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Nasdaq · USD

MXCT

MAXCYTE, INC.

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6608
SEC CIK
0001287098
Parsed reports
163

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2025 Filed Mar 18, 2025 20:31 UTC
Masoud MaherDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 347,500 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0000905148-25-000961 · form4.xml · derivative · entry 1

Masoud Maher · CIK 0001874571 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,500

Underlying: Common Stock · 347,500 shares

Expires 2035-03-13

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option shall vest on March 14, 2026, and the remainder shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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March 14, 2025 Filed Mar 19, 2025 00:33 UTC
Swirsky Douglas JCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0000905148-25-000962 · form4.xml · derivative · entry 2

Swirsky Douglas J · CIK 0001375884 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-03-13

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option shall vest on March 14, 2026, and the remainder shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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March 14, 2025 Filed Mar 19, 2025 00:33 UTC
Swirsky Douglas JCHIEF FINANCIAL OFFICER
GrantCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000962 · form4.xml · nonDerivative · entry 1

Swirsky Douglas J · CIK 0001375884 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,750

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall vest on March 14, 2026, and the remainder shall vest in three (3) equal annual installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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January 27, 2025 Filed Jan 29, 2025 21:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001415889-25-002263 · form4-01292025_090107.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,417

Underlying: Common Stock · 3,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:13 UTC SaleCommon Stock 3,000 $4.65 $13,935.00
Disclosure

SEC source: 0001415889-25-002263 · form4-01292025_090107.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,950

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.52 to $4.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:13 UTC Exercise / conversionCommon Stock 3,000 $2.93 $8,796.00
Disclosure

SEC source: 0001415889-25-002263 · form4-01292025_090107.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

Read SEC document
January 13, 2025 Filed Jan 14, 2025 16:03 UTC
Sandoval David I.GENERAL COUNSEL
SaleCommon Stock 4,466 $4.54 $20,271.62
Disclosure

SEC source: 0000905148-25-000092 · form4.xml · nonDerivative · entry 1

Sandoval David I. · CIK 0002012430 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,447

F1 · kind: These shares were sold to cover tax withholding due upon vesting of previously granted restricted stock units. Such "sale to cover" was automatically effected to satisfy tax withholding obligations and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 21:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001415889-24-030230 · form4-12302024_041201.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,417

Underlying: Common Stock · 3,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 21:15 UTC SaleCommon Stock 3,000 $4.01 $12,021.00
Disclosure

SEC source: 0001415889-24-030230 · form4-12302024_041201.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,950

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.995 to $4.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 21:15 UTC Exercise / conversionCommon Stock 3,000 $2.93 $8,796.00
Disclosure

SEC source: 0001415889-24-030230 · form4-12302024_041201.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 483 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · derivative · entry 10

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,417

Underlying: Common Stock · 483 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,121 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · derivative · entry 9

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,121 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 891 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · derivative · entry 8

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 891 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:30 UTC SaleCommon Stock 2,495 $3.79 $9,458.55
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · nonDerivative · entry 6

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,950

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.705 to $3.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:30 UTC Exercise / conversionCommon Stock 483 $2.93 $1,416.16
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · nonDerivative · entry 5

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:30 UTC Exercise / conversionCommon Stock 1,121 $1.64 $1,839.56
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · nonDerivative · entry 4

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:30 UTC Exercise / conversionCommon Stock 891 $2.93 $2,607.07
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · nonDerivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 505 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · derivative · entry 7

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 891

Underlying: Common Stock · 505 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 21:30 UTC SaleCommon Stock 505 $3.70 $1,869.01
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,950

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.70 to $3.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 21:30 UTC Exercise / conversionCommon Stock 505 $2.93 $1,477.63
Disclosure

SEC source: 0001415889-24-028839 · form4-12102024_041201.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:25 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 47,689 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001415889-24-026144 · form4-11052024_041101.xml · derivative · entry 3

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,689 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:25 UTC SaleCommon Stock 47,689 $3.72 $177,403.08
Disclosure

SEC source: 0001415889-24-026144 · form4-11052024_041101.xml · nonDerivative · entry 2

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,118

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.61 to $3.755, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:25 UTC Exercise / conversionCommon Stock 47,689 $0.04 $1,907.56
Disclosure

SEC source: 0001415889-24-026144 · form4-11052024_041101.xml · nonDerivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 316,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001415889-24-025749 · form4-10302024_041006.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,396

Underlying: Common Stock · 3,000 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:15 UTC SaleCommon Stock 3,000 $3.72 $11,166.00
Disclosure

SEC source: 0001415889-24-025749 · form4-10302024_041006.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,950

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.70 to $3.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:15 UTC Exercise / conversionCommon Stock 3,000 $2.93 $8,778.00
Disclosure

SEC source: 0001415889-24-025749 · form4-10302024_041006.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:36 UTC GrantStock Option (right to buy) · Derivative 97,698 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0000905148-24-002726 · form4.xml · derivative · entry 2

Collins Cynthia · CIK 0001405692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,698

Underlying: Common Stock · 97,698 shares

Expires 2034-10-13

F2 · derivative.exercise_date: One-third of the shares underlying this option shall vest on October 14, 2025, and the remainder shall vest in twenty-four (24) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:36 UTC GrantCommon Stock 51,679 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002726 · form4.xml · nonDerivative · entry 1

Collins Cynthia · CIK 0001405692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,679

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One hundred percent (100%) of the RSUs shall vest on October 14, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
October 02, 2024 Filed Oct 2, 2024 21:03 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,607 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001415889-24-024454 · form4-10022024_091036.xml · derivative · entry 6

