 $55,638.00
Disclosure

SEC source: 0000914475-24-000176 · wk-form4_1721337128.xml · nonDerivative · entry 1

Cooke Julie · CIK 0001776977 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:00 UTC
Delaet IngridChief Regulatory Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 1,557 $0.00 Strike: $103.52 $0.00
Disclosure

SEC source: 0000914475-24-000174 · wk-form4_1721336394.xml · derivative · entry 7

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,092

Underlying: Common Stock · 1,557 shares

Expires 2033-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents option of which 1/48th of the shares underlying the option becomes vested and exercisable on March 13, 2023 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:00 UTC
Delaet IngridChief Regulatory Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 400 $0.00 Strike: $103.52 $0.00
Disclosure

SEC source: 0000914475-24-000174 · wk-form4_1721336394.xml · derivative · entry 6

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,649

Underlying: Common Stock · 400 shares

Expires 2033-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents option of which 1/48th of the shares underlying the option becomes vested and exercisable on March 13, 2023 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:00 UTC
Delaet IngridChief Regulatory Officer
SaleCommon Stock 900 $150.04 $135,036.00
Disclosure

SEC source: 0000914475-24-000174 · wk-form4_1721336394.xml · nonDerivative · entry 5

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,607

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2023

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.18. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:00 UTC
Delaet IngridChief Regulatory Officer
SaleCommon Stock 1,557 $150.00 $233,550.00
Disclosure

SEC source: 0000914475-24-000174 · wk-form4_1721336394.xml · nonDerivative · entry 4

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,507

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2023

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:00 UTC
Delaet IngridChief Regulatory Officer
Exercise / conversionCommon Stock 1,557 $103.52 $161,180.64
Disclosure

SEC source: 0000914475-24-000174 · wk-form4_1721336394.xml · nonDerivative · entry 3

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:00 UTC
Delaet IngridChief Regulatory Officer
SaleCommon Stock 400 $150.10 $60,041.00
Disclosure

SEC source: 0000914475-24-000174 · wk-form4_1721336394.xml · nonDerivative · entry 2

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,507

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2023

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $150.05 to $150.21. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:00 UTC
Delaet IngridChief Regulatory Officer
Exercise / conversionCommon Stock 400 $103.52 $41,408.00
Disclosure

SEC source: 0000914475-24-000174 · wk-form4_1721336394.xml · nonDerivative · entry 1

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:54 UTC
LYONS GARY ADirector
Exercise / conversionNon-Qualified Stock Option · Derivative 930 $0.00 Strike: $42.76 $0.00
Disclosure

SEC source: 0000914475-24-000172 · wk-form4_1721336035.xml · derivative · entry 3

LYONS GARY A · CIK 0001123343 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,570

Underlying: Common Stock · 930 shares

Expires 2025-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted May 28, 2015 and vested in 12 equal monthly installments beginning June 28, 2015. These options will expire ten years from the date of grant on May 28, 2025.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:54 UTC
LYONS GARY ADirector
SaleCommon Stock 930 $150.03 $139,530.23
Disclosure

SEC source: 0000914475-24-000172 · wk-form4_1721336035.xml · nonDerivative · entry 2

LYONS GARY A · CIK 0001123343 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,047

F2 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2024

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.18. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F1 · balance_after: 113,064 of the reported shares are held by the Gary A. Lyons Revocable Living Trust U/A 6/8/12, of which the Reporting Person has voting and investment power.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:54 UTC
LYONS GARY ADirector
Exercise / conversionCommon Stock 930 $42.76 $39,766.80
Disclosure

SEC source: 0000914475-24-000172 · wk-form4_1721336035.xml · nonDerivative · entry 1

LYONS GARY A · CIK 0001123343 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 113,064 of the reported shares are held by the Gary A. Lyons Revocable Living Trust U/A 6/8/12, of which the Reporting Person has voting and investment power.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:45 UTC
ABERNETHY MATTChief Financial Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 900 $0.00 Strike: $73.60 $0.00
Disclosure

SEC source: 0000914475-24-000170 · wk-form4_1721335504.xml · derivative · entry 3

