Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 18 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
SaleCommon Stock | 19,853 | $40.41 | $802,301.42 |
DisclosureSEC source: 0001214659-17-001977 · marketforms-38377.xml · nonDerivative · entry 3 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,278 F1 · price: Represents a weighted average price per share of 19,853 shares of common stock sold in 49 transactions, ranging in price from $40.00 to $40.90 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
Exercise / conversionCommon Stock | 10,294 | $17.48 | $179,939.12 |
DisclosureSEC source: 0001214659-17-001977 · marketforms-38377.xml · nonDerivative · entry 2 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
Exercise / conversionCommon Stock | 9,559 | $17.18 | $164,223.62 |
DisclosureSEC source: 0001214659-17-001977 · marketforms-38377.xml · nonDerivative · entry 1 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 2,129 | $0.00 Strike: $24.68 | $0.00 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · derivative · entry 10 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,129 shares Expires 2023-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 2,969 | $0.00 Strike: $17.48 | $0.00 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · derivative · entry 9 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,969 shares Expires 2022-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 1,403 | $0.00 Strike: $24.18 | $0.00 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · derivative · entry 8 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,403 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 1,911 | $0.00 Strike: $17.18 | $0.00 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · derivative · entry 7 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,911 shares Expires 2020-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
SaleCommon Stock | 5,098 | $39.12 | $199,456.19 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · nonDerivative · entry 6 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,679 F2 · price: Represents a weighted average price per share of 5,098 shares of common stock sold in 29 transactions, ranging in price from $38.81 to $39.57 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Exercise / conversionCommon Stock | 2,129 | $24.68 | $52,543.72 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · nonDerivative · entry 5 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Exercise / conversionCommon Stock | 2,969 | $17.48 | $51,898.12 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · nonDerivative · entry 4 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
SaleCommon Stock | 3,314 | $38.68 | $128,171.60 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · nonDerivative · entry 3 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,679 F1 · price: Represents a weighted average price per share of 3,314 shares of common stock sold in 12 transactions, ranging in price from $38.56 to $38.81 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Exercise / conversionCommon Stock | 1,403 | $24.18 | $33,924.54 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · nonDerivative · entry 2 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Exercise / conversionCommon Stock | 1,911 | $17.18 | $32,830.98 |
DisclosureSEC source: 0001214659-17-001976 · marketforms-38371.xml · nonDerivative · entry 1 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
Johnson Gary RonaldDirector
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 8,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001975 · marketforms-38378.xml · derivative · entry 5 Johnson Gary Ronald · CIK 0001354714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2017-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
Johnson Gary RonaldDirector
|
SaleCommon Stock | 2,659 | $40.57 | $107,883.61 |
DisclosureSEC source: 0001214659-17-001975 · marketforms-38378.xml · nonDerivative · entry 4 Johnson Gary Ronald · CIK 0001354714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,102 F3 · price: Represents a weighted average price per share of 2,659 shares of common stock sold in 18 transactions, ranging in price from $40.41 to $40.75 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
Johnson Gary RonaldDirector
|
SaleCommon Stock | 4,041 | $40.21 | $162,499.52 |
DisclosureSEC source: 0001214659-17-001975 · marketforms-38378.xml · nonDerivative · entry 3 Johnson Gary Ronald · CIK 0001354714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,761 F2 · price: Represents a weighted average price per share of 4,041 shares of common stock sold in 23 transactions, ranging in price from $39.68 to $40.40 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
Johnson Gary RonaldDirector
|
SaleCommon Stock | 1,300 | $38.89 | $50,552.45 |
DisclosureSEC source: 0001214659-17-001975 · marketforms-38378.xml · nonDerivative · entry 2 Johnson Gary Ronald · CIK 0001354714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,802 F1 · price: Represents a weighted average price per share of 1,300 shares of common stock sold in 11 transactions, ranging in price from $38.63 to $39.44 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:05 UTC |
Johnson Gary RonaldDirector
|
Exercise / conversionCommon Stock | 8,000 | $13.00 | $104,000.00 |
DisclosureSEC source: 0001214659-17-001975 · marketforms-38378.xml · nonDerivative · entry 1 Johnson Gary Ronald · CIK 0001354714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
COOPER TOD M.SVP and COO T&D
|
Tax withholdingCommon Stock | 2,343 | $38.06 | $89,174.58 |
