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Nasdaq · USD

MXCT

MAXCYTE, INC.

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6608
SEC CIK
0001287098
Parsed reports
163

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2024 Filed Feb 28, 2024 21:30 UTC Exercise / conversionCommon Stock 5,000 $2.14 $10,710.00
Disclosure

SEC source: 0001415889-24-005727 · form4-02282024_040201.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-24-001975 · form4-01302024_040101.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,617

Underlying: Common Stock · 5,000 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · derivative.exercise_date: The shares underlying this option vested monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:30 UTC SaleCommon Stock 5,000 $5.12 $25,585.00
Disclosure

SEC source: 0001415889-24-001975 · form4-01302024_040101.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.04 to $5.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:30 UTC Exercise / conversionCommon Stock 5,000 $2.14 $10,710.00
Disclosure

SEC source: 0001415889-24-001975 · form4-01302024_040101.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 16:30 UTC
Masoud MaherDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001209191-24-000790 · doc4.xml · derivative · entry 1

Masoud Maher · CIK 0001874571 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2034-01-02

F1 · derivative.exercise_date: This option grant was made pursuant to the terms of the letter agreement, dated as of December 11, 2023, by and between the Issuer and the reporting person, entered into in connection with his appointment as President and Chief Executive Officer of the Issuer, as set forth in a Current Report on Form 8-K filed by the Issuer on December 11, 2023. Of the shares underlying the option, 25% will vest on January 2, 2025 and the remaining 75% will vest in 36 equal monthly installments thereafter, in each case subject to the reporting person's continuous service with the Issuer at the applicable vesting date.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-059910 · doc4.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,617

Underlying: Common Stock · 5,000 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · derivative.exercise_date: The shares underlying this option vested monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:30 UTC SaleCommon Stock 5,000 $4.53 $22,650.00
Disclosure

SEC source: 0001209191-23-059910 · doc4.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.455 to $4.585, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:30 UTC Exercise / conversionCommon Stock 5,000 $2.14 $10,710.00
Disclosure

SEC source: 0001209191-23-059910 · doc4.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 16:15 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 99,442 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-057600 · doc4.xml · derivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,080

Underlying: Common Stock · 99,442 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 16:15 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 99,442 $5.17 $514,115.14
Disclosure

SEC source: 0001209191-23-057600 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 16:15 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 99,442 $0.04 $3,977.68
Disclosure

SEC source: 0001209191-23-057600 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 16:15 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,008 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-057600 · doc4.xml · derivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,522

Underlying: Common Stock · 25,008 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 16:15 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 25,008 $5.01 $125,290.08
Disclosure

SEC source: 0001209191-23-057600 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 16:15 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 25,008 $0.04 $1,000.32
Disclosure

SEC source: 0001209191-23-057600 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 17:14 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,200 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-057093 · doc4.xml · derivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,530

Underlying: Common Stock · 20,200 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 17:14 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 20,200 $5.00 $101,000.00
Disclosure

SEC source: 0001209191-23-057093 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 17:14 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 20,200 $0.04 $808.00
Disclosure

SEC source: 0001209191-23-057093 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 17:14 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,350 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-057093 · doc4.xml · derivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,730

Underlying: Common Stock · 5,350 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 17:14 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 5,350 $5.00 $26,750.00
Disclosure

SEC source: 0001209191-23-057093 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 17:14 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 5,350 $0.04 $214.00
Disclosure

SEC source: 0001209191-23-057093 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-056908 · doc4.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,617

Underlying: Common Stock · 5,000 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · derivative.exercise_date: The shares underlying this option vested monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:36 UTC SaleCommon Stock 5,000 $4.59 $22,950.00
Disclosure

SEC source: 0001209191-23-056908 · doc4.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.52 to $4.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:36 UTC Exercise / conversionCommon Stock 5,000 $2.14 $10,710.00
Disclosure