ABERNETHY MATT · CIK 0001724097 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,100

Underlying: Common Stock · 900 shares

Expires 2027-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option granted December 1, 2017 and vested at 25% upon first anniversary (December 1, 2018) and remaining 75% vesting in 36 equal monthly installments beginning January 1, 2019.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:45 UTC
ABERNETHY MATTChief Financial Officer
SaleCommon Stock 900 $150.04 $135,036.99
Disclosure

SEC source: 0000914475-24-000170 · wk-form4_1721335504.xml · nonDerivative · entry 2

ABERNETHY MATT · CIK 0001724097 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,528

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2024. Additionally, Issuer policy restricts the Reporting Person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.18. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:45 UTC
ABERNETHY MATTChief Financial Officer
Exercise / conversionCommon Stock 900 $73.60 $66,240.00
Disclosure

SEC source: 0000914475-24-000170 · wk-form4_1721335504.xml · nonDerivative · entry 1

ABERNETHY MATT · CIK 0001724097 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:41 UTC
Lippoldt DarinChief Legal Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 7,004 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0000914475-24-000168 · wk-form4_1721335256.xml · derivative · entry 3

Lippoldt Darin · CIK 0001504783 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,368

Underlying: Common Stock · 7,004 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents option of which 1/48th of the shares underlying the option becomes vested and exercisable on February 28, 2022 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:41 UTC
Lippoldt DarinChief Legal Officer
SaleCommon Stock 7,004 $150.00 $1,050,590.19
Disclosure

SEC source: 0000914475-24-000168 · wk-form4_1721335256.xml · nonDerivative · entry 2

Lippoldt Darin · CIK 0001504783 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,740

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2023. Additionally, Issuer policy restricts the Reporting Person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $149.80 to $150.24. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:41 UTC
Lippoldt DarinChief Legal Officer
Exercise / conversionCommon Stock 7,004 $79.02 $553,456.08
Disclosure

SEC source: 0000914475-24-000168 · wk-form4_1721335256.xml · nonDerivative · entry 1

Lippoldt Darin · CIK 0001504783 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 01:36 UTC
Cooke JulieChief Human Resources Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 10,000 $0.00 Strike: $61.82 $0.00
Disclosure

SEC source: 0000914475-24-000166 · wk-form4_1719970585.xml · derivative · entry 3

Cooke Julie · CIK 0001776977 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,532

Underlying: Common Stock · 10,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents option of which 1/4th of the shares underlying the option became vested and exercisable on October 2, 2018 and an additional 1/48th of the shares underlying the option became vested and excercisable each month thereafter. These options will expire ten years from the date of grant on October 2, 2027.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 01:36 UTC
Cooke JulieChief Human Resources Officer
SaleCommon Stock 10,000 $140.19 $1,401,864.00
Disclosure

SEC source: 0000914475-24-000166 · wk-form4_1719970585.xml · nonDerivative · entry 2

Cooke Julie · CIK 0001776977 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,202

F2 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.48. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: 16,538 of the reported shares are held by the Cooke Family Trust of 2004 U/A 12/28/2004, of which the Reporting Person has voting and investment power.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 01:36 UTC
Cooke JulieChief Human Resources Officer
Exercise / conversionCommon Stock 10,000 $61.82 $618,200.00
Disclosure

SEC source: 0000914475-24-000166 · wk-form4_1719970585.xml · nonDerivative · entry 1

Cooke Julie · CIK 0001776977 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes an aggregate of 226 shares purchased on February 29, 2024 from the Neurocrine Biosciences, Inc. 2018 Employee Stock Purchase Plan.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 01:09 UTC
Delaet IngridChief Regulatory Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 272 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0000914475-24-000164 · wk-form4_1719968973.xml · derivative · entry 3

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,354

Underlying: Common Stock · 272 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted January 31, 2022 and vests in 48 equal monthly installments beginning February 28, 2022. These options will expire ten years from the date of grant on January 31, 2032.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 01:09 UTC
Delaet IngridChief Regulatory Officer
SaleCommon Stock 272 $138.11 $37,565.92
Disclosure

