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MSM

MSC INDUSTRIAL DIRECT CO INC

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8855
SEC CIK
0001003078
Parsed reports
896

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2017 Filed Dec 21, 2017 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
GiftClass B Common Stock · Derivative 6,618 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000346 · certent-form4.xml · derivative · entry 3

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 196,284

Underlying: Class A Common Stock, $0.001 Par Value · 6,618 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F2 · derivative.exercise_date: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F2 · derivative.expiration_date: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F4 · ownership.nature: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is the sole annuitant and trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.

Read SEC document
November 10, 2017 Filed Dec 21, 2017 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
GiftClass B Common Stock · Derivative 22,246 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000346 · certent-form4.xml · derivative · entry 2

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 195,881

Underlying: Class A Common Stock, $0.001 Par Value · 22,246 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F2 · derivative.exercise_date: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F2 · derivative.expiration_date: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F3 · ownership.nature: Represents the number of shares of Class B Common Stock held indirectly by the Reporting Person as of the date of this filing through trusts of which the Reporting Person is a beneficiary and co-trustee.

Read SEC document
November 10, 2017 Filed Jan 17, 2018 21:21 UTC
GERSHWIND ERIKDirector · President and CEO
GiftClass B Common Stock · Derivative 2,393 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000019 · certent-form4.xml · derivative · entry 6

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 196,284

Underlying: Class A Common Stock, $0.001 par value · 2,393 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F1 · derivative.exercise_date: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F5 · balance_after: This transaction was previously reflected in column 9 of the Form 4 filed on 12/21/2017.

F6 · ownership.nature: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is the sole annuitant and trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.

Read SEC document
November 10, 2017 Filed Jan 17, 2018 21:21 UTC
GERSHWIND ERIKDirector · President and CEO
GiftClass B Common Stock · Derivative 2,204 $0.00 $0.00
Disclosure

SEC source: 0001003078-18-000019 · certent-form4.xml · derivative · entry 5

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 196,284

Underlying: Class A Common Stock, $0.001 par value · 2,204 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F1 · derivative.exercise_date: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.

F5 · balance_after: This transaction was previously reflected in column 9 of the Form 4 filed on 12/21/2017.

F6 · ownership.nature: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is the sole annuitant and trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 19:45 UTC
JACOBSON MITCHELLDirector · 10% owner
SaleClass A Common Stock 18,098 $81.74 $1,479,330.52
Disclosure

SEC source: 0000950142-17-001982 · es1701132_4-jacobson.xml · nonDerivative · entry 1

JACOBSON MITCHELL · CIK 0001008015 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 42,283

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.60 to $81.95. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 02:51 UTC
JACOBSON MITCHELLDirector · 10% owner
SaleClass A Common Stock 8,220 $81.88 $673,053.60
Disclosure

SEC source: 0000950142-17-001972 · es1701116_4-jacobson.xml · nonDerivative · entry 2

JACOBSON MITCHELL · CIK 0001008015 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 60,381

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.75 to $82.24. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 02:51 UTC
JACOBSON MITCHELLDirector · 10% owner
SaleClass A Common Stock 5,362 $81.96 $439,469.52
Disclosure

SEC source: 0000950142-17-001972 · es1701116_4-jacobson.xml · nonDerivative · entry 1

JACOBSON MITCHELL · CIK 0001008015 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 68,601

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.89 to $82.10. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 23:39 UTC
JACOBSON MITCHELLDirector · 10% owner
SaleClass A Common Stock 27,430 $82.14 $2,253,100.20
Disclosure

SEC source: 0000950142-17-001955 · es1701105_4-jacobson.xml · nonDerivative · entry 6

JACOBSON MITCHELL · CIK 0001008015 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,963

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.90 to $82.55. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 23:39 UTC
JACOBSON MITCHELLDirector · 10% owner
SaleClass A Common Stock 289 $83.91 $24,249.99
Disclosure

SEC source: 0000950142-17-001955 · es1701105_4-jacobson.xml · nonDerivative · entry 5

JACOBSON MITCHELL · CIK 0001008015 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 101,393

F3 · ownership.nature: Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 23:39 UTC
JACOBSON MITCHELLDirector · 10% owner
SaleClass A Common Stock 6,147 $83.41 $512,721.27
Disclosure

SEC source: 0000950142-17-001955 · es1701105_4-jacobson.xml · nonDerivative · entry 4

JACOBSON MITCHELL · CIK 0001008015 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 101,682

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $82.86 to $83.77. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:48 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionDividend Equivalent units (DEU) · Derivative 9.4765 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000302 · certent-form4.xml · derivative · entry 5

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108

Underlying: Class A Common Stock, $0.001 Par Value · 9.4765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:48 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionRestricted Stock Units (RSU) · Derivative 451 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000302 · certent-form4.xml · derivative · entry 4

