Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2026 Filed Oct 13, 2026 20:06 UTC |
Browne Sarah KaplanChief Medical Officer
|
GrantCommon Stock | 53,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-115494 · tm2627211-2_4seq1.xml · nonDerivative · entry 1 Browne Sarah Kaplan · CIK 0002158844 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,000 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests as to 50% on each of the first and second anniversaries of the date of grant, subject to the Reporting Person's continuing service on the applicable vesting date. Read SEC document |
| June 08, 2026 Filed Jun 8, 2026 22:32 UTC |
Salsbury MichaelDirector
|
GrantCommon Stock | 17,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-071473 · tm2617186-4_4seq1.xml · nonDerivative · entry 1 Salsbury Michael · CIK 0001798308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,338 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 8, 2027 or the day immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. In accordance with the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-11 reverse stock split on December 4, 2025. Read SEC document |
| June 08, 2026 Filed Jun 8, 2026 22:31 UTC |
GROVES JASON LDirector
|
GrantCommon Stock | 17,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-071472 · tm2617186-3_4seq1.xml · nonDerivative · entry 1 GROVES JASON L · CIK 0001480679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,338 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 8, 2027 or the day immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. In accordance with the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-11 reverse stock split on December 4, 2025. Read SEC document |
| June 08, 2026 Filed Jun 8, 2026 22:29 UTC |
Glickman Mark ADirector
|
GrantCommon Stock | 17,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-071469 · tm2617186-1_4seq1.xml · nonDerivative · entry 1 Glickman Mark A · CIK 0001441461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,629 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 8, 2027 or the day immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-11 reverse stock split on December 4, 2025. Read SEC document |
| June 08, 2026 Filed Jun 8, 2026 22:30 UTC |
KOVEN ANDREW IDirector
|
GrantCommon Stock | 17,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-071471 · tm2617186-2_4seq1.xml · nonDerivative · entry 1 KOVEN ANDREW I · CIK 0001258673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,339 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 8, 2027 or the day immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. In accordance with the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-11 reverse stock split on December 4, 2025. Read SEC document |
| June 08, 2026 Filed Jun 8, 2026 22:33 UTC |
STRICKLAND D GORDONDirector
|
GrantCommon Stock | 17,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-071474 · tm2617186-5_4seq1.xml · nonDerivative · entry 1 STRICKLAND D GORDON · CIK 0001223039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,339 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 8, 2027 or the day immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-11 reverse stock split on December 4, 2025. Read SEC document |
| June 08, 2026 Filed Jun 8, 2026 22:33 UTC |
Tursi James PatrickDirector
|
GrantCommon Stock | 17,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-071475 · tm2617186-6_4seq1.xml · nonDerivative · entry 1 Tursi James Patrick · CIK 0001527710 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,568 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 8, 2027 or the day immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-11 reverse stock split on December 4, 2025. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 16:02 UTC |
Woodworth Marshall HChief Financial Officer
|
GrantCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-006978 · tm264118-2_4seq1.xml · nonDerivative · entry 1 Woodworth Marshall H · CIK 0001492648 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,734 F1 · shares: Represents a grant of restricted stock units issued to the reporting person under the Issuer's 2022 Amended and Restated Equity Incentive Plan, which vests as to 50% on each of the first and second anniversaries of the grant date, subject to continuing service. F2 · balance_after: The number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-11 reverse stock split on December 4, 2025. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 21:01 UTC |
Kim Hyung HeonDirector · CEO & President
|
GrantCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-006975 · tm264118-1_4seq1.xml · nonDerivative · entry 1 Kim Hyung Heon · CIK 0001873258 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,545 F1 · shares: Represents a grant of restricted stock units issued to the reporting person under the Issuer's 2022 Amended and Restated Equity Incentive Plan, which vests as to 50% on each of the first and second anniversaries of the grant date, subject to continuing service. F2 · balance_after: The number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-11 reverse stock split on December 4, 2025. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 16:36 UTC |
Woodworth Marshall HChief Financial Officer
|
GiftCommon Stock | 14,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-077612 · tm2523394-1_4seq1.xml · nonDerivative · entry 1 Woodworth Marshall H · CIK 0001492648 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,079 Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:01 UTC |
Salsbury MichaelDirector
|
GrantCommon Stock | 28,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-064705 · tm2519510-1_4seq1.xml · nonDerivative · entry 1 Salsbury Michael · CIK 0001798308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,699 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 30, 2026 or the day immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. In accordance with the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:02 UTC |
GROVES JASON LDirector
|
GrantCommon Stock | 28,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-064715 · tm2519510-5_4seq1.xml · nonDerivative · entry 1 GROVES JASON L · CIK 0001480679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,699 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 30, 2026 or the day immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. In accordance with the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:03 UTC |
Glickman Mark ADirector
|
GrantCommon Stock | 28,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-064716 · tm2519510-6_4seq1.xml · nonDerivative · entry 1 Glickman Mark A · CIK 0001441461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,887 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 30, 2026 or the day immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:01 UTC |
KOVEN ANDREW IDirector
|
GrantCommon Stock | 28,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-064706 · tm2519510-2_4seq1.xml · nonDerivative · entry 1 KOVEN ANDREW I · CIK 0001258673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,699 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 30, 2026 or the day immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. In accordance with the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:01 UTC |
STRICKLAND D GORDONDirector
|
GrantCommon Stock | 28,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-064708 · tm2519510-3_4seq1.xml · nonDerivative · entry 1 STRICKLAND D GORDON · CIK 0001223039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,699 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 30, 2026 or the day immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:02 UTC |
Tursi James PatrickDirector
|
GrantCommon Stock | 28,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-064710 · tm2519510-4_4seq1.xml · nonDerivative · entry 1 Tursi James Patrick · CIK 0001527710 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,219 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's Amended and Restated 2022 Equity Incentive Plan, which vests on the earlier of June 30, 2026 or the day immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. Read SEC document |
| June 04, 2025 Filed Jun 4, 2025 16:01 UTC |
Woodworth Marshall HChief Financial Officer
|
PurchaseCommon Stock | 14,200 | $0.70 | $9,940.00 |
DisclosureSEC source: 0001104659-25-056382 · tm2517146-1_4seq1.xml · nonDerivative · entry 1 Woodworth Marshall H · CIK 0001492648 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,279 Read SEC document |
| May 08, 2025 Filed May 20, 2025 20:16 UTC |
DONG-A ST CO., LTD10% owner
|
PurchaseCommon Stock | 4,647,887 | $0.71 | $3,299,999.77 |
DisclosureSEC source: 0000899140-25-000718 · form4.xml · nonDerivative · entry 1 DONG-A ST CO., LTD · CIK 0001799260 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,995,679 Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 16:01 UTC |
Woodworth Marshall HChief Financial Officer
|
Tax withholdingCommon Stock | 3,417 | $1.46 | $4,988.82 |
DisclosureSEC source: 0001104659-25-020282 · tm258191-2_4seq1.xml · nonDerivative · entry 1 Woodworth Marshall H · CIK 0001492648 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,079 F1 · price: Shares were withheld by the Issuer in satisfaction of the Reporting Person's tax liabilities in connection with the vesting of restricted stock units, based on the Issuer's closing price on February 28, 2025. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 21:01 UTC |
Kim Hyung HeonDirector · CEO & President
|
Tax withholdingCommon Stock | 2,795 | $1.46 | $4,080.70 |
