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N-able, Inc.

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0001834488
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275

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2022 Filed Feb 18, 2022 22:29 UTC
Anastos Peter CEVP, GC, Secretary
GrantCommon Stock, par value $0.001 per share 57,498 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000024 · wf-form4_164522338462588.xml · nonDerivative · entry 2

Anastos Peter C · CIK 0001405215 · EVP, GC, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,783

F2 · shares: Represents restricted stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan that entitle the reporting person to receive one share of the issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest 25% on the anniversary of February 15, 2022 and 6.25% per quarter over the following twelve quarters on the respective quarterly vesting dates of May 15, August 15, November 15 and February 15, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:29 UTC
Anastos Peter CEVP, GC, Secretary
GrantCommon Stock, par value $0.001 per share 76,626 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000024 · wf-form4_164522338462588.xml · nonDerivative · entry 1

Anastos Peter C · CIK 0001405215 · EVP, GC, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,285

F1 · shares: Represents performance stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan for which performance criteria has been satisfied that entitle the reporting person to receive one share of the issuer's common stock per performance stock unit upon vesting. The performance stock units vest in three equal installments on each of February 16, 2022, February 15, 2023 and February 15, 2024, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:29 UTC
Pai KathleenEVP, Chief People Officer
Tax withholdingCommon Stock, par value $0.001 per share 5,031 $11.64 $58,560.84
Disclosure

SEC source: 0001834488-22-000022 · wf-form4_164522333759932.xml · nonDerivative · entry 3

Pai Kathleen · CIK 0001857444 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,161

F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of performance stock units.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:29 UTC
Pai KathleenEVP, Chief People Officer
GrantCommon Stock, par value $0.001 per share 57,498 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000022 · wf-form4_164522333759932.xml · nonDerivative · entry 2

Pai Kathleen · CIK 0001857444 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,192

F2 · shares: Represents restricted stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan that entitle the reporting person to receive one share of the issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest 25% on the anniversary of February 15, 2022 and 6.25% per quarter over the following twelve quarters on the respective quarterly vesting dates of May 15, August 15, November 15 and February 15, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:29 UTC
Pai KathleenEVP, Chief People Officer
GrantCommon Stock, par value $0.001 per share 45,975 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000022 · wf-form4_164522333759932.xml · nonDerivative · entry 1

Pai Kathleen · CIK 0001857444 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,694

F1 · shares: Represents performance stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan for which performance criteria has been satisfied that entitle the reporting person to receive one share of the issuer's common stock per performance stock unit upon vesting. The performance stock units vest in three equal installments on each of February 16, 2022, February 15, 2023 and February 15, 2024, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:29 UTC
Colletti FrankExec VP, Worldwide Sales
Tax withholdingCommon Stock, par value $0.001 per share 8,939 $11.64 $104,049.96
Disclosure

SEC source: 0001834488-22-000023 · wf-form4_164522335758272.xml · nonDerivative · entry 3

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,900

F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of performance stock units.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:29 UTC
Colletti FrankExec VP, Worldwide Sales
GrantCommon Stock, par value $0.001 per share 68,997 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000023 · wf-form4_164522335758272.xml · nonDerivative · entry 2

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,839

F2 · shares: Represents restricted stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan that entitle the reporting person to receive one share of the issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest 25% on the anniversary of February 15, 2022 and 6.25% per quarter over the following twelve quarters on the respective quarterly vesting dates of May 15, August 15, November 15 and February 15, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:29 UTC
Colletti FrankExec VP, Worldwide Sales
GrantCommon Stock, par value $0.001 per share 76,626 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000023 · wf-form4_164522335758272.xml · nonDerivative · entry 1

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,842

F1 · shares: Represents performance stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan for which performance criteria has been satisfied that entitle the reporting person to receive one share of the issuer's common stock per performance stock unit upon vesting. The performance stock units vest in three equal installments on each of February 16, 2022, February 15, 2023 and February 15, 2024, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:28 UTC
Pagliuca JohnDirector · President and CEO
Tax withholdingCommon Stock, par value $0.001 per share 42,479 $11.64 $494,455.56
Disclosure

SEC source: 0001834488-22-000021 · wf-form4_164522331848532.xml · nonDerivative · entry 3

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,254

F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of performance stock units.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:28 UTC
Pagliuca JohnDirector · President and CEO
GrantCommon Stock, par value $0.001 per share 229,991 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000021 · wf-form4_164522331848532.xml · nonDerivative · entry 2

