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VAIL RESORTS INC

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3943
SEC CIK
0000812011
Parsed reports
430

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2016 Filed Sep 27, 2016 23:52 UTC
Barkin Michael ZEVP & Chief Financial Officer
Exercise / conversionCommon Stock 631 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000136 · wf-form4_147502033991994.xml · nonDerivative · entry 3

Barkin Michael Z · CIK 0001571970 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On September 25, 2015, Reporting Person was granted 1,891 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:56 UTC
Shapiro David TEVP, General Counsel & Sec.
Exercise / conversionRestricted Share Unit · Derivative 507 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000140 · wf-form4_147502055192927.xml · derivative · entry 5

Shapiro David T · CIK 0001449093 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011

Underlying: Common Stock · 507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,518 Restricted Stock Units ("RSUs"), which vest in three equal annual installments beginning on September 25, 2016.

F1 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,518 Restricted Stock Units ("RSUs"), which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:56 UTC
Shapiro David TEVP, General Counsel & Sec.
Tax withholdingCommon Stock 163 $160.56 $26,171.28
Disclosure

SEC source: 0000812011-16-000140 · wf-form4_147502055192927.xml · nonDerivative · entry 2

Shapiro David T · CIK 0001449093 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398

F2 · shares: 163 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:56 UTC
Shapiro David TEVP, General Counsel & Sec.
Exercise / conversionCommon Stock 507 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000140 · wf-form4_147502055192927.xml · nonDerivative · entry 1

Shapiro David T · CIK 0001449093 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On September 25, 2015, Reporting Person was granted 1,518 Restricted Stock Units ("RSUs"), which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:51 UTC Exercise / conversionRestricted Share Unit · Derivative 1,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000123 · wf-form4_147501307002749.xml · derivative · entry 3

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

F2 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:51 UTC Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000123 · wf-form4_147501307002749.xml · nonDerivative · entry 1

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:54 UTC
KATZ ROBERT ADirector · Chief Exec.Officer & Chairman
Exercise / conversionRestricted Share Unit · Derivative 7,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000138 · wf-form4_147502043449538.xml · derivative · entry 8

KATZ ROBERT A · CIK 0000824728 · Director · Chief Exec.Officer & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,035

Underlying: Common Stock · 7,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 22,553 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

F3 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 22,553 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:54 UTC
KATZ ROBERT ADirector · Chief Exec.Officer & Chairman
Tax withholdingCommon Stock 3,503 $160.56 $562,441.68
Disclosure

SEC source: 0000812011-16-000138 · wf-form4_147502043449538.xml · nonDerivative · entry 4

KATZ ROBERT A · CIK 0000824728 · Director · Chief Exec.Officer & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,219

F4 · shares: 3,503 from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:54 UTC
KATZ ROBERT ADirector · Chief Exec.Officer & Chairman
Exercise / conversionCommon Stock 7,518 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000138 · wf-form4_147502043449538.xml · nonDerivative · entry 3

KATZ ROBERT A · CIK 0000824728 · Director · Chief Exec.Officer & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On September 25, 2015, Reporting Person was granted 22,553 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:54 UTC
Lynch Kirsten A.EVP & Chief Marketing Officer
Exercise / conversionRestricted Share Unit · Derivative 631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000139 · wf-form4_147502048216958.xml · derivative · entry 8

Lynch Kirsten A. · CIK 0001587604 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

Underlying: Common Stock · 631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,891 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

F3 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,891 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:54 UTC
Lynch Kirsten A.EVP & Chief Marketing Officer
Tax withholdingCommon Stock 203 $160.56 $32,593.68
Disclosure

SEC source: 0000812011-16-000139 · wf-form4_147502048216958.xml · nonDerivative · entry 4

Lynch Kirsten A. · CIK 0001587604 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,635

F4 · shares: 203 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:54 UTC
Lynch Kirsten A.EVP & Chief Marketing Officer
Exercise / conversionCommon Stock 631 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000139 · wf-form4_147502048216958.xml · nonDerivative · entry 3

Lynch Kirsten A. · CIK 0001587604 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On September 25, 2015, Reporting Person was granted 1,891 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:53 UTC
Campbell Patricia APresident-Mountain Division
Exercise / conversionRestricted Share Unit · Derivative 616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000137 · wf-form4_147502038472358.xml · derivative · entry 8

Campbell Patricia A · CIK 0001648882 · President-Mountain Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,844 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