DisclosureSEC source: 0001104659-25-020281 · tm258191-1_4seq1.xml · nonDerivative · entry 1 Kim Hyung Heon · CIK 0001873258 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,004 F1 · price: Shares were withheld by the Issuer in satisfaction of the Reporting Person's tax liabilities in connection with the vesting of restricted stock units, based on the Issuer's closing price on February 28, 2025. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 22:31 UTC |
Kim Hyung HeonDirector · CEO & President
|
Tax withholdingCommon Stock | 2,867 | $2.55 | $7,310.85 |
DisclosureSEC source: 0001104659-24-124721 · tm2429956-1_4seq1.xml · nonDerivative · entry 1 Kim Hyung Heon · CIK 0001873258 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,799 F1 · price: Shares were withheld by the Issuer in satisfaction of the Reporting Person's tax liabilities in connection with the vesting of restricted stock units, based on the Issuer's closing price on November 29, 2024. Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:20 UTC |
DONG-A ST CO., LTD10% owner
|
PurchaseWarrants to Purchase Common Stock · Derivative | 3,816,795 | Not disclosed Strike: $3.93 | Not disclosed |
DisclosureSEC source: 0000899140-24-001036 · form4.xml · derivative · entry 3 DONG-A ST CO., LTD · CIK 0001799260 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,816,795 Underlying: Common Stock · 3,816,795 shares Expires 2029-09-18 F2 · price: On June 13, 2024, the Issuer issued (i) Series A Warrants to purchase up to an aggregate of 2,544,530 shares of the Issuer's common stock (the "Series A Warrant Shares") and (ii) 3,816,795 Series B Warrants to purchase up to an aggregate of 3,816,795 shares of the Issuer's common stock (the "Series B Warrants", and collectively with the Series A Warrants, the "Warrants"), to the reporting person pursuant to a securities purchase agreement dated the same date (the "Purchase Agreement"), in connection with a private placement of securities by the Issuer to certain investors. The issuance of the Warrants under the Purchase Agreement was subject to stockholder approval under applicable NASDAQ rules, which was obtained at a special meeting of the Issuer's stockholders held on September 18, 2024. F4 · derivative.expiration_date: These warrants expire on the earlier of (i) the five years anniversary of September 18, 2024 and (ii) the six months anniversary following the date on which the Issuer publicly announce the receiving of positive Phase 1, Part 3 data readout for DA-1726. Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:20 UTC |
DONG-A ST CO., LTD10% owner
|
PurchaseWarrants to Purchase Common Stock · Derivative | 2,544,530 | Not disclosed Strike: $3.93 | Not disclosed |
DisclosureSEC source: 0000899140-24-001036 · form4.xml · derivative · entry 2 DONG-A ST CO., LTD · CIK 0001799260 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,544,530 Underlying: Common Stock · 2,544,530 shares Expires 2025-09-18 F2 · price: On June 13, 2024, the Issuer issued (i) Series A Warrants to purchase up to an aggregate of 2,544,530 shares of the Issuer's common stock (the "Series A Warrant Shares") and (ii) 3,816,795 Series B Warrants to purchase up to an aggregate of 3,816,795 shares of the Issuer's common stock (the "Series B Warrants", and collectively with the Series A Warrants, the "Warrants"), to the reporting person pursuant to a securities purchase agreement dated the same date (the "Purchase Agreement"), in connection with a private placement of securities by the Issuer to certain investors. The issuance of the Warrants under the Purchase Agreement was subject to stockholder approval under applicable NASDAQ rules, which was obtained at a special meeting of the Issuer's stockholders held on September 18, 2024. F3 · derivative.expiration_date: These warrants expire on the earlier of (i) the twelve months anniversary of September 18, 2024, and (ii) the 60th day following the date on which the Issuer publicly announce the receiving of positive Phase 1 MAD data readout for DA-1726. Read SEC document |
| September 12, 2024 Filed Sep 20, 2024 20:20 UTC |
DONG-A ST CO., LTD10% owner
|
SaleCommon Stock | 407 | $3.75 | $1,526.25 |
DisclosureSEC source: 0000899140-24-001036 · form4.xml · nonDerivative · entry 1 DONG-A ST CO., LTD · CIK 0001799260 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,347,792 F1 · balance_after: Reporting Person's sale of 407 shares of Common Stock at a price per share of $3.75 occurred on September 12, 2024. Read SEC document |
| August 11, 2024 Filed Aug 13, 2024 20:01 UTC |
Kim Hyung HeonDirector · CEO & President
|
Tax withholdingCommon Stock | 11,467 | $3.60 | $41,281.20 |
DisclosureSEC source: 0001104659-24-088925 · tm2421534-1_4seq1.xml · nonDerivative · entry 1 Kim Hyung Heon · CIK 0001873258 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,666 F1 · price: Shares were withheld by the Issuer in satisfaction of the Reporting Person's tax liabilities in connection with the vesting of restricted stock units, based on the Issuer's closing price on August 9, 2024. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-8 reverse stock split on December 20, 2023. Read SEC document |
