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Nasdaq · USD

MVIS

MICROVISION, INC.

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Tapewire entity
1053
SEC CIK
0000065770
Parsed reports
299

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2025 Filed Jun 6, 2025 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001641172-25-014173 · ownership.xml · derivative · entry 5

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 150,000 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F5 · derivative.exercise_date: RSUs vested on June 4, 2025, on the one-year anniversary of grant, upon determination by the Issuer's Compensation Committee of the level of achievement of performance objectives pursuant to the 2025 Executive Bonus Plan.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 22:01 UTC GrantRestricted Stock Units · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001641172-25-014173 · ownership.xml · derivative · entry 4

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common stock · 150,000 shares

Expires 2025-06-04

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of MicroVision common stock.

F5 · derivative.exercise_date: RSUs vested on June 4, 2025, on the one-year anniversary of grant, upon determination by the Issuer's Compensation Committee of the level of achievement of performance objectives pursuant to the 2025 Executive Bonus Plan.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 22:01 UTC Exercise / conversionCommon Stock 149,850 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-014173 · ownership.xml · nonDerivative · entry 2

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 22:01 UTC Exercise / conversionCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-014173 · ownership.xml · nonDerivative · entry 1

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 00:28 UTC
DeVos Glen W.SVP, Chief Technology Officer
GrantRestricted Stock Units · Derivative 1,300,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001641172-25-002471 · ownership.xml · derivative · entry 1

De Vos Glen W. · CIK 0001699735 · SVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 1,300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: At vesting, restricted stock units, or RSUs, convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.exercise_date: RSUs granted 04/02/2025 are scheduled to vest in four equal annual installments until fully vested on 3/31/2026, 03/31/2027, 03/31/2028, and 03/31/2029.

F2 · derivative.expiration_date: RSUs granted 04/02/2025 are scheduled to vest in four equal annual installments until fully vested on 3/31/2026, 03/31/2027, 03/31/2028, and 03/31/2029.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 20,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009047 · ownership.xml · derivative · entry 2

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,112 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionCommon Stock 20,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009047 · ownership.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC
Smith JadaDirector
Exercise / conversionRestricted Stock Units · Derivative 20,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009046 · ownership.xml · derivative · entry 3

Smith Jada · CIK 0002022732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,112 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F4 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F4 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC
Smith JadaDirector
Exercise / conversionCommon Stock 20,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009046 · ownership.xml · nonDerivative · entry 2

Smith Jada · CIK 0002022732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 20,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009045 · ownership.xml · derivative · entry 2

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,112 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionCommon Stock 20,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009045 · ownership.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 20,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009043 · ownership.xml · derivative · entry 2

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,112 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionCommon Stock 20,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009043 · ownership.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 20,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009049 · ownership.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F4 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

F4 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionCommon Stock 20,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009049 · ownership.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock that would have been delivered to the reporting person, without payment, upon vesting of the restricted stock units, or RSUs, on a unit-for-share basis. However, the reporting person previously elected to defer delivery of the shares as reported herein.

F2 · price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · balance_after: Includes 106,094 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 20,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009048 · ownership.xml · derivative · entry 2

Schabert Peter · CIK 0002026120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,112 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted on 09/03/2024 are scheduled to vest as to 1/4 upon grant, and the remaining to vest in equal quarterly installments, until fully vested on the earlier of 06/05/2025 or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted on 09/03/2024 are scheduled to vest as to 1/4 upon grant, and the remaining to vest in equal quarterly installments, until fully vested on the earlier of 06/05/2025 or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:15 UTC Exercise / conversionCommon Stock 20,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-009048 · ownership.xml · nonDerivative · entry 1

Schabert Peter · CIK 0002026120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
January 28, 2025 Filed Mar 4, 2025 21:15 UTC
Smith JadaDirector
SaleCommon Stock 20,113 $1.61 $32,383.94
Disclosure

SEC source: 0001493152-25-009046 · ownership.xml · nonDerivative · entry 1

Smith Jada · CIK 0002022732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,113

F1 · date: On 1/28/2025, without direction from the Reporting Person, the Reporting Person's broker sold 20,113 shares of Reporting Person's MicroVision common stock in contravention of MicroVision policies. The Reporting Person did not become aware of the sale until after settlement.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048415 · ownership.xml · derivative · entry 2

