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Matinas BioPharma Holdings, Inc.

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8443
SEC CIK
0001582554
Parsed reports
226

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2021 Filed Jan 4, 2021 23:30 UTC
Kucinski Keith AChief Financial Officer
GrantStock option (right to buy) · Derivative 500,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001493152-21-000132 · ownership.xml · derivative · entry 1

Kucinski Keith A · CIK 0001763405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-12-31

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. The option vests as to 25% of the shares on January 1, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on February 1, 2022.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 23:30 UTC
Ferguson James J. IIIChief Medical Officer
GrantStock option (right to buy) · Derivative 575,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001493152-21-000130 · ownership.xml · derivative · entry 1

Ferguson James J. III · CIK 0001769041 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,000

Underlying: Common Stock · 575,000 shares

Expires 2030-12-31

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. The option vests as to 25% of the shares on January 1, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on February 1, 2022.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 18:30 UTC GrantCommon Stock 11,673 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000131 · ownership.xml · nonDerivative · entry 1

WIKLER MATTHEW · CIK 0001195414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,303

F1 · shares: On December 31, 2020, the Reporting Person was issued 11,673 shares of common stock par value $.0001 per share pursuant to the Issuer's Amended and Restated 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:08 UTC
Liu HuiChief Technology Officer
GrantStock option (right to buy) · Derivative 350,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001493152-20-022913 · ownership.xml · derivative · entry 1

Hui Liu · CIK 0001834660 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2030-12-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests as to 25% on December 1, 2021, thereafter the remaining options vest in equal monthly installments over a period of 36 months commencing on January 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 10, 2020 16:05 UTC GrantStock option (right to buy) · Derivative 122,605 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-020925 · ownership.xml · derivative · entry 1

LEPORE PATRICK G · CIK 0001055404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,605

Underlying: Common Stock · 122,605 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2020. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
November 02, 2020 Filed Nov 10, 2020 16:05 UTC
Ende Eric JDirector
GrantStock option (right to buy) · Derivative 122,605 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-020922 · ownership.xml · derivative · entry 1

Ende Eric J · CIK 0001494386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,605

Underlying: Common Stock · 122,605 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2020. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
November 02, 2020 Filed Nov 10, 2020 16:05 UTC GrantStock option (right to buy) · Derivative 122,605 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-020923 · ownership.xml · derivative · entry 1

WIKLER MATTHEW · CIK 0001195414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,605

Underlying: Common Stock · 122,605 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2020. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
November 02, 2020 Filed Nov 10, 2020 21:05 UTC GrantStock option (right to buy) · Derivative 122,605 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-020921 · ownership.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,605

Underlying: Common Stock · 122,605 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2020. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
November 02, 2020 Filed Nov 10, 2020 16:05 UTC GrantStock option (right to buy) · Derivative 122,605 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-020924 · ownership.xml · derivative · entry 1

Scibetta James S · CIK 0001383242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,605

Underlying: Common Stock · 122,605 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2020. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
September 30, 2020 Filed Oct 6, 2020 16:05 UTC GrantCommon Stock 20,725 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-019017 · ownership.xml · nonDerivative · entry 1

WIKLER MATTHEW · CIK 0001195414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,630

F1 · shares: On September 30, 2020, the Reporting Person was issued 20,725 shares of common stock par value $.0001 per share pursuant to the Issuer's Amended and Restated 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 14:00 UTC
STERN ADAM KDirector
PurchaseCommon Stock, par value $0.0001 per share 20,000 $0.83 $16,600.00
Disclosure

SEC source: 0001493152-20-016580 · ownership.xml · nonDerivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by AKS Family Partners LP

Disclosed balance after: 3,301,983

F1 · ownership.nature: Mr. Stern disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Mr. Stern of the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:45 UTC GrantCommon Stock 20,537 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012586 · ownership.xml · nonDerivative · entry 1

WIKLER MATTHEW · CIK 0001195414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,905

F1 · shares: On June 30, 2020, the Reporting Person was issued 20,537 shares of common stock par value $.0001 per share pursuant to the Issuer's Amended and Restated 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 21:00 UTC
Ende Eric JDirector
OtherCommon Stock, par value $0.0001 per share 3,600 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011761 · ownership.xml · nonDerivative · entry 1

Ende Eric J · CIK 0001494386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,292

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 300 shares of Common Stock for each share of Series B Preferred Stock.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 01:00 UTC
STERN ADAM KDirector
OtherCommon Stock, par value $0.0001 per share 25,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011758 · ownership.xml · nonDerivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by AKS Family Partners LP

Disclosed balance after: 3,281,983

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 300 shares of Common Stock for each share of Series B Preferred Stock.