F3 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,844 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:53 UTC
Campbell Patricia APresident-Mountain Division
Tax withholdingCommon Stock 198 $160.56 $31,790.88
Disclosure

SEC source: 0000812011-16-000137 · wf-form4_147502038472358.xml · nonDerivative · entry 4

Campbell Patricia A · CIK 0001648882 · President-Mountain Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,639

F4 · shares: 198 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 23:53 UTC
Campbell Patricia APresident-Mountain Division
Exercise / conversionCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000137 · wf-form4_147502038472358.xml · nonDerivative · entry 3

Campbell Patricia A · CIK 0001648882 · President-Mountain Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On September 25, 2015, Reporting Person was granted 1,844 RSUs, which vest in three equal annual installments beginning on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:59 UTC Exercise / conversionRestricted Share Unit · Derivative 1,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000129 · wf-form4_147501352800007.xml · derivative · entry 3

Vaughn Peter A · CIK 0001578666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

F2 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:59 UTC Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000129 · wf-form4_147501352800007.xml · nonDerivative · entry 1

Vaughn Peter A · CIK 0001578666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:57 UTC
SORTE JOHN FDirector
Exercise / conversionRestricted Share Unit · Derivative 1,778 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000128 · wf-form4_147501345156345.xml · derivative · entry 3

SORTE JOHN F · CIK 0001032668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,778 Restricted Share Units, which vested on September 25, 2016.

F2 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,778 Restricted Share Units, which vested on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:57 UTC
SORTE JOHN FDirector
Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000128 · wf-form4_147501345156345.xml · nonDerivative · entry 1

SORTE JOHN F · CIK 0001032668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:56 UTC Exercise / conversionRestricted Share Unit · Derivative 1,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000127 · wf-form4_147501336663915.xml · derivative · entry 3

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

F2 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:56 UTC Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000127 · wf-form4_147501336663915.xml · nonDerivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:55 UTC Exercise / conversionRestricted Share Unit · Derivative 1,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000126 · wf-form4_147501330049189.xml · derivative · entry 3

SCHNEIDER HILARY · CIK 0001208736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

F2 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:55 UTC Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000126 · wf-form4_147501330049189.xml · nonDerivative · entry 1

SCHNEIDER HILARY · CIK 0001208736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:54 UTC
REDMOND JOHNDirector
Exercise / conversionRestricted Share Unit · Derivative 1,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000125 · wf-form4_147501324308604.xml · derivative · entry 3

REDMOND JOHN · CIK 0001184913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

F2 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:54 UTC
REDMOND JOHNDirector
Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000125 · wf-form4_147501324308604.xml · nonDerivative · entry 1

REDMOND JOHN · CIK 0001184913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:53 UTC Exercise / conversionRestricted Share Unit · Derivative 1,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000124 · wf-form4_147501316794563.xml · derivative · entry 3

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

F2 · derivative.expiration_date: On September 25, 2015, Reporting Person was granted 1,788 Restricted Share Units, which vested on September 25, 2016.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 21:53 UTC Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000124 · wf-form4_147501316794563.xml · nonDerivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:52 UTC
Barkin Michael ZEVP & Chief Financial Officer
GrantShare Appreciation Right · Derivative 8,698 $0.00 Strike: $160.56 $0.00
Disclosure

SEC source: 0000812011-16-000136 · wf-form4_147502033991994.xml · derivative · entry 7

Barkin Michael Z · CIK 0001571970 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,698

Underlying: Common Stock · 8,698 shares

Expires 2026-09-23

F6 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 8,698 Share Appreciation Rights, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:52 UTC
Barkin Michael ZEVP & Chief Financial Officer
GrantRestricted Share Unit · Derivative 3,041 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000136 · wf-form4_147502033991994.xml · derivative · entry 6

Barkin Michael Z · CIK 0001571970 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,041

Underlying: Common Stock · 3,041 shares

Expires not disclosed

F5 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 3,041 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

F5 · derivative.expiration_date: On September 23, 2016, Reporting Person was granted 3,041 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:52 UTC
Barkin Michael ZEVP & Chief Financial Officer
Exercise / conversionRestricted Share Unit · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000136 · wf-form4_147502033991994.xml · derivative · entry 5

Barkin Michael Z · CIK 0001571970 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 23, 2014, Reporting Person was granted 2,250 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