SEC source: 0000914475-24-000164 · wk-form4_1719968973.xml · nonDerivative · entry 2

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,507

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 01:09 UTC
Delaet IngridChief Regulatory Officer
Exercise / conversionCommon Stock 272 $79.02 $21,493.44
Disclosure

SEC source: 0000914475-24-000164 · wk-form4_1719968973.xml · nonDerivative · entry 1

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:23 UTC
Delaet IngridChief Regulatory Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 273 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0000914475-24-000162 · wk-form4_1717532582.xml · derivative · entry 3

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,626

Underlying: Common Stock · 273 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted January 31, 2022 and vests in 48 equal monthly installments beginning February 28, 2022. These options will expire ten years from the date of grant on January 31, 2032.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:23 UTC
Delaet IngridChief Regulatory Officer
SaleCommon Stock 273 $136.55 $37,278.15
Disclosure

SEC source: 0000914475-24-000162 · wk-form4_1717532582.xml · nonDerivative · entry 2

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,507

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2023.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:23 UTC
Delaet IngridChief Regulatory Officer
Exercise / conversionCommon Stock 273 $79.02 $21,572.46
Disclosure

SEC source: 0000914475-24-000162 · wk-form4_1717532582.xml · nonDerivative · entry 1

Delaet Ingrid · CIK 0001965808 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:38 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 15,000 $0.00 Strike: $47.89 $0.00
Disclosure

SEC source: 0000914475-24-000160 · wk-form4_1717101501.xml · derivative · entry 6

SHERWIN STEPHEN A · CIK 0001079462 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted May 20, 2016 and vested in 12 equal monthly installments beginning June 20, 2016. These options will expire ten years from the date of grant on May 20, 2026.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:38 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 25,000 $0.00 Strike: $42.76 $0.00
Disclosure

SEC source: 0000914475-24-000160 · wk-form4_1717101501.xml · derivative · entry 5

SHERWIN STEPHEN A · CIK 0001079462 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted May 28, 2015 and vested in 12 equal monthly installments beginning June 28, 2015. These options will expire ten years from the date of grant on May 28, 2025.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:38 UTC SaleCommon Stock 15,000 $133.47 $2,002,009.50
Disclosure

SEC source: 0000914475-24-000160 · wk-form4_1717101501.xml · nonDerivative · entry 4

SHERWIN STEPHEN A · CIK 0001079462 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,504

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2024.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $132.00 to $136.37. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 29, 2024 Filed May 30, 2024 20:38 UTC Exercise / conversionCommon Stock 15,000 $47.89 $718,350.00
Disclosure

SEC source: 0000914475-24-000160 · wk-form4_1717101501.xml · nonDerivative · entry 3

SHERWIN STEPHEN A · CIK 0001079462 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 29, 2024 Filed May 30, 2024 20:38 UTC SaleCommon Stock 25,000 $133.46 $3,336,555.00
Disclosure

SEC source: 0000914475-24-000160 · wk-form4_1717101501.xml · nonDerivative · entry 2

SHERWIN STEPHEN A · CIK 0001079462 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,504

F1 · kind: The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2024.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $132.22 to $136.37. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 29, 2024 Filed May 30, 2024 20:38 UTC Exercise / conversionCommon Stock 25,000 $42.76 $1,069,000.00
Disclosure

SEC source: 0000914475-24-000160 · wk-form4_1717101501.xml · nonDerivative · entry 1

SHERWIN STEPHEN A · CIK 0001079462 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:51 UTC GrantRestricted Stock Unit · Derivative 2,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000914475-24-000158 · wk-form4_1716504649.xml · derivative · entry 1

RASTETTER WILLIAM H · CIK 0001205903 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,869

Underlying: Common Stock · 2,869 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in full on May 22, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 22, 2025.

