Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 17, 2021 22:43 UTC |
Fried Robert NDirector · CEO
|
GrantEmployee Stock Options (right to buy) · Derivative | 55,921 | $0.00 Strike: $11.83 | $0.00 |
DisclosureSEC source: 0001415889-21-001547 · form4-03172021_030338.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,921 Underlying: Common Stock · 55,921 shares Expires 2031-03-14 F1 · derivative.exercise_date: Options vest 33% on March 15, 2022 and thereafter 1/36th vest each month. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 18:41 UTC |
BLOCK STEPHEN ADirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 32,500 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001415889-21-001545 · form4-03172021_030350.xml · derivative · entry 5 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires 2022-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Options were granted on August 28, 2012 and vested 1/12th monthly from the grant date. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 18:41 UTC |
BLOCK STEPHEN ADirector
|
SaleCommon Stock | 32,500 | $11.15 | $362,375.00 |
DisclosureSEC source: 0001415889-21-001545 · form4-03172021_030350.xml · nonDerivative · entry 2 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 F1 · price: The weighted average sale price for the transaction reported was $11.15, and the range of prices were between $11.10 and $11.25. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 18:41 UTC |
BLOCK STEPHEN ADirector
|
Exercise / conversionCommon Stock | 32,500 | $1.92 | $62,400.00 |
DisclosureSEC source: 0001415889-21-001545 · form4-03172021_030350.xml · nonDerivative · entry 1 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 18:47 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Options (right to buy) · Derivative | 28,461 | $0.00 Strike: $11.83 | $0.00 |
DisclosureSEC source: 0001415889-21-001552 · form4-03172021_030343.xml · derivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,461 Underlying: Common Stock · 28,461 shares Expires 2031-03-14 F1 · derivative.exercise_date: Options vest 33% on March 15, 2022 and thereafter 1/36th vest each month. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:06 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 41,667 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001415889-20-002874 · form4-12112020_021211.xml · derivative · entry 3 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires 2021-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:06 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
|
SaleCommon Stock | 37,829 | $5.19 | $196,332.51 |
DisclosureSEC source: 0001415889-20-002874 · form4-12112020_021211.xml · nonDerivative · entry 2 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,339 F2 · price: The weighted average sale price for the transaction reported was $5.19, and the range of prices were between $5.15 and $5.25. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F1 · acquired: The shares were sold to cover the cost of the exercise of the options which were scheduled to expire on May 10, 2021. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:06 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
|
Exercise / conversionCommon Stock | 41,667 | $4.62 | $192,501.54 |
DisclosureSEC source: 0001415889-20-002874 · form4-12112020_021211.xml · nonDerivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 16:20 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
|
PurchaseCommon Stock | 5,000 | $4.43 | $22,150.00 |
DisclosureSEC source: 0001415889-20-002560 · form4-11062020_011109.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,625 Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 21:17 UTC |
LAU Tsz Ho TonyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.67 | $0.00 |
DisclosureSEC source: 0001415889-20-001663 · form4-06222020_060626.xml · derivative · entry 1 LAU Tsz Ho Tony · CIK 0001714259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-06-18 F1 · derivative.exercise_date: Options vest 100% on June 19, 2021. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 01:14 UTC |
GUSTAFSON KURT ADirector
|
GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.67 | $0.00 |
DisclosureSEC source: 0001415889-20-001659 · form4-06222020_060657.xml · derivative · entry 1 GUSTAFSON KURT A · CIK 0001462354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-06-18 F1 · derivative.exercise_date: Options vest 100% on June 19, 2021. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 21:16 UTC |
BLOCK STEPHEN ADirector
|
GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.67 | $0.00 |
DisclosureSEC source: 0001415889-20-001661 · form4-06222020_060609.xml · derivative · entry 1 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-06-18 F1 · derivative.exercise_date: Options vest 100% on June 19, 2021. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 01:21 UTC |
Baxter JeffDirector
|
GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.67 | $0.00 |
DisclosureSEC source: 0001415889-20-001667 · form4-06222020_060659.xml · derivative · entry 1 Baxter Jeff · CIK 0001615941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-06-18 F1 · derivative.exercise_date: Options vest 100% on June 19, 2021. Read SEC document |
| June 19, 2020 Filed Jun 24, 2020 00:45 UTC |
YU Wing Tak WendyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.67 | $0.00 |