SEC source: 0001209191-23-056908 · doc4.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:48 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,283 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-055540 · doc4.xml · derivative · entry 5

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,617

Underlying: Common Stock · 1,283 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F4 · derivative.exercise_date: The shares underlying this option vested monthly in forty-eight (48) equal monthly installments commencing on April 4, 2019.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:48 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,717 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-23-055540 · doc4.xml · derivative · entry 4

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,717 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on February 20, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:48 UTC SaleCommon Stock 10,000 $3.71 $37,100.00
Disclosure

SEC source: 0001209191-23-055540 · doc4.xml · nonDerivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.70 to $3.725, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:48 UTC Exercise / conversionCommon Stock 1,283 $2.14 $2,748.19
Disclosure

SEC source: 0001209191-23-055540 · doc4.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:48 UTC Exercise / conversionCommon Stock 8,717 $1.64 $14,304.60
Disclosure

SEC source: 0001209191-23-055540 · doc4.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 21:22 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,841 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · derivative · entry 9

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,717

Underlying: Common Stock · 2,841 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F4 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on February 20, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 21:22 UTC SaleCommon Stock 2,841 $3.70 $10,511.70
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · nonDerivative · entry 6

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.70 to $3.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 21:22 UTC Exercise / conversionCommon Stock 2,841 $1.64 $4,662.08
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · nonDerivative · entry 5

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 21:22 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,059 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · derivative · entry 8

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,558

Underlying: Common Stock · 2,059 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F4 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on February 20, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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August 29, 2023 Filed Aug 30, 2023 21:22 UTC SaleCommon Stock 2,059 $3.70 $7,618.30
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · nonDerivative · entry 4

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.70 to $3.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 29, 2023 Filed Aug 30, 2023 21:22 UTC Exercise / conversionCommon Stock 2,059 $1.64 $3,378.82
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · nonDerivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

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August 28, 2023 Filed Aug 30, 2023 21:22 UTC Exercise / conversionStock Option (right to buy) · Derivative 100 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · derivative · entry 7

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,617

Underlying: Common Stock · 100 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F4 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on February 20, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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August 28, 2023 Filed Aug 30, 2023 21:22 UTC SaleCommon Stock 100 $3.70 $370.00
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

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August 28, 2023 Filed Aug 30, 2023 21:22 UTC Exercise / conversionCommon Stock 100 $1.64 $164.10
Disclosure

SEC source: 0001209191-23-047756 · doc4.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

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July 26, 2023 Filed Jul 28, 2023 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-23-043689 · doc4.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,717

Underlying: Common Stock · 5,000 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on February 20, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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July 26, 2023 Filed Jul 28, 2023 20:30 UTC SaleCommon Stock 5,000 $4.75 $23,750.00
Disclosure

SEC source: 0001209191-23-043689 · doc4.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.72 to $4.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 26, 2023 Filed Jul 28, 2023 20:30 UTC Exercise / conversionCommon Stock 5,000 $1.64 $8,205.00
Disclosure

SEC source: 0001209191-23-043689 · doc4.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

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July 12, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,757 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · derivative · entry 9

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,080

Underlying: Common Stock · 16,757 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

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July 12, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 16,757 $5.02 $84,120.14
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · nonDerivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 16,757 $0.04 $670.28
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · nonDerivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 349,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,798 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · derivative · entry 8

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 251,837

Underlying: Common Stock · 12,798 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 12,798 $5.04 $64,501.92
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.085, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 12,798 $0.04 $511.92
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 445 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · derivative · entry 7

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 264,635

Underlying: Common Stock · 445 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 445 $5.01 $2,229.45
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.005 to $5.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 18:06 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 445 $0.04 $17.80
Disclosure

SEC source: 0001209191-23-042110 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
June 27, 2023 Filed Jun 28, 2023 21:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,471 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-23-040058 · doc4.xml · derivative · entry 8

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,717

Underlying: Common Stock · 7,471 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F5 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on February 20, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.