F1 · derivative.expiration_date: On September 23, 2014, Reporting Person was granted 2,250 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:52 UTC
Barkin Michael ZEVP & Chief Financial Officer
Tax withholdingCommon Stock 350 $160.56 $56,196.00
Disclosure

SEC source: 0000812011-16-000136 · wf-form4_147502033991994.xml · nonDerivative · entry 2

Barkin Michael Z · CIK 0001571970 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,323

F2 · shares: 350 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:52 UTC
Barkin Michael ZEVP & Chief Financial Officer
Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000136 · wf-form4_147502033991994.xml · nonDerivative · entry 1

Barkin Michael Z · CIK 0001571970 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On September 23, 2014, Reporting Person was granted 2,250 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:56 UTC
Shapiro David TEVP, General Counsel & Sec.
GrantShare Appreciation Right · Derivative 5,127 $0.00 Strike: $160.56 $0.00
Disclosure

SEC source: 0000812011-16-000140 · wf-form4_147502055192927.xml · derivative · entry 4

Shapiro David T · CIK 0001449093 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,127

Underlying: Common Stock · 5,127 shares

Expires 2026-09-23

F4 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 5,127 Share Appreciation Rights, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:56 UTC
Shapiro David TEVP, General Counsel & Sec.
GrantRestricted Share Unit · Derivative 1,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000140 · wf-form4_147502055192927.xml · derivative · entry 3

Shapiro David T · CIK 0001449093 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

Underlying: Common Stock · 1,793 shares

Expires not disclosed

F3 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 1,793 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

F3 · derivative.expiration_date: On September 23, 2016, Reporting Person was granted 1,793 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:56 UTC
Siurek Ryan HVP, Controller & CAO
GrantShare Appreciation Right · Derivative 3,200 $0.00 Strike: $160.56 $0.00
Disclosure

SEC source: 0000812011-16-000141 · wf-form4_147502060087216.xml · derivative · entry 2

Siurek Ryan H · CIK 0001476512 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires 2026-09-23

F2 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 3,200 Share Appreciation Rights, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:56 UTC
Siurek Ryan HVP, Controller & CAO
GrantRestricted Share Unit · Derivative 326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000141 · wf-form4_147502060087216.xml · derivative · entry 1

Siurek Ryan H · CIK 0001476512 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326

Underlying: Common Stock · 326 shares

Expires not disclosed

F1 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 326 Restricted Stock Units, which vest in three equal annual installments beginning on September 23, 2017.

F1 · derivative.expiration_date: On September 23, 2016, Reporting Person was granted 326 Restricted Stock Units, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 21:51 UTC GrantRestricted Share Unit · Derivative 1,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000123 · wf-form4_147501307002749.xml · derivative · entry 2

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

Underlying: Common Stock · 1,234 shares

Expires not disclosed

F1 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 1,234 Restricted Stock Units, which vest in one installment on September 23, 2017.

F1 · derivative.expiration_date: On September 23, 2016, Reporting Person was granted 1,234 Restricted Stock Units, which vest in one installment on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
KATZ ROBERT ADirector · Chief Exec.Officer & Chairman
GrantShare Appreciation Right · Derivative 45,528 $0.00 Strike: $200.70 $0.00
Disclosure

SEC source: 0000812011-16-000138 · wf-form4_147502043449538.xml · derivative · entry 7

KATZ ROBERT A · CIK 0000824728 · Director · Chief Exec.Officer & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,528

Underlying: Common Stock · 45,528 shares

Expires 2026-09-23

F6 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 45,528 Share Appreciation Rights, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
KATZ ROBERT ADirector · Chief Exec.Officer & Chairman
GrantRestricted Share Unit · Derivative 17,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000138 · wf-form4_147502043449538.xml · derivative · entry 6

KATZ ROBERT A · CIK 0000824728 · Director · Chief Exec.Officer & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,583

Underlying: Common Stock · 17,583 shares

Expires not disclosed

F5 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 17,583 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

F5 · derivative.expiration_date: On September 23, 2016, Reporting Person was granted 17,583 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
KATZ ROBERT ADirector · Chief Exec.Officer & Chairman
Exercise / conversionRestricted Share Unit · Derivative 8,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000138 · wf-form4_147502043449538.xml · derivative · entry 5

KATZ ROBERT A · CIK 0000824728 · Director · Chief Exec.Officer & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,597

Underlying: Common Stock · 8,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 23, 2014, Reporting Person was granted 25,791 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