DisclosureSEC source: 0001415889-20-001677 · form4-06232020_050655.xml · derivative · entry 1 YU Wing Tak Wendy · CIK 0001713918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-06-18 F1 · derivative.exercise_date: Options vest 100% on June 19, 2021. Read SEC document |
| June 19, 2020 Filed Jun 24, 2020 00:42 UTC |
Rubin Steven DDirector
|
GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.67 | $0.00 |
DisclosureSEC source: 0001415889-20-001675 · form4-06232020_050639.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-06-18 F1 · derivative.exercise_date: Options vest 100% on June 19, 2021. Read SEC document |
| May 19, 2020 Filed May 19, 2020 20:34 UTC |
Fried Robert NDirector · CEO
|
PurchaseCommon Stock | 1,000 | $4.69 | $4,690.00 |
DisclosureSEC source: 0001415889-20-001263 · form4-05192020_010544.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,314 Read SEC document |
| April 17, 2020 Filed Apr 1, 2021 23:24 UTC |
Fried Robert NDirector · CEO
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001778 · form4-04012021_040432.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,561 F1 · kind: On April 17, 2020, the Reporting Person transferred an aggregate of 500,000 shares to trusts established for the benefit of his children as follows: 250,000 shares to US Trust Company of Delaware Trustee of The Benjamin A Fried 2020 Irrevocable Trust dated 02/26/2020 and 250,000 shares to US Trust Company of Delaware Trustee of The Jeremy W Fried 2020 Irrevocable Trust dated 02/26/2020. F2 · balance_after: 1,000 shares held by the Reporting Person were inadvertently reported on a prior Form 4 filing as held directly. Instead, the shares are held by the Reporting Person indirectly in the name of the Fried-Travis Revocable Trust U/A Dated 06/02/1999. F3 · balance_after: 9,753 shares held by the Reporting Person were inadvertently reported on prior Form 4 filings as held directly. Instead, the shares are held by the Reporting Person indirectly in the name of Fried Films Profit Sharing. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:30 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
|
GrantEmployee Stock Options (right to buy) · Derivative | 74,048 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001415889-20-000548 · form4-02272020_050217.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,048 Underlying: Common Stock · 74,048 shares Expires 2030-02-25 F1 · derivative.exercise_date: Options vest 33% on February 25, 2021 and thereafter 1/36th vest each month. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:23 UTC |
Fried Robert NDirector · CEO
|
GrantEmployee Stock Options (right to buy) · Derivative | 165,155 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001415889-20-000544 · form4-02272020_050218.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,155 Underlying: Common Stock · 165,155 shares Expires 2030-02-25 F1 · derivative.exercise_date: Options vest 33% on February 25, 2021 and thereafter 1/36th vest each month. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 20:32 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Options (right to buy) · Derivative | 109,054 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001415889-20-000550 · form4-02272020_050256.xml · derivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,054 Underlying: Common Stock · 109,054 shares Expires 2030-02-25 F1 · derivative.exercise_date: Options vest 33% on February 25, 2021 and thereafter 1/36th vest each month. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:29 UTC |
Friedman Mark JGENERAL COUNSEL
|
GrantEmployee Stock Options (right to buy) · Derivative | 109,054 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001415889-20-000546 · form4-02272020_050253.xml · derivative · entry 1 Friedman Mark J · CIK 0001590024 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,054 Underlying: Common Stock · 109,054 shares Expires 2030-02-25 F1 · derivative.exercise_date: Options vest 33% on February 25, 2021 and thereafter 1/36th vest each month. Read SEC document |
| February 25, 2020 Filed Nov 6, 2020 21:14 UTC Amendment |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
|
GrantEmployee Stock Options (right to buy) · Derivative | 74,048 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001415889-20-002556 · form4a-11062020_011116.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,048 Underlying: Common Stock · 74,048 shares Expires 2030-02-25 F1 · date: This Form 4 Amendment is being filed solely to add the Power of Attorney. F2 · derivative.exercise_date: Options vest 33% on February 25, 2021 and thereafter 1/36th vest each month. Read SEC document |
| February 25, 2020 Filed Nov 6, 2020 16:17 UTC Amendment |
FARR KEVIN MCHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Options (right to buy) · Derivative | 109,054 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001415889-20-002558 · form4a-11062020_011146.xml · derivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,054 Underlying: Common Stock · 109,054 shares Expires 2030-02-25 F1 · date: This Form 4 Amendment is being filed solely to add the Power of Attorney. F2 · derivative.exercise_date: Options vest 33% on February 25, 2021 and thereafter 1/36th vest each month. Read SEC document |
| February 25, 2020 Filed Nov 6, 2020 21:12 UTC Amendment |
Friedman Mark JGENERAL COUNSEL
|
