Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2024 Filed Feb 24, 2024 01:59 UTC |
Fried Robert NDirector · Chief Executive Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 399,568 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001628280-24-006724 · wk-form4_1708739974.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,568 Underlying: Common Stock · 399,568 shares Expires 2034-02-21 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on February 22, 2025 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| February 22, 2024 Filed Feb 24, 2024 02:00 UTC |
Gerber BriannaChief Financial Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 213,886 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001628280-24-006725 · wk-form4_1708740022.xml · derivative · entry 1 Gerber Brianna · CIK 0001942395 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,886 Underlying: Common Stock · 213,886 shares Expires 2034-02-21 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on February 22, 2025 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:12 UTC |
Gerber BriannaChief Financial Officer
|
PurchaseCommon Stock | 5,000 | $1.41 | $7,050.00 |
DisclosureSEC source: 0001628280-23-040625 · wk-form4_1701724341.xml · nonDerivative · entry 1 Gerber Brianna · CIK 0001942395 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,436 Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 10:23 UTC |
Champion River Ventures LtdDirector · 10% owner
Prime Tech Global LtdDirector · 10% owner
Mayspin Management LtdDirector · 10% owner
SHING LI KADirector · 10% owner
|
PurchaseCommon Stock | 3,467,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-018667 · doc4.xml · nonDerivative · entry 1 Champion River Ventures Ltd · CIK 0001705321 · Director · 10% owner Prime Tech Global Ltd · CIK 0001706084 · Director · 10% owner Mayspin Management Ltd · CIK 0001706083 · Director · 10% owner SHING LI KA · CIK 0001713623 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,408,715 F1 · shares: On September 6, 2023, Alpha Mount International Limited ("Alpha") acquired all of the share capital of Winsave Resources Limited ("Winsave") and Radiant Treasure Limited ("Radiant") from Li Ka Shing (Global) Foundation, a Cayman Islands company limited by guarantee ("LKSGF"). Winsave and Radiant beneficially own 3,088,433 Shares and 379,345 Shares, respectively. Alpha acquired Winsave for $1 and the assumption of a loan in the principal amount of $13,048,504.47 from LKSGF in favor of Winsave. Alpha acquired Radiant for $1 and the assumption of a loan in the principal amount of $1,672,688.07 from LKSGF in favor of Radiant. F1 · price: On September 6, 2023, Alpha Mount International Limited ("Alpha") acquired all of the share capital of Winsave Resources Limited ("Winsave") and Radiant Treasure Limited ("Radiant") from Li Ka Shing (Global) Foundation, a Cayman Islands company limited by guarantee ("LKSGF"). Winsave and Radiant beneficially own 3,088,433 Shares and 379,345 Shares, respectively. Alpha acquired Winsave for $1 and the assumption of a loan in the principal amount of $13,048,504.47 from LKSGF in favor of Winsave. Alpha acquired Radiant for $1 and the assumption of a loan in the principal amount of $1,672,688.07 from LKSGF in favor of Radiant. F2 · price: Of the reported shares (i) 7,940,937 shares of the Issuer's common stock are held directly by Champion River Ventures Limited ("Champion River"), (ii) 3,088,433 shares of the Issuer's common stock are held directly by Winsave and (iii) 379,345 shares of the Issuer's common stock are held directly by Radiant. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. Alpha is the sole shareholder of each of Winsave and Radiant, Apex Dynasty Limited ("Apex") is the sole shareholder of Alpha, and Li Ka Shing is the sole shareholder of Apex. F2 · balance_after: Of the reported shares (i) 7,940,937 shares of the Issuer's common stock are held directly by Champion River Ventures Limited ("Champion River"), (ii) 3,088,433 shares of the Issuer's common stock are held directly by Winsave and (iii) 379,345 shares of the Issuer's common stock are held directly by Radiant. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. Alpha is the sole shareholder of each of Winsave and Radiant, Apex Dynasty Limited ("Apex") is the sole shareholder of Alpha, and Li Ka Shing is the sole shareholder of Apex. F2 · ownership.direct: Of the reported shares (i) 7,940,937 shares of the Issuer's common stock are held directly by Champion River Ventures Limited ("Champion River"), (ii) 3,088,433 shares of the Issuer's common stock are held directly by Winsave and (iii) 379,345 shares of the Issuer's common stock are held directly by Radiant. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. Alpha is the sole shareholder of each of Winsave and Radiant, Apex Dynasty Limited ("Apex") is the sole shareholder of Alpha, and Li Ka Shing is the sole shareholder of Apex. F2 · ownership.nature: Of the reported shares (i) 7,940,937 shares of the Issuer's common stock are held directly by Champion River Ventures Limited ("Champion River"), (ii) 3,088,433 shares of the Issuer's common stock are held directly by Winsave and (iii) 379,345 shares of the Issuer's common stock are held directly by Radiant. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. Alpha is the sole shareholder of each of Winsave and Radiant, Apex Dynasty Limited ("Apex") is the sole shareholder of Alpha, and Li Ka Shing is the sole shareholder of Apex. Read SEC document |