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,124

Underlying: Class A Common Stock, $0.001 Par Value · 451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 451 of 2,259 RSUs granted on October 26, 2016, vested on October 26, 2017. 452 RSUs will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 451 of 2,259 RSUs granted on October 26, 2016, vested on October 26, 2017. 452 RSUs will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:48 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 Par Value 170.4765 $78.52 $13,385.81
Disclosure

SEC source: 0001003078-17-000302 · certent-form4.xml · nonDerivative · entry 3

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:48 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 Par Value 9.4765 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000302 · certent-form4.xml · nonDerivative · entry 2

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:48 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 Par Value 451 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000302 · certent-form4.xml · nonDerivative · entry 1

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:45 UTC
WRIGHT DAVIDSVP, SALES
Exercise / conversionDividend Equivalent units (DEU) · Derivative 7.4172 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000300 · certent-form4.xml · derivative · entry 6

WRIGHT DAVID · CIK 0001671695 · SVP, SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83

Underlying: Class A Common Stock, $0.001 Par Value · 7.4172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:45 UTC
WRIGHT DAVIDSVP, SALES
Exercise / conversionRestricted Stock Units (RSU) · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000300 · certent-form4.xml · derivative · entry 5

WRIGHT DAVID · CIK 0001671695 · SVP, SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,606

Underlying: Class A Common Stock, $0.001 Par Value · 353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 353 of 1,766 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, and October 26, 2020, and 354 RSUs will vest on October 26, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 353 of 1,766 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, and October 26, 2020, and 354 RSUs will vest on October 26, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:45 UTC
WRIGHT DAVIDSVP, SALES
Tax withholdingClass A Common Stock, $0.001 Par Value 117.4172 $78.52 $9,219.60
Disclosure

SEC source: 0001003078-17-000300 · certent-form4.xml · nonDerivative · entry 3

WRIGHT DAVID · CIK 0001671695 · SVP, SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,951

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:45 UTC
WRIGHT DAVIDSVP, SALES
Exercise / conversionClass A Common Stock, $0.001 Par Value 7.4172 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000300 · certent-form4.xml · nonDerivative · entry 2

WRIGHT DAVID · CIK 0001671695 · SVP, SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:45 UTC
WRIGHT DAVIDSVP, SALES
Exercise / conversionClass A Common Stock, $0.001 Par Value 353 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000300 · certent-form4.xml · nonDerivative · entry 1

WRIGHT DAVID · CIK 0001671695 · SVP, SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:44 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionDividend Equivalent units (DEU) · Derivative 19.9613 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000298 · certent-form4.xml · derivative · entry 6

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226

Underlying: Class A Common Stock, $0.001 Par Value · 19.9613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:44 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionRestricted Stock Units (RSU) · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000298 · certent-form4.xml · derivative · entry 5

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,681

Underlying: Class A Common Stock, $0.001 Par Value · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 950 of 4,750 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 950 of 4,750 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:44 UTC
Jones Douglas EEVP, Chief Supply Chain
Tax withholdingClass A Common Stock, $0.001 Par Value 319.9613 $78.52 $25,123.36
Disclosure

SEC source: 0001003078-17-000298 · certent-form4.xml · nonDerivative · entry 3

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,484

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:44 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 Par Value 19.9613 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000298 · certent-form4.xml · nonDerivative · entry 2

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:44 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 Par Value 950 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000298 · certent-form4.xml · nonDerivative · entry 1

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:42 UTC
Jilla RustomEVP & Chief Financial Officer
Exercise / conversionDividend Equivalent units (DEU) · Derivative 26.1178 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000296 · certent-form4.xml · derivative · entry 4

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291

Underlying: Class A Common Stock, $0.001 Par Value · 26.1178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:42 UTC
Jilla RustomEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,243 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000296 · certent-form4.xml · derivative · entry 3

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076

Underlying: Class A Common Stock, $0.001 Par Value · 1,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 1,243 of 6,215 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 1,243 of 6,215 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:42 UTC
Jilla RustomEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock, $0.001 Par Value 26.1178 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000296 · certent-form4.xml · nonDerivative · entry 2

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:42 UTC
Jilla RustomEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock, $0.001 Par Value 1,243 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000296 · certent-form4.xml · nonDerivative · entry 1

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:41 UTC
Heerdt Kari DSVP, Chief People Officer
Exercise / conversionDividend Equivalent units (DEU) · Derivative 13.0064 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000294 · certent-form4.xml · derivative · entry 5

Heerdt Kari D · CIK 0001472094 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145

Underlying: Class A Common Stock, $0.001 Par Value · 13.0064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:41 UTC
Heerdt Kari DSVP, Chief People Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 619 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000294 · certent-form4.xml · derivative · entry 4

Heerdt Kari D · CIK 0001472094 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,202