GrantEmployee Stock Options (right to buy) · Derivative | 109,054 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001415889-20-002554 · form4a-11062020_011144.xml · derivative · entry 1 Friedman Mark J · CIK 0001590024 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,054 Underlying: Common Stock · 109,054 shares Expires 2030-02-25 F1 · date: This Form 4 Amendment is being filed solely to add the Power of Attorney. F2 · derivative.exercise_date: Options vest 33% on February 25, 2021 and thereafter 1/36th vest each month. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 15:49 UTC |
Fried Robert NDirector · CEO
|
PurchaseCommon Stock | 10,000 | $3.09 | $30,900.00 |
DisclosureSEC source: 0001415889-19-001311 · form4-11152019_071126.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,444,315 F1 · balance_after: Previous Form 4's disclosing the Reporting Person's beneficial ownership inadvertently overstated the number of shares directly beneficially owned by the Reporting Person by 2,012 shares. The number of shares is corrected in this Form 4. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 12:00 UTC |
Fried Robert NDirector · CEO
|
PurchaseCommon Stock | 2,500 | $4.03 | $10,075.00 |
DisclosureSEC source: 0001415889-19-000953 · form4-08262019_080802.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,436,327 Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 00:35 UTC |
YU Wing Tak WendyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-19-000796 · form4-06242019_050617.xml · derivative · entry 1 YU Wing Tak Wendy · CIK 0001713918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-06-21 F1 · derivative.exercise_date: Options vest 100% on June 21, 2020. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 20:42 UTC |
LAU Tsz Ho TonyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-19-000800 · form4-06242019_050604.xml · derivative · entry 1 LAU Tsz Ho Tony · CIK 0001714259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-06-21 F1 · derivative.exercise_date: Options vest 100% on June 21, 2020. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 00:30 UTC |
GUSTAFSON KURT ADirector
|
GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-19-000790 · form4-06242019_050613.xml · derivative · entry 1 GUSTAFSON KURT A · CIK 0001462354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-06-21 F1 · derivative.exercise_date: Options vest 100% on June 21, 2020. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 20:40 UTC |
BLOCK STEPHEN ADirector
|
GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-19-000798 · form4-06242019_050637.xml · derivative · entry 1 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-06-21 F1 · derivative.exercise_date: Options vest 100% on June 21, 2020. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 00:33 UTC |
Rubin Steven DDirector
|
GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-19-000794 · form4-06242019_050645.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-06-21 F1 · derivative.exercise_date: Options vest 100% on June 21, 2020. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 00:32 UTC |
Baxter JeffDirector
|
GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001415889-19-000792 · form4-06242019_050657.xml · derivative · entry 1 Baxter Jeff · CIK 0001615941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-06-21 F1 · derivative.exercise_date: Options vest 100% on June 21, 2020. Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:38 UTC |
Fried Robert NDirector · CEO
|
PurchaseCommon Stock | 2,253 | $4.43 | $9,980.79 |
DisclosureSEC source: 0001415889-19-000563 · form4-05222019_010552.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,827 Read SEC document |
| March 15, 2019 Filed Mar 16, 2019 00:14 UTC |
Fried Robert NDirector · CEO
|
PurchaseCommon Stock | 5,000 | $3.80 | $19,000.00 |
DisclosureSEC source: 0001415889-19-000338 · form4-03152019_050350.xml · nonDerivative · entry 2 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431,574 Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 20:16 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
|
PurchaseCommon Stock | 6,900 | $3.85 | $26,565.00 |
DisclosureSEC source: 0001415889-19-000340 · form4-03152019_050347.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,625 Read SEC document |
| March 14, 2019 Filed Mar 14, 2019 17:28 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
|
PurchaseCommon Stock | 6,725 | $3.99 | $26,832.75 |
DisclosureSEC source: 0001415889-19-000324 · form4-03142019_020327.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,725 Read SEC document |
| March 13, 2019 Filed Mar 16, 2019 00:14 UTC |
Fried Robert NDirector · CEO
|
GrantCommon Stock | 166,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000338 · form4-03152019_050350.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426,574 F1 · shares: These fully-vested shares are awarded to Mr. Fried pursuant to the achievement of the performance criteria detailed in his Executive Employment Agreement, dated March 12, 2017, as amended. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:05 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
|
PurchaseCommon Stock | 7,300 | $3.62 | $26,426.00 |