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,733

F2 · shares: Represents restricted stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan that entitle the reporting person to receive one share of the issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest 25% on the anniversary of February 15, 2022 and 6.25% per quarter over the following twelve quarters on the respective quarterly vesting dates of May 15, August 15, November 15 and February 15, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:28 UTC
Pagliuca JohnDirector · President and CEO
GrantCommon Stock, par value $0.001 per share 287,350 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000021 · wf-form4_164522331848532.xml · nonDerivative · entry 1

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,742

F1 · shares: Represents performance stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan for which performance criteria has been satisfied that entitle the reporting person to receive one share of the issuer's common stock per performance stock unit upon vesting. The performance stock units vest in three equal installments on each of February 16, 2022, February 15, 2023 and February 15, 2024, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:28 UTC Tax withholdingCommon Stock, par value $0.001 per share 7,936 $11.64 $92,375.04
Disclosure

SEC source: 0001834488-22-000020 · wf-form4_164522329918737.xml · nonDerivative · entry 3

Adler Michael I · CIK 0001856901 · EVP, CTPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,346

F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of performance stock units.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:28 UTC GrantCommon Stock, par value $0.001 per share 68,997 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000020 · wf-form4_164522329918737.xml · nonDerivative · entry 2

Adler Michael I · CIK 0001856901 · EVP, CTPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,282

F2 · shares: Represents restricted stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan that entitle the reporting person to receive one share of the issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest 25% on the anniversary of February 15, 2022 and 6.25% per quarter over the following twelve quarters on the respective quarterly vesting dates of May 15, August 15, November 15 and February 15, subject to continued service through each applicable date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:28 UTC GrantCommon Stock, par value $0.001 per share 76,626 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000020 · wf-form4_164522329918737.xml · nonDerivative · entry 1

Adler Michael I · CIK 0001856901 · EVP, CTPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,285

F1 · shares: Represents performance stock units awarded pursuant to the issuer's 2021 Equity Incentive Plan for which performance criteria has been satisfied that entitle the reporting person to receive one share of the issuer's common stock per performance stock unit upon vesting. The performance stock units vest in three equal installments on each of February 16, 2022, February 15, 2023 and February 15, 2024, subject to continued service through each applicable date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC
Pai KathleenEVP, Chief People Officer
Tax withholdingCommon Stock, par value $0.001 per share 19,548 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000013 · wf-form4_164513412679751.xml · nonDerivative · entry 1

Pai Kathleen · CIK 0001857444 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,719

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:41 UTC
O'Brien Tim JamesEVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $0.001 per share 13,063 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000012 · wf-form4_164513409585586.xml · nonDerivative · entry 1

O'Brien Tim James · CIK 0001857436 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,219

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:40 UTC
Pagliuca JohnDirector · President and CEO
Tax withholdingCommon Stock, par value $0.001 per share 57,551 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000010 · wf-form4_164513401587843.xml · nonDerivative · entry 1

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,392

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:41 UTC
Colletti FrankExec VP, Worldwide Sales
Tax withholdingCommon Stock, par value $0.001 per share 13,982 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000011 · wf-form4_164513404238450.xml · nonDerivative · entry 1

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,216

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
February 15, 2022 Filed Aug 9, 2024 20:30 UTC Amendment
Pai KathleenEVP, Chief People Officer
Tax withholdingCommon Stock, par value $0.001 per share 19,458 $10.22 $198,860.76
Disclosure

SEC source: 0001834488-24-000112 · wk-form4a_1723235437.xml · nonDerivative · entry 1

Pai Kathleen · CIK 0001857444 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,572

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

F2 · shares: This Form 4/A is filed to amend the original Form 4 filed by the reporting person on February 17, 2022, which incorrectly reported the amount of securities disposed of as 19,548 shares. The correct amount is 19,458 shares.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:05 UTC
Pagliuca JohnDirector · President and CEO
Tax withholdingCommon Stock, par value $0.001 per share 3,880 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000004 · wf-form4_164392949534374.xml · nonDerivative · entry 1

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,943

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:04 UTC
Colletti FrankExec VP, Worldwide Sales
Tax withholdingCommon Stock, par value $0.001 per share 2,446 $0.00 $0.00
Disclosure

SEC source: 0001834488-22-000003 · wf-form4_164392947056624.xml · nonDerivative · entry 1

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,198

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:25 UTC
Colletti FrankExec VP, Worldwide Sales
Tax withholdingCommon Stock, par value $0.001 per share 709 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023742 · wf-form4_163719150745937.xml · nonDerivative · entry 1

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,644

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:24 UTC
Pagliuca JohnDirector · President and CEO
Tax withholdingCommon Stock, par value $0.001 per share 3,293 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023739 · wf-form4_163719145065080.xml · nonDerivative · entry 1