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048415 · ownership.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048416 · ownership.xml · derivative · entry 2

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048416 · ownership.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC
Smith JadaDirector
Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048419 · ownership.xml · derivative · entry 2

Smith Jada · CIK 0002022732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC
Smith JadaDirector
Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048419 · ownership.xml · nonDerivative · entry 1

Smith Jada · CIK 0002022732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048418 · ownership.xml · derivative · entry 2

Schabert Peter · CIK 0002026120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,113 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted on 09/03/2024 are scheduled to vest as to 1/4 upon grant, and the remaining to vest in equal quarterly installments, until fully vested on the earlier of 06/05/2025 or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted on 09/03/2024 are scheduled to vest as to 1/4 upon grant, and the remaining to vest in equal quarterly installments, until fully vested on the earlier of 06/05/2025 or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048418 · ownership.xml · nonDerivative · entry 1

Schabert Peter · CIK 0002026120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048420 · ownership.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F4 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

F4 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048420 · ownership.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock that would have been delivered to the reporting person, without payment, upon vesting of the restricted stock units, or RSUs, on a unit-for-share basis. However, the reporting person previously elected to defer delivery of the shares as reported herein.

F2 · price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · balance_after: Includes 85,982 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048417 · ownership.xml · derivative · entry 2

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,113 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 11:22 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048417 · ownership.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 02:34 UTC Exercise / conversionRestricted Stock Units · Derivative 33,531 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-046906 · ownership.xml · derivative · entry 3

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 33,531 shares

Expires 2024-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 02:34 UTC Tax withholdingCommon Stock 8,497 $0.89 $7,528.34
Disclosure

SEC source: 0001493152-24-046906 · ownership.xml · nonDerivative · entry 2

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,024

F2 · security: Represents a withholding tax-related nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold by the Issuer in multiple transactions at prices ranging from $0.886 to $0.88668, inclusive.

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November 16, 2024 Filed Nov 20, 2024 02:34 UTC Exercise / conversionCommon Stock 33,531 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-046906 · ownership.xml · nonDerivative · entry 1

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC
Smith JadaDirector
Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034884 · ownership.xml · derivative · entry 2

Smith Jada · CIK 0002022732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC
Smith JadaDirector
Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034884 · ownership.xml · nonDerivative · entry 1

Smith Jada · CIK 0002022732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034881 · ownership.xml · derivative · entry 2

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034881 · ownership.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034883 · ownership.xml · derivative · entry 3

Schabert Peter · CIK 0002026120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted on 09/03/2024 are scheduled to vest as to 1/4 upon grant, and the remaining to vest in equal quarterly installments, until fully vested on the earlier of 06/05/2025 or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted on 09/03/2024 are scheduled to vest as to 1/4 upon grant, and the remaining to vest in equal quarterly installments, until fully vested on the earlier of 06/05/2025 or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC GrantRestricted Stock Units · Derivative 80,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034883 · ownership.xml · derivative · entry 2

Schabert Peter · CIK 0002026120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,450

Underlying: Common stock · 80,450 shares

Expires not disclosed

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.exercise_date: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.expiration_date: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034883 · ownership.xml · nonDerivative · entry 1

Schabert Peter · CIK 0002026120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034885 · ownership.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F4 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

F4 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034885 · ownership.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

F3 · balance_after: Includes 65,869 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034886 · ownership.xml · derivative · entry 2

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034886 · ownership.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034880 · ownership.xml · derivative · entry 2

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034880 · ownership.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 20,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034882 · ownership.xml · derivative · entry 2

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,113 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

F3 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/07/2024 incorrectly reported the total RSUs granted on 06/05/2024 as 82,406 RSUs instead of the correct amount of 80,450 RSUs. The vesting reported herein was calculated based on the correct amount of 80,450 RSUs.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:47 UTC Exercise / conversionCommon Stock 20,113 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034882 · ownership.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 00:12 UTC Tax withholdingCommon Stock 5,185 $0.85 $4,391.18
Disclosure

SEC source: 0001493152-24-031742 · ownership.xml · nonDerivative · entry 2

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,506

F2 · security: Represents a withholding tax-related nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 00:12 UTC Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-031742 · ownership.xml · derivative · entry 3

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 20,000 shares

Expires 2024-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.