DisclosureSEC source: 0001415889-19-000317 · form4-03132019_060329.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 00:50 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 33,334 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-19-000308 · form4-03122019_050344.xml · derivative · entry 4 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,334 shares Expires 2019-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 00:50 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
|
SaleCommon Stock | 14,390 | $3.50 | $50,365.00 |
DisclosureSEC source: 0001415889-19-000308 · form4-03122019_050344.xml · nonDerivative · entry 2 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,501 F2 · price: The weighted average sale price for the transaction reported was $3.50, and the range of prices were between $3.47 and $3.53. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F1 · acquired: The shares were sold to cover the cost of the exercise of the options which were scheduled to expire on May 13, 2019. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 00:50 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
|
Exercise / conversionCommon Stock | 33,334 | $1.50 | $50,001.00 |
DisclosureSEC source: 0001415889-19-000308 · form4-03122019_050344.xml · nonDerivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:42 UTC |
BLOCK STEPHEN ADirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-19-000306 · form4-03122019_050306.xml · derivative · entry 3 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:42 UTC |
BLOCK STEPHEN ADirector
|
SaleCommon Stock | 10,000 | $3.52 | $35,200.00 |
DisclosureSEC source: 0001415889-19-000306 · form4-03122019_050306.xml · nonDerivative · entry 2 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 F2 · price: The weighted average sale price for the transaction reported was $3.52, and the range of prices were between $3.50 and $3.56. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F1 · acquired: The options exercised and sold were scheduled to expire on May 13, 2019. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:42 UTC |
BLOCK STEPHEN ADirector
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Exercise / conversionCommon Stock | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0001415889-19-000306 · form4-03122019_050306.xml · nonDerivative · entry 1 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:53 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
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PurchaseCommon Stock | 5,700 | $3.49 | $19,893.00 |
DisclosureSEC source: 0001415889-19-000310 · form4-03122019_050324.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,700 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 19:33 UTC |
Bratkovich LisaCHIEF MARKETING OFFICER
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GrantEmployee Stock Options (right to buy) · Derivative | 44,627 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001415889-19-000217 · form4-02222019_040249.xml · derivative · entry 1 Bratkovich Lisa · CIK 0001741628 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,627 Underlying: Common Stock · 44,627 shares Expires 2029-02-21 F1 · derivative.exercise_date: Options vest 33% on February 21, 2020 and thereafter 1/36th vest each month. Read SEC document |
| February 21, 2019 Filed Feb 23, 2019 00:39 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
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GrantEmployee Stock Options (right to buy) · Derivative | 55,040 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001415889-19-000223 · form4-02222019_040257.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,040 Underlying: Common Stock · 55,040 shares Expires 2029-02-21 F1 · derivative.exercise_date: Options vest 33% on February 21, 2020 and thereafter 1/36th vest each month. Read SEC document |
| February 21, 2019 Filed Feb 23, 2019 00:37 UTC |
Fried Robert NDirector · CEO
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GrantEmployee Stock Options (right to buy) · Derivative | 162,569 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001415889-19-000221 · form4-02222019_040253.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,569 Underlying: Common Stock · 162,569 shares Expires 2029-02-21 F1 · derivative.exercise_date: Options vest 33% on February 21, 2020 and thereafter 1/36th vest each month. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 19:41 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
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GrantEmployee Stock Options (right to buy) · Derivative | 89,254 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001415889-19-000225 · form4-02222019_040226.xml · derivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,254 Underlying: Common Stock · 89,254 shares Expires 2029-02-21 F1 · derivative.exercise_date: Options vest 33% on February 21, 2020 and thereafter 1/36th vest each month. Read SEC document |
| February 21, 2019 Filed Feb 23, 2019 00:43 UTC |
Roberts Matthew ACHIEF SCIENTIFIC OFFICER
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GrantEmployee Stock Options (right to buy) · Derivative | 12,751 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001415889-19-000227 · form4-02222019_040244.xml · derivative · entry 1 Roberts Matthew A · CIK 0001761147 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,751 Underlying: Common Stock · 12,751 shares Expires 2029-02-21 F1 · derivative.exercise_date: Options vest 33% on February 21, 2020 and thereafter 1/36th vest each month. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.