Underlying: Class A Common Stock, $0.001 Par Value · 619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 619 of 3,096 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020, and 620 of these RSUs will vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 619 of 3,096 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020, and 620 of these RSUs will vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:41 UTC
Heerdt Kari DSVP, Chief People Officer
Tax withholdingClass A Common Stock, $0.001 Par Value 209.0064 $78.52 $16,411.18
Disclosure

SEC source: 0001003078-17-000294 · certent-form4.xml · nonDerivative · entry 3

Heerdt Kari D · CIK 0001472094 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:41 UTC
Heerdt Kari DSVP, Chief People Officer
Exercise / conversionClass A Common Stock, $0.001 Par Value 13.0064 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000294 · certent-form4.xml · nonDerivative · entry 2

Heerdt Kari D · CIK 0001472094 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:41 UTC
Heerdt Kari DSVP, Chief People Officer
Exercise / conversionClass A Common Stock, $0.001 Par Value 619 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000294 · certent-form4.xml · nonDerivative · entry 1

Heerdt Kari D · CIK 0001472094 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:39 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent units (DEU) · Derivative 48.6006 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000292 · certent-form4.xml · derivative · entry 4

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

Underlying: Class A Common Stock, $0.001 Par Value · 48.6006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:39 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,313 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000292 · certent-form4.xml · derivative · entry 3

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,476

Underlying: Class A Common Stock, $0.001 Par Value · 2,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: 2,313 of 11,566 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020, and 2,314 of these RSUs will vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 2,313 of 11,566 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020, and 2,314 of these RSUs will vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:39 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 Par Value 48.6006 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000292 · certent-form4.xml · nonDerivative · entry 2

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:39 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 Par Value 2,313 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000292 · certent-form4.xml · nonDerivative · entry 1

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:37 UTC
Davanzo ChristopherSVP, Finance and Controller
Exercise / conversionDividend Equivalent units (DEU) · Derivative 8.0056 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000290 · certent-form4.xml · derivative · entry 5

Davanzo Christopher · CIK 0001503553 · SVP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88

Underlying: Class A Common Stock, $0.001 Par Value · 8.0056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:37 UTC
Davanzo ChristopherSVP, Finance and Controller
Exercise / conversionRestricted Stock Units (RSU) · Derivative 381 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000290 · certent-form4.xml · derivative · entry 4

Davanzo Christopher · CIK 0001503553 · SVP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,151

Underlying: Class A Common Stock, $0.001 Par Value · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 381 of 1,905 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 381 of 1,905 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:37 UTC
Davanzo ChristopherSVP, Finance and Controller
Tax withholdingClass A Common Stock, $0.001 Par Value 144.0056 $78.52 $11,307.32
Disclosure

SEC source: 0001003078-17-000290 · certent-form4.xml · nonDerivative · entry 3

Davanzo Christopher · CIK 0001503553 · SVP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548

F3 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:37 UTC
Davanzo ChristopherSVP, Finance and Controller
Exercise / conversionClass A Common Stock, $0.001 Par Value 8.0056 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000290 · certent-form4.xml · nonDerivative · entry 2

Davanzo Christopher · CIK 0001503553 · SVP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:37 UTC
Davanzo ChristopherSVP, Finance and Controller
Exercise / conversionClass A Common Stock, $0.001 Par Value 381 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000290 · certent-form4.xml · nonDerivative · entry 1

Davanzo Christopher · CIK 0001503553 · SVP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:36 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionDividend Equivalent units (DEU) · Derivative 12.8382 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000288 · certent-form4.xml · derivative · entry 6

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145

Underlying: Class A Common Stock, $0.001 Par Value · 12.8382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:36 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 611 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000288 · certent-form4.xml · derivative · entry 5

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,826

Underlying: Class A Common Stock, $0.001 Par Value · 611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 611 of 3,057 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, and October 26, 2019, and 612 of these RSUs vest on October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 611 of 3,057 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, and October 26, 2019, and 612 of these RSUs vest on October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:36 UTC
Bonomo CharlesSenior VP and CIO
Tax withholdingClass A Common Stock, $0.001 Par Value 230.8382 $78.52 $18,125.42
Disclosure

SEC source: 0001003078-17-000288 · certent-form4.xml · nonDerivative · entry 3

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,686

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:36 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 Par Value 12.8382 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000288 · certent-form4.xml · nonDerivative · entry 2

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:36 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 Par Value 611 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000288 · certent-form4.xml · nonDerivative · entry 1

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:34 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent units (DEU) · Derivative 7.3543 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000286 · certent-form4.xml · derivative · entry 5

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83

Underlying: Class A Common Stock, $0.001 Par Value · 7.3543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:34 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001003078-17-000286 · certent-form4.xml · derivative · entry 4

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,284

Underlying: Class A Common Stock, $0.001 Par Value · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 350 of 1,750 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 350 of 1,750 RSUs granted on October 26, 2016 have vested on October 26, 2017, and will vest on each of October 26, 2018, October 26, 2019, October 26, 2020 and October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.