| June 23, 2024 Filed Jun 25, 2024 20:16 UTC |
DONG-A ST CO., LTD10% owner
|
PurchaseCommon Stock | 2,544,530 | $3.13 | $7,964,378.90 |
DisclosureSEC source: 0000899140-24-000673 · form4.xml · nonDerivative · entry 1 DONG-A ST CO., LTD · CIK 0001799260 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,348,229 Read SEC document |
| June 23, 2024 Filed Jul 10, 2024 15:11 UTC Amendment |
DONG-A ST CO., LTD10% owner
|
PurchaseCommon Stock | 2,544,530 | $3.93 | $10,000,002.90 |
DisclosureSEC source: 0000899140-24-000705 · form4.xml · nonDerivative · entry 1 DONG-A ST CO., LTD · CIK 0001799260 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,348,229 F1 · price: This amendment to Form 4 is being filed by the reporting person to correct a scrivener's error in the Form 4 filed by the reporting person on June 25, 2024 (the "Original Form 4"). The Original Form 4 incorrectly reported a $3.13 price per share of Common Stock acquired by the reporting person in the subject transaction. As reported in this amendment to Form 4, the price per share of Common Stock acquired by the reporting person in the subject transaction was $3.93 per share. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 23:26 UTC |
Salsbury MichaelDirector
|
GrantCommon Stock | 5,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-069788 · tm2416741-6_4seq1.xml · nonDerivative · entry 1 Salsbury Michael · CIK 0001798308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,552 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the Reporting Person under the Issuer's 2022 Equity Incentive Plan, which vests on the earlier of June 7, 2025 or the day immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. In accordance with the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-8 reverse stock split on December 20, 2023. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 23:26 UTC |
GROVES JASON LDirector
|
GrantCommon Stock | 5,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-069787 · tm2416741-5_4seq1.xml · nonDerivative · entry 1 GROVES JASON L · CIK 0001480679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,552 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the Reporting Person under the Issuer's 2022 Equity Incentive Plan, which vests on the earlier of June 7, 2025 or the day immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. Per the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-8 reverse stock split on December 20, 2023. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 23:25 UTC |
Glickman Mark ADirector
|
GrantCommon Stock | 5,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-069785 · tm2416741-3_4seq1.xml · nonDerivative · entry 1 Glickman Mark A · CIK 0001441461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,740 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's 2022 Equity Incentive Plan, which vests on the earlier of June 7, 2025 or the day immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-8 reverse stock split on December 20, 2023. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 23:25 UTC |
KOVEN ANDREW IDirector
|
GrantCommon Stock | 5,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-069786 · tm2416741-4_4seq1.xml · nonDerivative · entry 1 KOVEN ANDREW I · CIK 0001258673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,552 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the Reporting Person under the Issuer's 2022 Equity Incentive Plan, which vests on the earlier of June 7, 2025 or the day immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. In accordance with the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Policy"), the Reporting Person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the Reporting Person's retirement or other separation from service with the Issuer or death, whichever is earlier. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-8 reverse stock split on December 20, 2023. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 23:24 UTC |
STRICKLAND D GORDONDirector
|
GrantCommon Stock | 5,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-069784 · tm2416741-2_4seq1.xml · nonDerivative · entry 1 STRICKLAND D GORDON · CIK 0001223039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,552 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's 2022 Equity Incentive Plan, which vests on the earlier of June 7, 2025 or the day immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-8 reverse stock split on December 20, 2023. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 23:24 UTC |
Tursi James PatrickDirector
|
