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Nasdaq · USD

MXCT

MAXCYTE, INC.

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6608
SEC CIK
0001287098
Parsed reports
163

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,306 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · derivative · entry 9

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 37,306 shares

Expires 2030-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

F5 · derivative.exercise_date: One-sixteenth (1/16th) of the shares underlying this option vested on December 7, 2020, and the remainder vested or shall vest monthly in forty-five (45) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
SaleCommon Stock 37,306 $12.08 $450,656.48
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · nonDerivative · entry 6

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
Exercise / conversionCommon Stock 37,306 $4.42 $164,892.52
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · nonDerivative · entry 5

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,163 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · derivative · entry 9

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 31,163 shares

Expires 2026-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
SaleCommon Stock 31,163 $12.08 $376,449.04
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · nonDerivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
Exercise / conversionCommon Stock 31,163 $0.84 $26,176.92
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · nonDerivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,562 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · derivative · entry 11

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,562 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
SaleCommon Stock 18,562 $12.08 $224,228.96
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · nonDerivative · entry 7

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
Exercise / conversionCommon Stock 18,562 $3.25 $60,326.50
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · nonDerivative · entry 6

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 39,130 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · derivative · entry 9

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,292

Underlying: Common Stock · 39,130 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
SaleCommon Stock 39,130 $12.08 $472,690.40
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · nonDerivative · entry 6

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,251

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
Exercise / conversionCommon Stock 39,130 $0.04 $1,565.20
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · nonDerivative · entry 5

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 74,890 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · derivative · entry 9

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,080

Underlying: Common Stock · 74,890 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 74,890 $12.08 $904,671.20
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · nonDerivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,197

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 74,890 $0.04 $2,995.60
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · nonDerivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 61,591 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · derivative · entry 8

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,306

Underlying: Common Stock · 61,591 shares

Expires 2030-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

F5 · derivative.exercise_date: One-sixteenth (1/16th) of the shares underlying this option vested on December 7, 2020, and the remainder vested or shall vest monthly in forty-five (45) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
SaleCommon Stock 61,591 $12.16 $748,946.56
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · nonDerivative · entry 4

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
Exercise / conversionCommon Stock 61,591 $4.42 $272,232.22
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · nonDerivative · entry 3

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 51,352 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · derivative · entry 8

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,163

Underlying: Common Stock · 51,352 shares

Expires 2026-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
SaleCommon Stock 51,352 $12.16 $624,440.32
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
Exercise / conversionCommon Stock 51,352 $0.84 $43,135.68
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,438 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · derivative · entry 10

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,562

Underlying: Common Stock · 6,438 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,278 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · derivative · entry 9

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 24,278 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

F5 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on March 25, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
SaleCommon Stock 30,716 $12.16 $373,506.56
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · nonDerivative · entry 5

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
Exercise / conversionCommon Stock 6,438 $3.25 $20,923.50
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · nonDerivative · entry 4

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
Exercise / conversionCommon Stock 24,278 $2.08 $50,498.24
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · nonDerivative · entry 3

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 64,385 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · derivative · entry 8

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,422

Underlying: Common Stock · 64,385 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
SaleCommon Stock 64,385 $12.16 $782,921.60
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · nonDerivative · entry 4

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,251

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
Exercise / conversionCommon Stock 64,385 $0.04 $2,575.40
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · nonDerivative · entry 3

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 123,263 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · derivative · entry 8

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,970

Underlying: Common Stock · 123,263 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 123,263 $12.16 $1,498,878.08
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,197

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 123,263 $0.04 $4,930.52
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 51,103 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · derivative · entry 7

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,897

Underlying: Common Stock · 51,103 shares

Expires 2030-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

F5 · derivative.exercise_date: One-sixteenth (1/16th) of the shares underlying this option vested on December 7, 2020, and the remainder vested or shall vest monthly in forty-five (45) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
SaleCommon Stock 51,103 $12.66 $646,963.98
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · nonDerivative · entry 2

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:12 UTC
Murphy Amanda LouiseChief Financial Officer
Exercise / conversionCommon Stock 51,103 $4.42 $225,875.26
Disclosure

SEC source: 0001209191-21-064884 · doc4.xml · nonDerivative · entry 1

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 42,590 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · derivative · entry 7

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,515

Underlying: Common Stock · 42,590 shares

Expires 2026-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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November 12, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
SaleCommon Stock 42,590 $12.66 $539,189.40
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 12, 2021 Filed Nov 16, 2021 19:10 UTC
Ross Thomas M.EVP, Global Sales
Exercise / conversionCommon Stock 42,590 $0.84 $35,775.60
Disclosure

SEC source: 0001209191-21-064881 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,722 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · derivative · entry 8

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,278

Underlying: Common Stock · 25,722 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

F5 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on March 25, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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November 12, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
SaleCommon Stock 25,722 $12.66 $325,640.52
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · nonDerivative · entry 2

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 12, 2021 Filed Nov 16, 2021 19:14 UTC
Masoud MaherEVP and General Counsel
Exercise / conversionCommon Stock 25,722 $2.08 $53,501.76
Disclosure

SEC source: 0001209191-21-064891 · doc4.xml · nonDerivative · entry 1

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34.

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November 12, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,485 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · derivative · entry 7

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,807

Underlying: Common Stock · 21,485 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
SaleCommon Stock 46,485 $12.65 $588,035.25
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · nonDerivative · entry 2

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,251

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 12, 2021 Filed Nov 16, 2021 19:09 UTC
Holtz RonSVP and CAO
Exercise / conversionCommon Stock 21,485 $0.04 $859.40
Disclosure

SEC source: 0001209191-21-064878 · doc4.xml · nonDerivative · entry 1

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,847 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · derivative · entry 7

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,233

Underlying: Common Stock · 1,847 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 101,847 $12.66 $1,289,383.02
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,197

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 19:08 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 1,847 $0.04 $73.88
Disclosure

SEC source: 0001209191-21-064875 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:13 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $16.63 $0.00
Disclosure

SEC source: 0001209191-21-050931 · doc4.xml · derivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-08-09

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on August 9, 2022 and the remaining shares underlying the option vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer at each vesting date.

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August 09, 2021 Filed Aug 11, 2021 17:18 UTC
Murphy Amanda LouiseChief Financial Officer
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $16.63 $0.00
Disclosure

SEC source: 0001209191-21-050948 · doc4.xml · derivative · entry 1

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-08-09

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on August 9, 2022 and the remaining shares underlying the option vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer at each vesting date.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:16 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $16.63 $0.00
Disclosure

SEC source: 0001209191-21-050940 · doc4.xml · derivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-08-09

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on August 9, 2022 and the remaining shares underlying the option vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer at each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.