| August 12, 2023 Filed Aug 16, 2023 01:11 UTC |
Gerber BriannaChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 22,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029599 · wk-form4_1692148297.xml · derivative · entry 3 Gerber Brianna · CIK 0001942395 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,872 Underlying: Common Stock · 22,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On August 12, 2022, the Reporting Person was awarded RSUs which will be settled in shares of Common Stock when vested. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: RSUs shall vest and be settled in shares of Common Stock in three substantially equal annual installments beginning on August 12, 2023. F4 · derivative.expiration_date: RSUs shall vest and be settled in shares of Common Stock in three substantially equal annual installments beginning on August 12, 2023. Read SEC document |
| August 12, 2023 Filed Aug 16, 2023 01:11 UTC |
Gerber BriannaChief Financial Officer
|
Exercise / conversionCommon Stock | 22,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-029599 · wk-form4_1692148297.xml · nonDerivative · entry 1 Gerber Brianna · CIK 0001942395 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: On August 12, 2022, the Reporting Person was awarded RSUs which will be settled in shares of Common Stock when vested. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:29 UTC |
Shahbazi HamedDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001628280-23-022539 · wk-form4_1686950964.xml · derivative · entry 1 Shahbazi Hamed · CIK 0001942711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: Option vests 100% on June 15, 2024. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:24 UTC |
Cohen AnnDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001628280-23-022525 · wk-form4_1686950655.xml · derivative · entry 1 Cohen Ann · CIK 0001923843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: Option vests 100% on June 15, 2024. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:25 UTC |
Ng Wang Yu GaryDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001628280-23-022530 · wk-form4_1686950733.xml · derivative · entry 1 Ng Wang Yu Gary · CIK 0001896252 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: Option vests 100% on June 15, 2024. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:30 UTC |
YU Wing Tak WendyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001628280-23-022542 · wk-form4_1686951029.xml · derivative · entry 1 YU Wing Tak Wendy · CIK 0001713918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: Option vests 100% on June 15, 2024. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:23 UTC |
Jaksch Frank L JrDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001628280-23-022522 · wk-form4_1686950586.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: Option vests 100% on June 15, 2024. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:28 UTC |
Rubin Steven DDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001628280-23-022537 · wk-form4_1686950874.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: Option vests 100% on June 15, 2024. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:26 UTC |
Patrick KristinDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001628280-23-022533 · wk-form4_1686950795.xml · derivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: Option vests 100% on June 15, 2024. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 20:50 UTC |
Jaksch Frank L JrDirector
|
PurchaseCommon Stock | 7,000 | $1.69 | $11,830.00 |
DisclosureSEC source: 0001628280-23-021978 · wk-form4_1686689397.xml · nonDerivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,339 Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 20:27 UTC |
Fried Robert NDirector · Chief Executive Officer
|
PurchaseCommon Stock | 7,000 | $1.42 | $9,940.00 |
DisclosureSEC source: 0001628280-23-020508 · wk-form4_1685651259.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Fried-Travis Revocable Trust U/A Dated 06/02/1999 Disclosed balance after: 95,001 Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:13 UTC |
Rubin Steven DDirector
|
PurchaseCommon Stock | 7,000 | $1.46 | $10,220.00 |
DisclosureSEC source: 0001628280-23-020112 · wk-form4_1685477593.xml · nonDerivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:05 UTC |
