Tapewire

Nasdaq · USD

MXCT

MAXCYTE, INC.

Export transactions ↓
Tapewire entity
6608
SEC CIK
0001287098
Parsed reports
163

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2023 Filed Apr 7, 2023 16:43 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 6,967 $2.14 $14,923.31
Disclosure

SEC source: 0001209191-23-023809 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 16:42 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,961 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-023806 · doc4.xml · derivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 367,942

Underlying: Common Stock · 6,961 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 16:42 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 6,961 $5.00 $34,805.00
Disclosure

SEC source: 0001209191-23-023806 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 16:42 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 6,961 $0.04 $278.44
Disclosure

SEC source: 0001209191-23-023806 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 340,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,266 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · derivative · entry 9

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,162

Underlying: Common Stock · 7,266 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 7,266 $5.03 $36,547.98
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · nonDerivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 7,266 $2.14 $15,563.77
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · nonDerivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,470 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · derivative · entry 9

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,903

Underlying: Common Stock · 7,470 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 7,470 $5.03 $37,574.10
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · nonDerivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 7,470 $0.04 $298.80
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · nonDerivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 340,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · derivative · entry 8

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,428

Underlying: Common Stock · 100 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 100 $5.01 $501.00
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 100 $2.14 $214.20
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · derivative · entry 8

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 382,373

Underlying: Common Stock · 100 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 100 $5.01 $501.00
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 100 $0.04 $4.00
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,607 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · derivative · entry 7

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,528

Underlying: Common Stock · 2,607 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 2,607 $5.00 $13,035.00
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 19:00 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 2,607 $2.14 $5,584.19
Disclosure

SEC source: 0001209191-23-022988 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,607 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · derivative · entry 7

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 382,473

Underlying: Common Stock · 2,607 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 2,607 $5.00 $13,035.00
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 18:59 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 2,607 $0.04 $104.28
Disclosure

SEC source: 0001209191-23-022983 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
March 29, 2023 Filed Mar 30, 2023 13:11 UTC PurchaseCommon Stock 80,000 $4.32 $345,480.00
Disclosure

SEC source: 0001209191-23-021573 · doc4.xml · nonDerivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The Reporting Person purchased the securities on the open market at purchase prices ranging from $4.20 to $4.35 per share, with a weighted average purchase price of $4.3185 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 14:06 UTC
Swirsky Douglas JChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $4.11 $0.00
Disclosure

SEC source: 0001209191-23-021333 · doc4.xml · derivative · entry 1

Swirsky Douglas J · CIK 0001375884 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2033-03-26

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 27, 2024 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 16:42 UTC
Ross Thomas M.EVP, Global Sales & Marketing
GrantEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001209191-23-020287 · doc4.xml · derivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 20, 2024 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 16:43 UTC
Masoud MaherEVP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001209191-23-020289 · doc4.xml · derivative · entry 1

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 20, 2024 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 16:46 UTC
Holtz RonChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001209191-23-020298 · doc4.xml · derivative · entry 1

Holtz Ron · CIK 0001874490 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 20, 2024 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 16:42 UTC
Doerfler DouglasDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001209191-23-020285 · doc4.xml · derivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 20, 2024 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:45 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001209191-23-020293 · doc4.xml · derivative · entry 1

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-03-19

F1 · derivative.exercise_date: This grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. 23,333 of the shares underlying this option vested on March 20, 2023 and the remaining 16,667 shares will vest in 15 equal monthly installments thereafter, beginning on April 14, 2023, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:44 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001209191-23-020291 · doc4.xml · derivative · entry 1

Al-Wakeel Yasir B. · CIK 0001650691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-03-19

F1 · derivative.exercise_date: This grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. 23,333 of the shares underlying this option vested on March 20, 2023 and the remaining 16,667 shares will vest in 15 equal monthly installments thereafter, beginning on April 14, 2023, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:41 UTC
Sumen CenkChief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001209191-23-020283 · doc4.xml · derivative · entry 2

Sumen Cenk · CIK 0001917133 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-03-19

F3 · derivative.exercise_date: 25% of the shares underlying this option vest on March 20, 2024 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 16:32 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,575 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-006880 · doc4.xml · derivative · entry 8

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,135

Underlying: Common Stock · 11,575 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 16:32 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 11,575 $5.77 $66,787.75
Disclosure

SEC source: 0001209191-23-006880 · doc4.xml · nonDerivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.69 to $5.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 16:32 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 11,575 $2.14 $24,793.65
Disclosure

SEC source: 0001209191-23-006880 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 16:31 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,665 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-006876 · doc4.xml · derivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,080

Underlying: Common Stock · 10,665 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 16:31 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 10,665 $5.77 $61,537.05
Disclosure

SEC source: 0001209191-23-006876 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.69 to $5.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 16:31 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 10,665 $0.04 $426.60
Disclosure

SEC source: 0001209191-23-006876 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:32 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,090 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-006880 · doc4.xml · derivative · entry 7

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,710

Underlying: Common Stock · 15,090 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:32 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,468 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001209191-23-006880 · doc4.xml · derivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,468 shares

Expires 2026-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:32 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 17,558 $5.68 $99,729.44
Disclosure

SEC source: 0001209191-23-006880 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.51 to $5.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:32 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 15,090 $2.14 $32,322.78
Disclosure

SEC source: 0001209191-23-006880 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:32 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 2,468 $0.98 $2,426.04
Disclosure

SEC source: 0001209191-23-006880 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:31 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,335 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-006876 · doc4.xml · derivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,745

Underlying: Common Stock · 19,335 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:31 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 19,335 $5.69 $110,016.15
Disclosure

SEC source: 0001209191-23-006876 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.50 to $5.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:31 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 19,335 $0.04 $773.40
Disclosure

SEC source: 0001209191-23-006876 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,467 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · derivative · entry 9

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

Underlying: Common Stock · 9,467 shares

Expires 2026-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 9,467 $5.04 $47,713.68
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · nonDerivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 9,467 $0.98 $9,306.06
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · nonDerivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,234 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · derivative · entry 9

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,080

Underlying: Common Stock · 10,234 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 10,234 $5.04 $51,579.36
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · nonDerivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.