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,823

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:24 UTC
O'Brien Tim JamesEVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $0.001 per share 396 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023740 · wf-form4_163719147393093.xml · nonDerivative · entry 1

O'Brien Tim James · CIK 0001857436 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,282

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:10 UTC
Johnson AnnDirector
GrantCommon Stock 25,695 $0.00 $0.00
Disclosure

SEC source: 0001834488-21-000035 · wf-form4_163614659571889.xml · nonDerivative · entry 1

Johnson Ann · CIK 0001592578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,695

F1 · shares: Represents restricted stock units awarded as part of the Issuer's non-employee director compensation program that entitle the reporting person to receive one share of the Issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest in equal annual installments on the first three anniversaries of November 3, 2021, subject to the director's continued service through the applicable vesting date.

Read SEC document
October 23, 2021 Filed Oct 26, 2021 21:50 UTC
Pagliuca JohnDirector · President and CEO
Tax withholdingCommon Stock, par value $0.001 per share 8,171 $0.00 $0.00
Disclosure

SEC source: 0001834488-21-000024 · wf-form4_163528500881255.xml · nonDerivative · entry 1

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,116

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
October 23, 2021 Filed Oct 26, 2021 21:50 UTC
Colletti FrankExec VP, Worldwide Sales
Tax withholdingCommon Stock, par value $0.001 per share 3,685 $0.00 $0.00
Disclosure

SEC source: 0001834488-21-000023 · wf-form4_163528495547125.xml · nonDerivative · entry 1

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,353

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
October 23, 2021 Filed Oct 26, 2021 21:49 UTC
O'Brien Tim JamesEVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $0.001 per share 2,574 $0.00 $0.00
Disclosure

SEC source: 0001834488-21-000022 · wf-form4_163528491892151.xml · nonDerivative · entry 1

O'Brien Tim James · CIK 0001857436 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,678

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:31 UTC
O'Brien Tim JamesEVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $0.001 per share 395 $13.51 $5,336.45
Disclosure

SEC source: 0001834488-21-000018 · wf-form4_162923584090919.xml · nonDerivative · entry 1

O'Brien Tim James · CIK 0001857436 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,252

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:30 UTC
Pagliuca JohnDirector · President and CEO
Tax withholdingCommon Stock, par value $0.001 per share 3,293 $13.51 $44,488.43
Disclosure

SEC source: 0001834488-21-000017 · wf-form4_162923580596573.xml · nonDerivative · entry 1

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,287

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:30 UTC
Colletti FrankExec VP, Worldwide Sales
Tax withholdingCommon Stock, par value $0.001 per share 607 $13.51 $8,200.57
Disclosure

SEC source: 0001834488-21-000016 · wf-form4_162923577614055.xml · nonDerivative · entry 1

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,038

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:55 UTC
Pai KathleenEVP, Chief People Officer
GrantCommon Stock, par value $0.001 per share 156,631 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014804 · wf-form4_162752368078332.xml · nonDerivative · entry 1

Pai Kathleen · CIK 0001857444 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,267

F1 · shares: Reflects restricted stock units ("RSUs") of SolarWinds Corporation ("SolarWinds") assumed by Issuer in connection with the spin-off of Issuer from SolarWinds completed on July 19, 2021 and converted into RSUs of Issuer, with the reporting person receiving a number of Issuer RSUs equal to the number of SolarWinds RSUs multiplied by 1.3162 (rounded down to the nearest whole number of shares). The RSUs vest as follows: (a) with respect to 82,923 RSUs, 27,641 will vest on each of February 15, 2022, February 15, 2023 and February 15, 2024 and (b) with respect to 73,713 RSUs, 36,856 will vest on February 15, 2022 and 36,857 will vest on February 15, 2023, in each case of (a)-(b) subject to continued service through each applicable date.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:54 UTC
Pagliuca JohnDirector · President and CEO
GrantCommon Stock, par value $0.001 per share 245,400 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014803 · wf-form4_162752365773857.xml · nonDerivative · entry 1

Pagliuca John · CIK 0001765729 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,580