F2 · ownership.nature: Mr. Stern disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Mr. Stern of the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 21:00 UTC OtherCommon Stock, par value $0.0001 per share 1,800 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011762 · ownership.xml · nonDerivative · entry 1

WIKLER MATTHEW · CIK 0001195414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,368

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 300 shares of Common Stock for each share of Series B Preferred Stock.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 21:00 UTC
MANNINO RAPHAEL JChief Scientific Officer
OtherCommon Stock, par value $0.0001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011760 · ownership.xml · nonDerivative · entry 1

MANNINO RAPHAEL J · CIK 0001196697 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429,565

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 300 shares of Common Stock for each share of Series B Preferred Stock.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 01:00 UTC OtherCommon Stock, par value $0.0001 per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011764 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,622

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 300 shares of Common Stock for each share of Series B Preferred Stock.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 21:00 UTC OtherCommon Stock, par value $0.0001 per share 3,600 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011759 · ownership.xml · nonDerivative · entry 1

Scibetta James S · CIK 0001383242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,158

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 300 shares of Common Stock for each share of Series B Preferred Stock.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 01:00 UTC
Jabbour Jerome DDirector · President and CEO
OtherCommon Stock, par value $0.0001 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011763 · ownership.xml · nonDerivative · entry 1

Jabbour Jerome D · CIK 0001698838 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,011

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 300 shares of Common Stock for each share of Series B Preferred Stock.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 17:30 UTC
MANNINO RAPHAEL JChief Scientific Officer
GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-011534 · ownership.xml · derivative · entry 1

MANNINO RAPHAEL J · CIK 0001196697 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. Vesting is performance based and tied to achievement of positive topline ENHANCE-IT data (the "Milestone"). The option vests as to 1/3 upon achievement of the Milestone, with the remaining options to vest 1/3 on the first anniversary of such Milestone and 1/3 on the second anniversary of such Milestone.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 21:30 UTC
Jabbour Jerome DDirector · President and CEO
GrantStock option (right to buy) · Derivative 500,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-011536 · ownership.xml · derivative · entry 1

Jabbour Jerome D · CIK 0001698838 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. Vesting is performance based and tied to achievement of positive topline ENHANCE-IT data (the "Milestone"). The option vests as to 1/3 upon achievement of the Milestone, with the remaining options to vest 1/3 on the first anniversary of such Milestone and 1/3 on the second anniversary of such Milestone.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 21:30 UTC
Matkovits TheresaChief Development Officer
GrantStock option (right to buy) · Derivative 175,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-011535 · ownership.xml · derivative · entry 1

Matkovits Theresa · CIK 0001745393 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. Vesting is performance based and tied to achievement of positive topline ENHANCE-IT data (the "Milestone"). The option vests as to 1/3 upon achievement of the Milestone, with the remaining options to vest 1/3 on the first anniversary of such Milestone and 1/3 on the second anniversary of such Milestone.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 21:30 UTC
Kucinski Keith AChief Financial Officer
GrantStock option (right to buy) · Derivative 175,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-011533 · ownership.xml · derivative · entry 1

Kucinski Keith A · CIK 0001763405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. Vesting is performance based and tied to achievement of positive topline ENHANCE-IT data (the "Milestone"). The option vests as to 1/3 upon achievement of the Milestone, with the remaining options to vest 1/3 on the first anniversary of such Milestone and 1/3 on the second anniversary of such Milestone.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 21:30 UTC
Ferguson James J. IIIChief Medical Officer
GrantStock option (right to buy) · Derivative 250,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-011532 · ownership.xml · derivative · entry 1

Ferguson James J. III · CIK 0001769041 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. Vesting is performance based and tied to achievement of positive topline ENHANCE-IT data (the "Milestone"). The option vests as to 1/3 upon achievement of the Milestone, with the remaining options to vest 1/3 on the first anniversary of such Milestone and 1/3 on the second anniversary of such Milestone.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:10 UTC GiftCommon Stock, par value $0.0001 per share 2,639,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010651 · ownership.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert Conrad 2020 Grantor Retained Annuity Trust (GRAT)

Disclosed balance after: 2,639,039

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:10 UTC GiftCommon Stock, par value $0.0001 per share 2,639,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010651 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad and Judith Conrad, Trustees

Disclosed balance after: 125,000

Read SEC document
May 14, 2020 Filed May 18, 2020 10:00 UTC PurchaseCommon Stock, par value $0.0001 per share 100,000 $0.73 $73,050.00
Disclosure

SEC source: 0001493152-20-009278 · ownership.xml · nonDerivative · entry 1

LEPORE PATRICK G · CIK 0001055404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $0.7248 to $0.7399, inclusive. The reporting person undertakes to provide to Matinas BioPharma Holdings, Inc., any security holder of Matinas BioPharma Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth herein.