GrantCommon Stock | 5,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-069783 · tm2416741-1_4seq1.xml · nonDerivative · entry 1 Tursi James Patrick · CIK 0001527710 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,072 F1 · shares: Represents a grant of restricted stock units issued to the Reporting Person under the Issuer's 2022 Equity Incentive Plan, which vests on the earlier of June 7, 2025 or the day immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continuing service on the applicable vesting date. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect the Issuer's completion of a 1-for-8 reverse stock split on December 20, 2023. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 21:20 UTC |
Woodworth Marshall HChief Financial Officer
|
GrantCommon Stock | 33,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001492648-24-000001 · primary_doc.xml · nonDerivative · entry 1 Woodworth Marshall H · CIK 0001492648 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,496 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan, which vest as follows: (i) 30% of the RSUs vest on the first anniversary of the grant date; (ii) 30% of the RSUs vest on the second anniversary of the grant date; and (iii) the remainder of the RSUs vest in equal monthly installments on the last day of each full month over the 12 months following the second anniversary of the grant date. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:12 UTC |
Tursi James PatrickDirector
|
GrantCommon Stock | 7,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001527710-23-000003 · primary_doc.xml · nonDerivative · entry 2 Tursi James Patrick · CIK 0001527710 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,157 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F3 · shares: Vests on the earlier of December 1, 2024 or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to continuing service. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:12 UTC |
Tursi James PatrickDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001527710-23-000003 · primary_doc.xml · nonDerivative · entry 1 Tursi James Patrick · CIK 0001527710 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F2 · shares: 50% of the RSUs immediately vested on the grant date, and the remainder will vest in two equal installments on each subsequent anniversary of the grant date, subject to continuing service. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 20:10 UTC |
Kim Hyung HeonDirector · CEO & President
|
GrantCommon Stock | 625,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-091331 · tm2323677-1_4seq1.xml · nonDerivative · entry 1 Kim Hyung Heon · CIK 0001873258 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 625,064 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F2 · shares: 50% of the RSUs will vest on August 11, 2024, and the remainder will vest in equal monthly installments on the last day of each full month over the subsequent 12 months, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:17 UTC |
Salsbury MichaelDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084989 · tm2321997-4_4seq1.xml · nonDerivative · entry 2 Salsbury Michael · CIK 0001798308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F3 · shares: Vests on the earlier of July 27, 2024 or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:17 UTC |
Salsbury MichaelDirector
|
GrantCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084989 · tm2321997-4_4seq1.xml · nonDerivative · entry 1 Salsbury Michael · CIK 0001798308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,500 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F2 · shares: 50% of the RSUs vested immediately, and the remainder will vest in two equal installments on each subsequent anniversary of the date of grant, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:13 UTC |
GROVES JASON LDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084980 · tm2321997-1_4seq1.xml · nonDerivative · entry 2 GROVES JASON L · CIK 0001480679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F3 · shares: Vests on the earlier of July 27, 2024 or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:13 UTC |
GROVES JASON LDirector
|
GrantCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084980 · tm2321997-1_4seq1.xml · nonDerivative · entry 1 GROVES JASON L · CIK 0001480679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,500 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F2 · shares: 50% of the RSUs vested immediately, and the remainder will vest in two equal installments on each subsequent anniversary of the date of grant, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:11 UTC |
Glickman Mark ADirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084974 · tm2321997-3_4seq1.xml · nonDerivative · entry 2 Glickman Mark A · CIK 0001441461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F3 · shares: Vests on the earlier of July 27, 2024 or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:11 UTC |