DisclosureSEC source: 0001214659-17-001791 · marketforms-37958.xml · nonDerivative · entry 2 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,679 F2 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations in connection with the vesting of performance shares. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
COOPER TOD M.SVP and COO T&D
|
GrantCommon Stock | 6,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001791 · marketforms-37958.xml · nonDerivative · entry 1 COOPER TOD M. · CIK 0001583147 · SVP and COO T&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,022 F1 · shares: Shares of common stock received upon vesting of performance share awards for performance period from January 1, 2014 through December 31, 2016. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
KOERTNER WILLIAM ADirector · Executive Chairman
|
Tax withholdingCommon Stock | 10,770 | $38.06 | $409,906.20 |
DisclosureSEC source: 0001214659-17-001790 · marketforms-37957.xml · nonDerivative · entry 2 KOERTNER WILLIAM A · CIK 0001019690 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,384 F2 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations in connection with the vesting of performance shares. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
KOERTNER WILLIAM ADirector · Executive Chairman
|
GrantCommon Stock | 31,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001790 · marketforms-37957.xml · nonDerivative · entry 1 KOERTNER WILLIAM A · CIK 0001019690 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,154 F1 · shares: Shares of common stock received upon vesting of performance share awards for performance period from January 1, 2014 through December 31, 2016. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
Waneka Jeffrey J.SVP and COO C&I
|
Tax withholdingCommon Stock | 399 | $38.06 | $15,185.94 |
DisclosureSEC source: 0001214659-17-001789 · marketforms-37959.xml · nonDerivative · entry 2 Waneka Jeffrey J. · CIK 0001694616 · SVP and COO C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,173 F2 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations in connection with the vesting of performance shares. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
Waneka Jeffrey J.SVP and COO C&I
|
GrantCommon Stock | 1,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001789 · marketforms-37959.xml · nonDerivative · entry 1 Waneka Jeffrey J. · CIK 0001694616 · SVP and COO C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,572 F1 · shares: Shares of common stock received upon vesting of performance share awards for performance period from January 1, 2014 through December 31, 2016. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
Swartz Richard S. Jr.President and CEO
|
Tax withholdingCommon Stock | 4,242 | $38.06 | $161,450.52 |
DisclosureSEC source: 0001214659-17-001788 · marketforms-37955.xml · nonDerivative · entry 2 Swartz Richard S. Jr. · CIK 0001441497 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,732 F2 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations in connection with the vesting of performance shares. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
Swartz Richard S. Jr.President and CEO
|
GrantCommon Stock | 13,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001788 · marketforms-37955.xml · nonDerivative · entry 1 Swartz Richard S. Jr. · CIK 0001441497 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,974 F1 · shares: Shares of common stock received upon vesting of performance share awards for performance period from January 1, 2014 through December 31, 2016. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
Tax withholdingCommon Stock | 3,423 | $38.06 | $130,279.38 |
DisclosureSEC source: 0001214659-17-001787 · marketforms-37956.xml · nonDerivative · entry 2 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,278 F2 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations in connection with the vesting of performance shares. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
GrantCommon Stock | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001787 · marketforms-37956.xml · nonDerivative · entry 1 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,701 F1 · shares: Shares of common stock received upon vesting of performance share awards for performance period from January 1, 2014 through December 31, 2016. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:09 UTC |
WYNN BETTY R.Senior VP, CFO and Treasurer
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 4,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015300 · marketforms-37341.xml · derivative · entry 3 Johnson Betty R. · CIK 0001441619 · Senior VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2017-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:09 UTC |
WYNN BETTY R.Senior VP, CFO and Treasurer
|
SaleCommon Stock | 4,000 | $38.52 | $154,082.40 |
DisclosureSEC source: 0001214659-16-015300 · marketforms-37341.xml · nonDerivative · entry 2 Johnson Betty R. · CIK 0001441619 · Senior VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,773 F1 · price: Represents a weighted average price per share of 4,000 shares of common stock sold in 8 transactions, ranging in price from $38.50 to $38.64 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:09 UTC |
WYNN BETTY R.Senior VP, CFO and Treasurer
|
Exercise / conversionCommon Stock | 4,000 | $13.00 | $52,000.00 |
DisclosureSEC source: 0001214659-16-015300 · marketforms-37341.xml · nonDerivative · entry 1 Johnson Betty R. · CIK 0001441619 · Senior VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 8,516 | $0.00 Strike: $24.68 | $0.00 |