Fried Robert NDirector · Cheif Executive Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 306,366 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0001628280-23-004086 · wf-form4_167667149838499.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Cheif Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,366 Underlying: Common Stock · 306,366 shares Expires 2033-02-14 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on February 15, 2024 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:09 UTC |
Gerber BriannaChief Financial Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 163,996 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0001628280-23-004092 · wf-form4_167667171935135.xml · derivative · entry 1 Gerber Brianna · CIK 0001942395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,996 Underlying: Common Stock · 163,996 shares Expires 2033-02-14 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on February 15, 2024 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 08:34 UTC |
Chau Hoi Shuen Solina Holly10% owner
Pioneer Step Holdings Ltd10% owner
Dvorak International Ltd10% owner
|
PurchaseCommon Stock | 960,000 | $1.25 | $1,200,000.00 |
DisclosureSEC source: 0000899243-22-032394 · doc4.xml · nonDerivative · entry 1 Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner Pioneer Step Holdings Ltd · CIK 0001705335 · 10% owner Dvorak International Ltd · CIK 0001796851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,885,641 F1 · shares: Pioneer Step Holdings Limited ("Pioneer Step") has agreed to purchase 960,000 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated September 30, 2022 by and among the Issuer, Pioneer Step and other purchasers named therein. F2 · balance_after: Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step, (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), and (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"). Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, and Skyinvest Associates. F3 · balance_after: (continued from Footnote 2) As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International and Skyinvest Associates. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International and Skyinvest Associes, except to the extent of her pecuniary interest therein, if any. F2 · ownership.nature: Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step, (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), and (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"). Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, and Skyinvest Associates. F3 · ownership.nature: (continued from Footnote 2) As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International and Skyinvest Associates. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International and Skyinvest Associes, except to the extent of her pecuniary interest therein, if any. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 00:17 UTC |
Fried Robert NDirector · Cheif Executive Officer
|
PurchaseCommon Stock | 80,000 | $1.25 | $100,000.00 |
DisclosureSEC source: 0001628280-22-025915 · wf-form4_166484261652383.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Cheif Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,314 Read SEC document |
| August 12, 2022 Filed Aug 12, 2022 21:09 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Unit · Derivative | 89,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022757 · wf-form4_166035294656633.xml · derivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,189 Underlying: Common Stock · 89,189 shares Expires not disclosed F1 · derivative.exercise_price: On August 12, 2022, the Reporting Person was awarded Restricted Stock Units ("RSUs") in connection with the Reporting Person's transition services to the Issuer and the related consulting agreement with the Reporting Person (the "Consultant Agreement") effective August 13, 2022. The reporting person was terminated as the Chief Financial Officer of the Issuer effective August 12, 2022. F2 · derivative.exercise_date: RSUs shall vest and be settled in shares of Common Stock upon the earlier of the expiration of the Consultant Agreement, which is expected to be on or around November 11, 2022, or the earlier termination of the Consultant Agreement. F2 · derivative.expiration_date: RSUs shall vest and be settled in shares of Common Stock upon the earlier of the expiration of the Consultant Agreement, which is expected to be on or around November 11, 2022, or the earlier termination of the Consultant Agreement. Read SEC document |
| August 12, 2022 Filed Aug 13, 2022 01:06 UTC |
Gerber BriannaSVP Finance / Interim CFO
|
GrantRestricted Stock Unit · Derivative | 67,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022756 · wf-form4_166035275685057.xml · derivative · entry 2 Gerber Brianna · CIK 0001942395 · SVP Finance / Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,308 Underlying: Common Stock · 67,308 shares Expires not disclosed F2 · derivative.exercise_price: On August 12, 2022, the reporting person was awarded Restricted Stock Units ("RSUs") which will be settled in shares of Common Stock when vested. F3 · derivative.exercise_date: RSUs shall vest and be settled in shares of Common Stock in three substantially equal annual installments beginning on August 12, 2023. F3 · derivative.expiration_date: RSUs shall vest and be settled in shares of Common Stock in three substantially equal annual installments beginning on August 12, 2023. Read SEC document |