Glickman Mark ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084974 · tm2321997-3_4seq1.xml · nonDerivative · entry 1 Glickman Mark A · CIK 0001441461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F2 · shares: 50% of the RSUs vested immediately, and the remainder will vest in two equal installments on each subsequent anniversary of the date of grant, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:19 UTC |
KOVEN ANDREW IDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084992 · tm2321997-2_4seq1.xml · nonDerivative · entry 2 KOVEN ANDREW I · CIK 0001258673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. Per the terms of the Amended and Restated Non-Employee Director Compensation Policy, the reporting person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the reporting person's retirement or other separation form service with the Issuer or death, whichever is earlier. F3 · shares: Vests on the earlier of July 27, 2024 or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:19 UTC |
KOVEN ANDREW IDirector
|
GrantCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084992 · tm2321997-2_4seq1.xml · nonDerivative · entry 1 KOVEN ANDREW I · CIK 0001258673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,500 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. Per the terms of the Amended and Restated Non-Employee Director Compensation Policy, the reporting person elected to defer receipt of the shares of common stock upon the vesting of the RSUs until the earlier of the date that is (i) immediately prior to a Change in Control (as described in the Policy), or (ii) within 60 days following the reporting person's retirement or other separation form service with the Issuer or death, whichever is earlier. F2 · shares: 50% of the RSUs vested immediately, and the remainder will vest in two equal installments on each subsequent anniversary of the date of grant, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:15 UTC |
STRICKLAND D GORDONDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084985 · tm2321997-5_4seq1.xml · nonDerivative · entry 2 STRICKLAND D GORDON · CIK 0001223039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F3 · shares: Vests on the earlier of July 27, 2024 or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:15 UTC |
STRICKLAND D GORDONDirector
|
GrantCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084985 · tm2321997-5_4seq1.xml · nonDerivative · entry 1 STRICKLAND D GORDON · CIK 0001223039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,500 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F2 · shares: 50% of the RSUs vested immediately, and the remainder will vest in two equal installments on each subsequent anniversary of the date of grant, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:08 UTC |
Kim Na YeonDirector · 10% owner
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084965 · tm2321997-6_4seq1.xml · nonDerivative · entry 2 Kim Na Yeon · CIK 0001794779 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,459 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F4 · shares: Vests on the earlier of July 27, 2024 or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to continuing service. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 10:08 UTC |
Kim Na YeonDirector · 10% owner
|
GrantCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-084965 · tm2321997-6_4seq1.xml · nonDerivative · entry 1 Kim Na Yeon · CIK 0001794779 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,959 F1 · shares: Represents a grant of restricted stock units ("RSUs") issued to the reporting person under the Issuer's 2022 Equity Incentive Plan. F2 · shares: 50% of the RSUs vested immediately, and the remainder will vest in two equal installments on each subsequent anniversary of the date of grant, subject to continuing service. F3 · balance_after: The share amount has been adjusted to reflect the reverse stock split effective on September 12, 2022 whereby each thirty shares issued and outstanding prior to the split were combined and converted into one share of common stock. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 20:03 UTC |
Kim Na YeonDirector · 10% owner
|
OtherCommon Stock | 1,445,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-083645 · tm2222080-1_4seq1.xml · nonDerivative · entry 1 Kim Na Yeon · CIK 0001794779 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by The E&Healthcare Investment Fund II Disclosed balance after: 2,890,533 F1 · kind: E&Healthcare Investment Fund II distributed 1,445,267 shares to its partners on a pro rata basis, for no consideration. F2 · ownership.nature: Ms. Kim is the Chief Executive Officer of E&Investment, Inc., which is the sole general partner of The E&Healthcare Investment Fund II, The E&Healthcare Investment Fund No. 6 and The E&Investment Healthcare Fund No. 7, and as such, has voting and investment control over the shares held by E&Investment and its affiliated funds. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.