DisclosureSEC source: 0001214659-16-015237 · marketforms-37308.xml · derivative · entry 5 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,516 shares Expires 2023-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 7,296 | $0.00 Strike: $24.18 | $0.00 |
DisclosureSEC source: 0001214659-16-015237 · marketforms-37308.xml · derivative · entry 4 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,296 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
SaleCommon Stock | 15,812 | $38.00 | $600,856.00 |
DisclosureSEC source: 0001214659-16-015237 · marketforms-37308.xml · nonDerivative · entry 3 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,219 Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
Exercise / conversionCommon Stock | 8,516 | $24.68 | $210,174.88 |
DisclosureSEC source: 0001214659-16-015237 · marketforms-37308.xml · nonDerivative · entry 2 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:05 UTC |
Engen Gerald B. Jr.Senior VP, CLO and Secretary
|
Exercise / conversionCommon Stock | 7,296 | $24.18 | $176,417.28 |
DisclosureSEC source: 0001214659-16-015237 · marketforms-37308.xml · nonDerivative · entry 1 Engen Gerald B. Jr. · CIK 0001441618 · Senior VP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 8,679 | $0.00 Strike: $17.18 | $0.00 |
DisclosureSEC source: 0001214659-16-015238 · marketforms-37306.xml · derivative · entry 3 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,679 shares Expires 2020-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
SaleCommon Stock | 8,679 | $38.01 | $329,910.49 |
DisclosureSEC source: 0001214659-16-015238 · marketforms-37306.xml · nonDerivative · entry 2 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,337 F1 · price: Represents a weighted average price per share of 8,697 shares of common stock sold in 8 transactions, ranging in price from $38.00 to $38.10 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 8,679 | $17.18 | $149,105.22 |
DisclosureSEC source: 0001214659-16-015238 · marketforms-37306.xml · nonDerivative · entry 1 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:05 UTC |
Swartz Richard S. Jr.COO and Executive VP
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 11,878 | $0.00 Strike: $17.48 | $0.00 |
DisclosureSEC source: 0001214659-16-015206 · marketforms-37304.xml · derivative · entry 5 Swartz Richard S. Jr. · CIK 0001441497 · COO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,878 shares Expires 2022-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:05 UTC |
Swartz Richard S. Jr.COO and Executive VP
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 9,559 | $0.00 Strike: $17.18 | $0.00 |
DisclosureSEC source: 0001214659-16-015206 · marketforms-37304.xml · derivative · entry 4 Swartz Richard S. Jr. · CIK 0001441497 · COO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,559 shares Expires 2020-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:05 UTC |
Swartz Richard S. Jr.COO and Executive VP
|
SaleCommon Stock | 21,437 | $38.01 | $814,732.48 |
DisclosureSEC source: 0001214659-16-015206 · marketforms-37304.xml · nonDerivative · entry 3 Swartz Richard S. Jr. · CIK 0001441497 · COO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,786 F1 · price: Represents a weighted average price per share of 21,437 shares of common stock sold in 10 transactions, ranging in price from $38.00 to $38.07 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:05 UTC |
Swartz Richard S. Jr.COO and Executive VP
|
Exercise / conversionCommon Stock | 11,878 | $17.48 | $207,627.44 |
DisclosureSEC source: 0001214659-16-015206 · marketforms-37304.xml · nonDerivative · entry 2 Swartz Richard S. Jr. · CIK 0001441497 · COO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:05 UTC |
Swartz Richard S. Jr.COO and Executive VP
|
Exercise / conversionCommon Stock | 9,559 | $17.18 | $164,223.62 |
DisclosureSEC source: 0001214659-16-015206 · marketforms-37304.xml · nonDerivative · entry 1 Swartz Richard S. Jr. · CIK 0001441497 · COO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 9,600 | $0.00 Strike: $17.18 | $0.00 |
DisclosureSEC source: 0001214659-16-015207 · marketforms-37298.xml · derivative · entry 6 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,679 Underlying: Common Stock · 9,600 shares Expires 2020-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
SaleCommon Stock | 9,600 | $38.15 | $366,243.84 |
DisclosureSEC source: 0001214659-16-015207 · marketforms-37298.xml · nonDerivative · entry 4 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,337 F1 · price: Represents a weighted average price per share of 9,600 shares of common stock sold in 2 transactions, ranging in price from $38.15 to $38.19 per share. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 9,600 | $17.18 | $164,928.00 |
DisclosureSEC source: 0001214659-16-015207 · marketforms-37298.xml · nonDerivative · entry 3 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 400 | $0.00 Strike: $17.18 | $0.00 |
DisclosureSEC source: 0001214659-16-015207 · marketforms-37298.xml · derivative · entry 5 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,279 Underlying: Common Stock · 400 shares Expires 2020-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
SaleCommon Stock | 400 | $38.27 | $15,306.00 |
DisclosureSEC source: 0001214659-16-015207 · marketforms-37298.xml · nonDerivative · entry 2 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,337 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:05 UTC |
KOERTNER WILLIAM ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 400 | $17.18 | $6,872.00 |
DisclosureSEC source: 0001214659-16-015207 · marketforms-37298.xml · nonDerivative · entry 1 KOERTNER WILLIAM A · CIK 0001019690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.