| August 12, 2022 Filed Aug 13, 2022 01:06 UTC |
Gerber BriannaSVP Finance / Interim CFO
|
GrantEmployee Stock Options (right to buy) · Derivative | 100,460 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001628280-22-022756 · wf-form4_166035275685057.xml · derivative · entry 1 Gerber Brianna · CIK 0001942395 · SVP Finance / Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,460 Underlying: Common Stock · 100,460 shares Expires 2032-08-11 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on August 12, 2023 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| August 09, 2022 Filed Aug 13, 2022 01:11 UTC |
Shahbazi HamedDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001628280-22-022759 · wf-form4_166035310008029.xml · derivative · entry 1 Shahbazi Hamed · CIK 0001942711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-08-08 F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on August 9, 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 22:24 UTC |
Cohen AnnDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001628280-22-017717 · wf-form4_165585028468206.xml · derivative · entry 1 Cohen Ann · CIK 0001923843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-06-15 F1 · derivative.exercise_date: Option vests 100% on June 16, 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 22:22 UTC |
Ng Wang Yu GaryDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001628280-22-017713 · wf-form4_165585011423542.xml · derivative · entry 1 Ng Wang Yu Gary · CIK 0001896252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-06-15 F1 · derivative.exercise_date: Option vests 100% on June 16, 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 08:02 UTC |
Chau Hoi Shuen Solina Holly10% owner
Pioneer Step Holdings Ltd10% owner
Dvorak International Ltd10% owner
|
PurchaseCommon Stock | 60,037 | $1.66 | $99,877.55 |
DisclosureSEC source: 0000899243-22-023253 · doc4.xml · nonDerivative · entry 1 Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner Pioneer Step Holdings Ltd · CIK 0001705335 · 10% owner Dvorak International Ltd · CIK 0001796851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,925,641 F1 · shares: Skyinvest Associates Limited ("Skyinvest Associates") acquired 60,037 shares of the Issuer's common stock in open market purchases on June 16, 2022. F2 · balance_after: Of the total shares beneficially owned following the reported transaction (i) 5,957,783 shares of the Issuer's common stock are held directly by Pioneer Step Holdings Limited ("Pioneer Step"), (ii) 420,000 shares of the Issuer's common stock are held directly by Dvorak International Limited ("Dvorak International"), and (iii) 547,858 shares of the Issuer's common stock are held directly by Skyinvest Associates. Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step and Dvorak International, and Skyinvest Associates is wholly-owned by Solina Chau through intermediate entities that are directly or indirectly wholly-owned by Solina Chau. F3 · balance_after: (continued from Footnote 2) As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International and Skyinvest Associates. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International and Skyinvest Associates, except to the extent of her pecuniary interest therein, if any. F2 · ownership.nature: Of the total shares beneficially owned following the reported transaction (i) 5,957,783 shares of the Issuer's common stock are held directly by Pioneer Step Holdings Limited ("Pioneer Step"), (ii) 420,000 shares of the Issuer's common stock are held directly by Dvorak International Limited ("Dvorak International"), and (iii) 547,858 shares of the Issuer's common stock are held directly by Skyinvest Associates. Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step and Dvorak International, and Skyinvest Associates is wholly-owned by Solina Chau through intermediate entities that are directly or indirectly wholly-owned by Solina Chau. F3 · ownership.nature: (continued from Footnote 2) As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International and Skyinvest Associates. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International and Skyinvest Associates, except to the extent of her pecuniary interest therein, if any. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:17 UTC |
YU Wing Tak WendyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001628280-22-017735 · wf-form4_165586062300607.xml · derivative · entry 1 YU Wing Tak Wendy · CIK 0001713918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-06-15 F1 · derivative.exercise_date: Option vests 100% on June 16, 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 23:10 UTC |