F1 · shares: Reflects restricted stock units ("RSUs") of SolarWinds Corporation ("SolarWinds") assumed by Issuer in connection with the spin-off of Issuer from SolarWinds completed on July 19, 2021 and converted into RSUs of Issuer, with the reporting person receiving a number of Issuer RSUs equal to the number of SolarWinds RSUs multiplied by 1.3162 (rounded down to the nearest whole number of shares). The RSUs vest as follows: (a) 11,464 vest on February 1, 2022, (b) with respect to 36,853 RSUs, 18,426 vest on October 23, 2021 and 18,427 vest on October 23, 2022, (c) with respect to 81,688 RSUs, 9.09% vest each quarter over the following eleven quarters on the vesting dates of May 15, August 15, November 15 and February 15, (d) with respect to 108,023 RSUs, 54,011 vest on February 15, 2022 and 54,012 vest on February 15, 2023 and (e) 7,372 vest on February 15, 2022, in each case subject to continued service through each applicable date.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:54 UTC
O'Brien Tim JamesEVP, Chief Financial Officer
GrantCommon Stock, par value $0.001 per share 46,804 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014802 · wf-form4_162752362873043.xml · nonDerivative · entry 1

O'Brien Tim James · CIK 0001857436 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,647

F1 · shares: Reflects restricted stock units ("RSUs") of SolarWinds Corporation ("SolarWinds") assumed by Issuer in connection with the spin-off of Issuer from SolarWinds completed on July 19, 2021 and converted into RSUs of Issuer, with the reporting person receiving a number of Issuer RSUs equal to the number of SolarWinds RSUs multiplied by 1.3162 (rounded down to the nearest whole number of shares). The RSUs vest as follows: (a) with respect to 17,548 RSUs, 8,774 will vest on each of October 23, 2021 and October 23, 2022, (b) with respect to 14,852 RSUs, 9.09% will vest each quarter over the following eleven quarters on the respective quarterly vesting dates of May 15, August 15, November 15 and February 15 and (c) with respect to 14,404 RSUs, 7,202 will vest on each of February 15, 2022 and February 15, 2023, in each case subject to continued service through each applicable date.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:53 UTC GrantCommon Stock, par value $0.001 per share 27,993 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014801 · wf-form4_162752359575611.xml · nonDerivative · entry 1

Nimsger Kristin · CIK 0001856786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,993

F1 · shares: Represents restricted stock units awarded as part of the Issuer's non-employee director compensation program that entitle the reporting person to receive one share of the Issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest in equal annual installments on the first three anniversaries of July 19, 2021, subject to the director's continued service through the applicable vesting date.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:53 UTC GrantCommon Stock, par value $0.001 per share 27,993 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-014800 · wf-form4_162752357537174.xml · nonDerivative · entry 1

McMartin James Cameron · CIK 0001722501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,993

F1 · shares: Represents restricted stock units awarded as part of the Issuer's non-employee director compensation program that entitle the reporting person to receive one share of the Issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest in equal annual installments on the first three anniversaries of July 19, 2021, subject to the director's continued service through the applicable vesting date.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 7,239 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 19

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239

Underlying: Common Stock · 7,239 shares

Expires 2027-09-26

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F7 · derivative.exercise_date: At the time of the Conversion, 4,344 of these stock options awards were fully vested, 1,447 vest on September 26, 2021 and 1,448 vest on September 26, 2022.

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July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 2,632 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 18

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

Underlying: Common Stock · 2,632 shares

Expires 2027-06-08

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 434 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 17

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: Common Stock · 434 shares

Expires 2030-06-23

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 197 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 16

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires 2030-06-23

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 434 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 15

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: Common Stock · 434 shares

Expires 2030-06-23

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 197 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 14

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires 2030-06-23

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 1,013 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 13

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

Underlying: Common Stock · 1,013 shares

Expires 2030-06-23

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 460 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 12

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

Underlying: Common Stock · 460 shares

Expires 2030-06-23

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 1,013 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 11

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

Underlying: Common Stock · 1,013 shares

Expires 2028-03-20

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 460 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 10

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

Underlying: Common Stock · 460 shares

Expires 2028-03-20

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 723 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 9

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires 2028-03-20

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 329 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 8

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Common Stock · 329 shares

Expires 2028-03-20

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 723 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 7

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires 2028-03-20

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:52 UTC
Colletti FrankExec VP, Worldwide Sales
OtherStock Option · Derivative 329 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001628280-21-014799 · wf-form4_162752353928528.xml · derivative · entry 6

Colletti Frank · CIK 0001856752 · Exec VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Common Stock · 329 shares

Expires 2028-03-20

F2 · kind: Represents stock option awards granted by SolarWinds that have been converted into equity awards (the "Conversion") of the Issuer in connection with the Spin-Off.

F4 · price: As a result of the Conversion, stock options of SolarWinds were converted into stock options to purchase a number of shares of the Issuer's common stock equal to the number of shares of SolarWinds common stock underlying the stock options multiplied by 1.3162 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the stock options divided by 1.3162 (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: At the time of the Conversion, these stock options were fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.