Read SEC document
May 13, 2020 Filed May 15, 2020 20:01 UTC GiftCommon Stock, par value $0.0001 per share 2,639,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-009089 · ownership.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad and Judith Conrad, Trustees

Disclosed balance after: 2,764,039

Read SEC document
May 13, 2020 Filed May 15, 2020 20:01 UTC GiftCommon Stock, par value $0.0001 per share 2,639,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-009089 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert Conrad 2019 Grantor Retained Annuity Trust (GRAT)

Disclosed balance after: 1,145,905

Read SEC document
April 03, 2020 Filed Apr 8, 2020 20:38 UTC
STERN ADAM KDirector
Exercise / conversionWarrant (right to buy) · Derivative 952,676 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001493152-20-006066 · ownership.xml · derivative · entry 8

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 952,676 shares

Expires 2020-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 20:38 UTC
STERN ADAM KDirector
Exercise / conversionCommon Stock, par value $0.0001 per share 278,407 $0.50 $139,203.50
Disclosure

SEC source: 0001493152-20-006066 · ownership.xml · nonDerivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,337,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 3, 2020, the reporting person exercised a warrant to purchase 952,676 shares of Matinas BioPharma Holdings, Inc. common stock for $0.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Matinas BioPharma Holdings, Inc.'s withholding of 674,269 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 278,407 shares. The value of the shares cancelled was $0.7065 per share, which represents the average closing price of the shares for the 20 trading days immediately preceding the date of exercise.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:10 UTC GrantCommon Stock 26,450 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005693 · ownership.xml · nonDerivative · entry 1

WIKLER MATTHEW · CIK 0001195414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,568

F1 · shares: On March 31, 2020, the Reporting Person was issued 26,450 shares of common stock par value $.0001 per share pursuant to the Issuer's Amended and Restated 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 14:51 UTC
STERN ADAM KDirector
PurchaseCommon Stock, par value $0.0001 per share 10,000 $0.65 $6,500.00
Disclosure

SEC source: 0001493152-20-004196 · ownership.xml · nonDerivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by SternAegis Ventures, LLC 401(k) Profit Sharing Plan

Disclosed balance after: 10,000

F2 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $0.64 to $0.65, inclusive. The reporting person undertakes to provide to Matinas BioPharma Holdings, Inc., any security holder of Matinas BioPharma Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · ownership.nature: Mr. Stern disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Mr. Stern of the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 14:50 UTC
Jabbour Jerome DDirector · President and CEO
PurchaseCommon Stock, par value $0.0001 per share 10,000 $0.65 $6,500.00
Disclosure

SEC source: 0001493152-20-004195 · ownership.xml · nonDerivative · entry 1

Jabbour Jerome D · CIK 0001698838 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,511

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $0.64 to $0.65, inclusive. The reporting person undertakes to provide to Matinas BioPharma Holdings, Inc., any security holder of Matinas BioPharma Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 16:06 UTC
MANNINO RAPHAEL JChief Scientific Officer
GrantStock option (right to buy) · Derivative 100,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001493152-20-000125 · ownership.xml · derivative · entry 2

MANNINO RAPHAEL J · CIK 0001196697 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-01-01

F2 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. The option vests as to 25% of the shares on January 1, 2021 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on February 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:05 UTC
Kucinski Keith AChief Financial Officer
GrantStock option (right to buy) · Derivative 350,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001493152-20-000124 · ownership.xml · derivative · entry 1

Kucinski Keith A · CIK 0001763405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2030-01-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. The option vests as to 25% of the shares on January 1, 2021 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on February 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:05 UTC
Ferguson James J. IIIChief Medical Officer
GrantStock option (right to buy) · Derivative 500,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001493152-20-000120 · ownership.xml · derivative · entry 1

Ferguson James J. III · CIK 0001769041 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-01-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. The option vests as to 25% of the shares on January 1, 2021 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on February 1, 2021.

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January 01, 2020 Filed Jan 3, 2020 21:05 UTC
Matkovits TheresaChief Development Officer
GrantStock option (right to buy) · Derivative 350,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001493152-20-000118 · ownership.xml · derivative · entry 1

Matkovits Theresa · CIK 0001745393 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2030-01-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. The option vests as to 25% of the shares on January 1, 2021 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on February 1, 2021.