Rubin Steven DDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001628280-22-017724 · wf-form4_165585300854193.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-06-15 F1 · derivative.exercise_date: Option vests 100% on June 16, 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 22:23 UTC |
Patrick KristinDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001628280-22-017715 · wf-form4_165585019790330.xml · derivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-06-15 F1 · derivative.exercise_date: Option vests 100% on June 16, 2023. Read SEC document |
| April 15, 2022 Filed Apr 20, 2022 00:23 UTC |
Cohen AnnDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001628280-22-009589 · wf-form4_165041421126805.xml · derivative · entry 1 Cohen Ann · CIK 0001923843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-04-14 F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on April 15, 2023. Read SEC document |
| April 15, 2022 Filed Apr 20, 2022 00:27 UTC |
Patrick KristinDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001628280-22-009591 · wf-form4_165041444722067.xml · derivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-04-14 F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on April 15, 2023. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 23:28 UTC |
Fried Robert NDirector · CEO
|
PurchaseCommon Stock | 25,000 | $2.16 | $54,000.00 |
DisclosureSEC source: 0001628280-22-006443 · wf-form4_164747330857843.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Fried-Travis Revocable Trust U/A Dated 06/02/1999 Disclosed balance after: 88,001 F1 · price: The weighted average purchase price for the transaction reported was $2.16, and the range of prices were between $2.14 and $2.16, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range above will be provided. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 22:31 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
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GrantEmployee Stock Options (right to buy) · Derivative | 107,805 | $0.00 Strike: $2.67 | $0.00 |
DisclosureSEC source: 0001628280-22-003374 · wf-form4_164556903170946.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,805 Underlying: Common Stock · 107,805 shares Expires 2032-02-16 F1 · shares: One-third of the shares subject to the option shall vest on February 17, 2023 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 22:28 UTC |
Fried Robert NDirector · CEO
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GrantEmployee Stock Options (right to buy) · Derivative | 240,448 | $0.00 Strike: $2.67 | $0.00 |
DisclosureSEC source: 0001628280-22-003371 · wf-form4_164556891215777.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,448 Underlying: Common Stock · 240,448 shares Expires 2032-02-16 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on February 17, 2023 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 17:29 UTC |
FARR KEVIN MCHIEF FINANCIAL OFFICER
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GrantEmployee Stock Options (right to buy) · Derivative | 122,374 | $0.00 Strike: $2.67 | $0.00 |
DisclosureSEC source: 0001628280-22-003372 · wf-form4_164556897219267.xml · derivative · entry 1 FARR KEVIN M · CIK 0001194262 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,374 Underlying: Common Stock · 122,374 shares Expires 2032-02-16 F1 · shares: One-third of the shares subject to the option shall vest on February 17, 2023 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 23:06 UTC |
Ng Wang Yu GaryDirector
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GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.24 | $0.00 |
DisclosureSEC source: 0001628280-21-025061 · wf-form4_163952319561269.xml · derivative · entry 1 Ng Wang Yu Gary · CIK 0001896252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-12-12 F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on December 13, 2022. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:45 UTC |
Levy Caroline SDirector
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GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0001628280-21-024444 · wf-form4_163848152738878.xml · derivative · entry 1 Levy Caroline S · CIK 0001820042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-11-30 F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on December 1, 2022. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 21:23 UTC |
YU Wing Tak WendyDirector
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GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.99 | $0.00 |
DisclosureSEC source: 0001628280-21-012666 · wf-form4_162439695761613.xml · derivative · entry 1 YU Wing Tak Wendy · CIK 0001713918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-16 F1 · derivative.exercise_date: Options vest 100% on June 17, 2022 Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 17:27 UTC |
LAU Tsz Ho TonyDirector