F1 · derivative.expiration_date: On September 23, 2014, Reporting Person was granted 25,791 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
KATZ ROBERT ADirector · Chief Exec.Officer & Chairman
Tax withholdingCommon Stock 3,700 $160.56 $594,072.00
Disclosure

SEC source: 0000812011-16-000138 · wf-form4_147502043449538.xml · nonDerivative · entry 2

KATZ ROBERT A · CIK 0000824728 · Director · Chief Exec.Officer & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,204

F2 · shares: 3,700 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
KATZ ROBERT ADirector · Chief Exec.Officer & Chairman
Exercise / conversionCommon Stock 8,596 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000138 · wf-form4_147502043449538.xml · nonDerivative · entry 1

KATZ ROBERT A · CIK 0000824728 · Director · Chief Exec.Officer & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On September 23, 2014, Reporting Person was granted 25,791 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
Lynch Kirsten A.EVP & Chief Marketing Officer
GrantShare Appreciation Right · Derivative 7,458 $0.00 Strike: $160.56 $0.00
Disclosure

SEC source: 0000812011-16-000139 · wf-form4_147502048216958.xml · derivative · entry 7

Lynch Kirsten A. · CIK 0001587604 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,458

Underlying: Common Stock · 7,458 shares

Expires 2026-09-23

F6 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 7,458 Share Appreciation Rights, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
Lynch Kirsten A.EVP & Chief Marketing Officer
GrantRestricted Share Unit · Derivative 2,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000139 · wf-form4_147502048216958.xml · derivative · entry 6

Lynch Kirsten A. · CIK 0001587604 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608

Underlying: Common Stock · 2,608 shares

Expires not disclosed

F5 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 2,608 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

F5 · derivative.expiration_date: On September 23, 2016, Reporting Person was granted 2,608 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
Lynch Kirsten A.EVP & Chief Marketing Officer
Exercise / conversionRestricted Share Unit · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000139 · wf-form4_147502048216958.xml · derivative · entry 5

Lynch Kirsten A. · CIK 0001587604 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 23, 2014, Reporting Person was granted 2,250 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

F1 · derivative.expiration_date: On September 23, 2014, Reporting Person was granted 2,250 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
Lynch Kirsten A.EVP & Chief Marketing Officer
Tax withholdingCommon Stock 240 $160.56 $38,534.40
Disclosure

SEC source: 0000812011-16-000139 · wf-form4_147502048216958.xml · nonDerivative · entry 2

Lynch Kirsten A. · CIK 0001587604 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,207

F2 · shares: 240 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:54 UTC
Lynch Kirsten A.EVP & Chief Marketing Officer
Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000139 · wf-form4_147502048216958.xml · nonDerivative · entry 1

Lynch Kirsten A. · CIK 0001587604 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On September 23, 2014, Reporting Person was granted 2,250 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:53 UTC
Campbell Patricia APresident-Mountain Division
GrantShare Appreciation Right · Derivative 7,458 $0.00 Strike: $160.56 $0.00
Disclosure

SEC source: 0000812011-16-000137 · wf-form4_147502038472358.xml · derivative · entry 7

Campbell Patricia A · CIK 0001648882 · President-Mountain Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,458

Underlying: Common Stock · 7,458 shares

Expires 2026-09-23

F6 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 7,458 Share Appreciation Rights, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:53 UTC
Campbell Patricia APresident-Mountain Division
GrantRestricted Share Unit · Derivative 2,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000137 · wf-form4_147502038472358.xml · derivative · entry 6

Campbell Patricia A · CIK 0001648882 · President-Mountain Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608

Underlying: Common Stock · 2,608 shares

Expires not disclosed

F5 · derivative.exercise_date: On September 23, 2016, Reporting Person was granted 2,608 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

F5 · derivative.expiration_date: On September 23, 2016, Reporting Person was granted 2,608 RSUs, which vest in three equal annual installments beginning on September 23, 2017.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 23:53 UTC
Campbell Patricia APresident-Mountain Division
Exercise / conversionRestricted Share Unit · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000812011-16-000137 · wf-form4_147502038472358.xml · derivative · entry 5

Campbell Patricia A · CIK 0001648882 · President-Mountain Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 23, 2014, Reporting Person was granted 1,567 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

F1 · derivative.expiration_date: On September 23, 2014, Reporting Person was granted 1,567 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 23, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.