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January 01, 2020 Filed Jan 3, 2020 21:05 UTC
Jabbour Jerome DDirector · President and CEO
GrantStock option (right to buy) · Derivative 1,000,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001493152-20-000116 · ownership.xml · derivative · entry 2

Jabbour Jerome D · CIK 0001698838 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-01-01

F2 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan. The option vests as to 25% of the shares on January 1, 2021 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on February 1, 2021.

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December 31, 2019 Filed Jan 3, 2020 21:05 UTC GrantCommon Stock, par value $0.0001 per share 10,573 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000123 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,622

F1 · shares: On December 31, 2019, the Reporting Person was issued 10,573 shares of common stock par value $.0001 per share pursuant to the Issuer's Amended and Restated 2013 Equity Incentive Plan. Such shares vest immediately upon grant.

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December 31, 2019 Filed Jan 3, 2020 16:05 UTC GrantCommon Stock, par value $0.0001 per share 6,994 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000117 · ownership.xml · nonDerivative · entry 1

WIKLER MATTHEW · CIK 0001195414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,118

F1 · shares: On December 31, 2019, the Reporting Person was issued 6,994 shares of common stock par value $.0001 per share pursuant to the Issuer's Amended and Restated 2013 Equity Incentive Plan. Such shares vest immediately upon grant.

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December 31, 2019 Filed Jan 3, 2020 16:06 UTC GrantCommon Stock, par value $0.0001 per share 8,260 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000126 · ownership.xml · nonDerivative · entry 1

Scibetta James S · CIK 0001383242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,558

F1 · shares: On December 31, 2019, the Reporting Person was issued 8,260 shares of common stock par value $.0001 per share pursuant to the Issuer's Amended and Restated 2013 Equity Incentive Plan. Such shares vest immediately upon grant.

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November 25, 2019 Filed Nov 26, 2019 15:00 UTC
Kucinski Keith AChief Financial Officer
PurchaseCommon Stock, par value $0.0001 per share 58,000 $1.23 $71,160.20
Disclosure

SEC source: 0001493152-19-018412 · ownership.xml · nonDerivative · entry 2

Kucinski Keith A · CIK 0001763405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,500

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November 22, 2019 Filed Nov 26, 2019 15:00 UTC
Kucinski Keith AChief Financial Officer
PurchaseCommon Stock, par value $0.0001 per share 36,500 $1.20 $43,807.30
Disclosure

SEC source: 0001493152-19-018412 · ownership.xml · nonDerivative · entry 1

Kucinski Keith A · CIK 0001763405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $1.17 to $1.23, inclusive. The reporting person undertakes to provide to Matinas BioPharma Holdings, Inc., any security holder of Matinas BioPharma Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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November 15, 2019 Filed Nov 19, 2019 10:00 UTC PurchaseCommon Stock, par value $0.0001 per share 100,000 $1.06 $105,530.00
Disclosure

SEC source: 0001493152-19-017920 · ownership.xml · nonDerivative · entry 1

LEPORE PATRICK G · CIK 0001055404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

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November 01, 2019 Filed Nov 5, 2019 16:05 UTC GrantStock option (right to buy) · Derivative 107,416 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001493152-19-016458 · ownership.xml · derivative · entry 1

LEPORE PATRICK G · CIK 0001055404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,416

Underlying: Common Stock · 107,416 shares

Expires 2029-11-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2019. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

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November 01, 2019 Filed Nov 5, 2019 16:05 UTC
Ende Eric JDirector
GrantStock option (right to buy) · Derivative 107,416 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001493152-19-016453 · ownership.xml · derivative · entry 2

Ende Eric J · CIK 0001494386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,416

Underlying: Common Stock · 107,416 shares

Expires 2029-11-01

F2 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2019. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

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November 01, 2019 Filed Nov 5, 2019 21:05 UTC
STERN ADAM KDirector
GrantStock option (right to buy) · Derivative 107,416 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001493152-19-016457 · ownership.xml · derivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,416

Underlying: Common Stock · 107,416 shares

Expires 2029-11-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2019. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

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November 01, 2019 Filed Nov 5, 2019 16:05 UTC GrantStock option (right to buy) · Derivative 107,416 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001493152-19-016454 · ownership.xml · derivative · entry 1

WIKLER MATTHEW · CIK 0001195414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,416

Underlying: Common Stock · 107,416 shares

Expires 2029-11-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2019. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:05 UTC GrantStock option (right to buy) · Derivative 107,416 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001493152-19-016456 · ownership.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,416

Underlying: Common Stock · 107,416 shares

Expires 2029-11-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2019. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.