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GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.99 | $0.00 |
DisclosureSEC source: 0001628280-21-012674 · wf-form4_162439720955892.xml · derivative · entry 1 LAU Tsz Ho Tony · CIK 0001714259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-16 F1 · derivative.exercise_date: Options vest 100% on June 17, 2022 Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 21:21 UTC |
GUSTAFSON KURT ADirector
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GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.99 | $0.00 |
DisclosureSEC source: 0001628280-21-012665 · wf-form4_162439684890561.xml · derivative · entry 1 GUSTAFSON KURT A · CIK 0001462354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-16 F1 · derivative.exercise_date: Options vest 100% on June 17, 2022 Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 17:25 UTC |
BLOCK STEPHEN ADirector
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GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.99 | $0.00 |
DisclosureSEC source: 0001628280-21-012669 · wf-form4_162439709292333.xml · derivative · entry 1 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-16 F1 · derivative.exercise_date: Options vest 100% on June 17, 2022 Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 21:27 UTC |
Rubin Steven DDirector
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GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.99 | $0.00 |
DisclosureSEC source: 0001628280-21-012673 · wf-form4_162439717162695.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-16 F1 · derivative.exercise_date: Options vest 100% on June 17, 2022 Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 21:28 UTC |
Baxter JeffDirector
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GrantStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.99 | $0.00 |
DisclosureSEC source: 0001628280-21-012676 · wf-form4_162439725270272.xml · derivative · entry 1 Baxter Jeff · CIK 0001615941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-16 F1 · derivative.exercise_date: Options vest 100% on June 17, 2022 Read SEC document |
| May 13, 2021 Filed May 17, 2021 12:30 UTC |
Fried Robert NDirector · CEO
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PurchaseCommon Stock | 10,000 | $6.65 | $66,500.00 |
DisclosureSEC source: 0001415889-21-002499 · form4-05172021_080502.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Fried-Travis Revocable Trust U/A Dated 06/02/1999 Disclosed balance after: 63,001 F1 · price: The weighted average purchase price for the transaction reported was $6.65, and the range of prices were between $6.64 and $6.66. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 18:41 UTC |
BLOCK STEPHEN ADirector
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Exercise / conversionStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001415889-21-001545 · form4-03172021_030350.xml · derivative · entry 6 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options were granted on November 16, 2016 and 100% vested on November 16, 2017. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 18:41 UTC |
BLOCK STEPHEN ADirector
|
SaleCommon Stock | 20,000 | $13.17 | $263,400.00 |
DisclosureSEC source: 0001415889-21-001545 · form4-03172021_030350.xml · nonDerivative · entry 4 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 F2 · price: The weighted average sale price for the transaction reported was $13.17, and the range of prices were between $13.10 and $13.34. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 18:41 UTC |
BLOCK STEPHEN ADirector
|
Exercise / conversionCommon Stock | 20,000 | $2.61 | $52,100.00 |
DisclosureSEC source: 0001415889-21-001545 · form4-03172021_030350.xml · nonDerivative · entry 3 BLOCK STEPHEN A · CIK 0001183721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 18:49 UTC |
Harrington Lisa HattonGENERAL COUNSEL
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GrantEmployee Stock Options (right to buy) · Derivative | 15,000 | $0.00 Strike: $11.83 | $0.00 |
DisclosureSEC source: 0001415889-21-001554 · form4-03172021_030321.xml · derivative · entry 1 Harrington Lisa Hatton · CIK 0001850211 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-03-14 F1 · derivative.exercise_date: Options vest 33% on March 15, 2022 and thereafter 1/36th vest each month. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:46 UTC |
Jaksch Frank L JrDirector · EXECUTIVE CHAIRMAN OF BOARD
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GrantEmployee Stock Options (right to buy) · Derivative | 25,072 | $0.00 Strike: $11.83 | $0.00 |
DisclosureSEC source: 0001415889-21-001550 · form4-03172021_030304.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director · EXECUTIVE CHAIRMAN OF BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,072 Underlying: Common Stock · 25,072 shares Expires 2031-03-14 F1 · derivative.exercise_date: Options vest 33% on March 15, 2022 and thereafter 1/36th vest each month. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.