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May 22, 2024 Filed May 23, 2024 22:45 UTC GrantNon-Qualified Stock Option · Derivative 2,982 $0.00 Strike: $139.43 $0.00
Disclosure

SEC source: 0000914475-24-000156 · wk-form4_1716504314.xml · derivative · entry 2

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982

Underlying: Common Stock · 2,982 shares

Expires 2034-05-22

F3 · derivative.exercise_date: Option vests in 12 monthly installments beginning June 22, 2024.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:45 UTC GrantRestricted Stock Unit · Derivative 1,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000914475-24-000156 · wk-form4_1716504314.xml · derivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435

Underlying: Common Stock · 1,435 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in full on May 22, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 22, 2025.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:34 UTC GrantNon-Qualified Stock Option · Derivative 2,982 $0.00 Strike: $139.43 $0.00
Disclosure

SEC source: 0000914475-24-000154 · wk-form4_1716503634.xml · derivative · entry 2

Sharp Shalini · CIK 0001377202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982

Underlying: Common Stock · 2,982 shares

Expires 2034-05-22

F3 · derivative.exercise_date: Option vests in 12 monthly installments beginning June 22, 2024.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:34 UTC GrantRestricted Stock Unit · Derivative 1,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000914475-24-000154 · wk-form4_1716503634.xml · derivative · entry 1

Sharp Shalini · CIK 0001377202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435

Underlying: Common Stock · 1,435 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in full on May 22, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 22, 2025.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:29 UTC GrantRestricted Stock Unit · Derivative 2,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000914475-24-000152 · wk-form4_1716503359.xml · derivative · entry 1

SHERWIN STEPHEN A · CIK 0001079462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,869

Underlying: Common Stock · 2,869 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in full on May 22, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 22, 2025.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:26 UTC GrantRestricted Stock Unit · Derivative 2,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000914475-24-000150 · wk-form4_1716503150.xml · derivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,869

Underlying: Common Stock · 2,869 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in full on May 22, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 22, 2025.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:21 UTC GrantRestricted Stock Unit · Derivative 2,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000914475-24-000148 · wk-form4_1716502872.xml · derivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,869

Underlying: Common Stock · 2,869 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in full on May 22, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 22, 2025.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:17 UTC
LYONS GARY ADirector
GrantNon-Qualified Stock Option · Derivative 2,982 $0.00 Strike: $139.43 $0.00
Disclosure

SEC source: 0000914475-24-000146 · wk-form4_1716502667.xml · derivative · entry 2

LYONS GARY A · CIK 0001123343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982

Underlying: Common Stock · 2,982 shares

Expires 2034-05-22

F3 · derivative.exercise_date: Option vests in 12 monthly installments beginning June 22, 2024.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:17 UTC
LYONS GARY ADirector
GrantRestricted Stock Unit · Derivative 1,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000914475-24-000146 · wk-form4_1716502667.xml · derivative · entry 1

LYONS GARY A · CIK 0001123343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435

Underlying: Common Stock · 1,435 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in full on May 22, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 22, 2025.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:02 UTC GrantNon-Qualified Stock Option · Derivative 2,982 $0.00 Strike: $139.43 $0.00
Disclosure

SEC source: 0000914475-24-000144 · wk-form4_1716501731.xml · derivative · entry 2

Norwalk Leslie V · CIK 0001533568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982

Underlying: Common Stock · 2,982 shares

Expires 2034-05-22

F3 · derivative.exercise_date: Option vests in 12 monthly installments beginning June 22, 2024.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:02 UTC GrantRestricted Stock Unit · Derivative 1,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000914475-24-000144 · wk-form4_1716501731.xml · derivative · entry 1

Norwalk Leslie V · CIK 0001533568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435

Underlying: Common Stock · 1,435 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in full on May 22, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 22, 2025.

Read SEC document
May 22, 2024 Filed May 23, 2024 21:59 UTC GrantNon-Qualified Stock Option · Derivative 2,982 $0.00 Strike: $139.43 $0.00
Disclosure

SEC source: 0000914475-24-000142 · wk-form4_1716501535.xml · derivative · entry 2

Mercier Johanna · CIK 0001782135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982

Underlying: Common Stock · 2,982 shares

Expires 2034-05-22

F3 · derivative.exercise_date: Option vests in 12 monthly installments beginning June 22, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.