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,689

Underlying: Common Stock · 21,607 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 02, 2024 Filed Oct 2, 2024 21:03 UTC SaleCommon Stock 21,607 $3.71 $80,161.97
Disclosure

SEC source: 0001415889-24-024454 · form4-10022024_091036.xml · nonDerivative · entry 4

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,118

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.625 to $3.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2024 Filed Oct 2, 2024 21:03 UTC Exercise / conversionCommon Stock 21,607 $0.04 $864.28
Disclosure

SEC source: 0001415889-24-024454 · form4-10022024_091036.xml · nonDerivative · entry 3

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 290,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:03 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,082 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001415889-24-024454 · form4-10022024_091036.xml · derivative · entry 5

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,296

Underlying: Common Stock · 26,082 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:03 UTC SaleCommon Stock 26,082 $3.78 $98,589.96
Disclosure

SEC source: 0001415889-24-024454 · form4-10022024_091036.xml · nonDerivative · entry 2

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,118

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.69 to $3.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 01, 2024 Filed Oct 2, 2024 21:03 UTC Exercise / conversionCommon Stock 26,082 $0.04 $1,043.28
Disclosure

SEC source: 0001415889-24-024454 · form4-10022024_091036.xml · nonDerivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 295,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

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September 26, 2024 Filed Sep 30, 2024 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001415889-24-024090 · form4-09302024_040901.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,396

Underlying: Common Stock · 3,000 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

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September 26, 2024 Filed Sep 30, 2024 20:15 UTC SaleCommon Stock 3,000 $3.82 $11,460.00
Disclosure

SEC source: 0001415889-24-024090 · form4-09302024_040901.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,950

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.80 to $3.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 26, 2024 Filed Sep 30, 2024 20:15 UTC Exercise / conversionCommon Stock 3,000 $2.93 $8,778.00
Disclosure

SEC source: 0001415889-24-024090 · form4-09302024_040901.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

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September 16, 2024 Filed Sep 18, 2024 16:34 UTC
Soleymannezhad AliChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 20,800 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0000905148-24-002566 · form4.xml · derivative · entry 2

Soleymannezhad Ali · CIK 0002037336 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,800

Underlying: Common Stock · 20,800 shares

Expires 2034-09-15

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option shall vest on September 16, 2025, and the remainder shall vest in thirty-six (36) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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September 16, 2024 Filed Sep 18, 2024 16:34 UTC
Soleymannezhad AliChief Commercial Officer
GrantCommon Stock 10,400 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002566 · form4.xml · nonDerivative · entry 1

Soleymannezhad Ali · CIK 0002037336 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,025

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall vest on September 16, 2025, and the remainder shall vest in three (3) equal annual installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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September 04, 2024 Filed Sep 5, 2024 21:10 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,767 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001415889-24-022941 · form4-09052024_090936.xml · derivative · entry 6

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,378

Underlying: Common Stock · 29,767 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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September 04, 2024 Filed Sep 5, 2024 21:10 UTC SaleCommon Stock 29,767 $3.97 $118,174.99
Disclosure

SEC source: 0001415889-24-022941 · form4-09052024_090936.xml · nonDerivative · entry 4

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,118

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.90 to $4.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 04, 2024 Filed Sep 5, 2024 21:10 UTC Exercise / conversionCommon Stock 29,767 $0.04 $1,190.68
Disclosure

SEC source: 0001415889-24-022941 · form4-09052024_090936.xml · nonDerivative · entry 3

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 298,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

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September 03, 2024 Filed Sep 5, 2024 21:10 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,922 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001415889-24-022941 · form4-09052024_090936.xml · derivative · entry 5

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,145

Underlying: Common Stock · 17,922 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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September 03, 2024 Filed Sep 5, 2024 21:10 UTC SaleCommon Stock 17,922 $4.10 $73,480.20
Disclosure

SEC source: 0001415889-24-022941 · form4-09052024_090936.xml · nonDerivative · entry 2

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,118

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.04 to $4.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 03, 2024 Filed Sep 5, 2024 21:10 UTC Exercise / conversionCommon Stock 17,922 $0.04 $716.88
Disclosure

SEC source: 0001415889-24-022941 · form4-09052024_090936.xml · nonDerivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024. The option that is the subject of the trading plan is scheduled to expire by its terms on November 11, 2024.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001415889-24-022448 · form4-08282024_040806.xml · derivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,396

Underlying: Common Stock · 3,000 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

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August 26, 2024 Filed Aug 28, 2024 20:30 UTC SaleCommon Stock 3,000 $4.28 $12,840.00
Disclosure

SEC source: 0001415889-24-022448 · form4-08282024_040806.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,950

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.23 to $4.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 26, 2024 Filed Aug 28, 2024 20:30 UTC Exercise / conversionCommon Stock 3,000 $2.93 $8,778.00
Disclosure

SEC source: 0001415889-24-022448 · form4-08282024_040806.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2023.

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August 02, 2024 Filed Aug 5, 2024 18:57 UTC
Ross Thomas M.EVP, GLOBAL SALES
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,857 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001415889-24-020785 · form4-08052024_100803.xml · derivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, GLOBAL SALES

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 17,857 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2024.

F4 · derivative.exercise_date: The option has fully vested.

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August 02, 2024 Filed Aug 5, 2024 18:57 UTC
Ross Thomas M.EVP, GLOBAL SALES
SaleCommon Stock 17,857 $4.36 $77,874.38
Disclosure

SEC source: 0001415889-24-020785 · form4-08052024_100803.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, GLOBAL SALES

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.235 to $4.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.