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MSM

MSC INDUSTRIAL DIRECT CO INC

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8855
SEC CIK
0001003078
Parsed reports
896

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2019 Filed Oct 21, 2019 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
Tax withholdingClass A Common Stock, $0.001 par value 0.6716 $71.90 $48.29
Disclosure

SEC source: 0001003078-19-000203 · certent-form4.xml · nonDerivative · entry 9

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,802

F3 · shares: Disposition of Class A Common Stock to the Issuer to partially cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 20, 2019 Filed Oct 21, 2019 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 167.6716 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000203 · certent-form4.xml · nonDerivative · entry 8

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2019 Filed Oct 21, 2019 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 2,764 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000203 · certent-form4.xml · nonDerivative · entry 7

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent Units · Derivative 33.4856 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · derivative · entry 15

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301

Underlying: Class A Common Stock, $0.001 par value · 33.4856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 552 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · derivative · entry 14

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659

Underlying: Class A Common Stock, $0.001 par value · 552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019, and 553 RSUs vest on each of October 20, 2020, October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019, and 553 RSUs vest on each of October 20, 2020, October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 20, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Tax withholdingClass A Common Stock, $0.001 par value 174.4856 $71.90 $12,545.51
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · nonDerivative · entry 9

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 20, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 33.4856 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · nonDerivative · entry 8

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 20, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 552 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · nonDerivative · entry 7

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:26 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionDividend Equivalent Units · Derivative 83.5903 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000199 · certent-form4.xml · derivative · entry 13

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502

Underlying: Class A Common Stock, $0.001 par value · 83.5903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:26 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionRestricted Stock Units (RSU) · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000199 · certent-form4.xml · derivative · entry 12

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

Underlying: Class A Common Stock, $0.001 par value · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 752 of 3,763 RSUs granted on October 19, 2015 vested on each of October 19, 2016 and October 19, 2017, and 753 RSUs vested on October 19, 2018 and October 19, 2019. 753 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 752 of 3,763 RSUs granted on October 19, 2015 vested on each of October 19, 2016 and October 19, 2017, and 753 RSUs vested on October 19, 2018 and October 19, 2019. 753 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:26 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Tax withholdingClass A Common Stock, $0.001 par value 284.5903 $71.90 $20,462.04
Disclosure

SEC source: 0001003078-19-000199 · certent-form4.xml · nonDerivative · entry 6

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563

F3 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:26 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 83.5903 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000199 · certent-form4.xml · nonDerivative · entry 5

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:26 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 753 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000199 · certent-form4.xml · nonDerivative · entry 4

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:55 UTC
Jilla RustomEVP & Chief Financial Officer
Exercise / conversionDividend Equivalent Units · Derivative 145.0905 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000213 · certent-form4.xml · derivative · entry 13

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841

Underlying: Class A Common Stock, $0.001 par value · 145.0905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:55 UTC
Jilla RustomEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000213 · certent-form4.xml · derivative · entry 12

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309

Underlying: Class A Common Stock, $0.001 par value · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 1,307 of 6,536 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, October 19, 2018, and October 19, 2019, and 1,308 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 1,307 of 6,536 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, October 19, 2018, and October 19, 2019, and 1,308 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:55 UTC
Jilla RustomEVP & Chief Financial Officer
Tax withholdingClass A Common Stock, $0.001 par value 494.0905 $71.90 $35,525.11
Disclosure

SEC source: 0001003078-19-000213 · certent-form4.xml · nonDerivative · entry 6

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,265

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:55 UTC
Jilla RustomEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock, $0.001 par value 145.0905 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000213 · certent-form4.xml · nonDerivative · entry 5

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:55 UTC
Jilla RustomEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock, $0.001 par value 1,307 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000213 · certent-form4.xml · nonDerivative · entry 4

Jilla Rustom · CIK 0001648161 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:50 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionDividend Equivalent Units · Derivative 72.6004 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000211 · certent-form4.xml · derivative · entry 14

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405

Underlying: Class A Common Stock, $0.001 par value · 72.6004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:50 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 654 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000211 · certent-form4.xml · derivative · entry 13

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654

Underlying: Class A Common Stock, $0.001 par value · 654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 653 of 3,268 RSUs granted on October 19, 2015 vested on each of October 19, 2016 and October 19, 2017, and 654 RSUs vested on October 19th, 2018 and October 19, 2019. 654 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 653 of 3,268 RSUs granted on October 19, 2015 vested on each of October 19, 2016 and October 19, 2017, and 654 RSUs vested on October 19th, 2018 and October 19, 2019. 654 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:50 UTC
Bonomo CharlesSenior VP and CIO
Tax withholdingClass A Common Stock, $0.001 par value 247.6004 $71.90 $17,802.47
Disclosure

SEC source: 0001003078-19-000211 · certent-form4.xml · nonDerivative · entry 6

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,606

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:50 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 72.6004 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000211 · certent-form4.xml · nonDerivative · entry 5

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:50 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 654 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000211 · certent-form4.xml · nonDerivative · entry 4

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:47 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionDividend Equivalent Units · Derivative 54.9496 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000209 · certent-form4.xml · derivative · entry 13

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304

Underlying: Class A Common Stock, $0.001 par value · 54.9496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:47 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionRestricted Stock Units (RSU) · Derivative 495 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000209 · certent-form4.xml · derivative · entry 12

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495

Underlying: Class A Common Stock, $0.001 par value · 495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 494 of 2,474 RSUs granted on October 19, 2015 vested on October 19, 2016, and 495 RSUs vested on each of October 19, 2017, October 19, 2018, and October 19, 2019 and 495 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 494 of 2,474 RSUs granted on October 19, 2015 vested on October 19, 2016, and 495 RSUs vested on each of October 19, 2017, October 19, 2018, and October 19, 2019 and 495 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:47 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 par value 186.9496 $71.90 $13,441.68
Disclosure

SEC source: 0001003078-19-000209 · certent-form4.xml · nonDerivative · entry 6

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,307

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:47 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 54.9496 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000209 · certent-form4.xml · nonDerivative · entry 5

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:47 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 495 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000209 · certent-form4.xml · nonDerivative · entry 4

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:41 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionDividend Equivalent Units · Derivative 72.6004 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000207 · certent-form4.xml · derivative · entry 14

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433

Underlying: Class A Common Stock, $0.001 par value · 72.6004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:41 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionRestricted Stock Units (RSU) · Derivative 654 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000207 · certent-form4.xml · derivative · entry 13

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654

Underlying: Class A Common Stock, $0.001 par value · 654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: 653 of 3,268 RSUs granted on October 19, 2015 vested on each of October 19, 2016, and October 19, 2017, and 654 RSUs vested on October 19, 2018 and October 19, 2019, 654 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: 653 of 3,268 RSUs granted on October 19, 2015 vested on each of October 19, 2016, and October 19, 2017, and 654 RSUs vested on October 19, 2018 and October 19, 2019, 654 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:41 UTC
Heerdt Kari DSVP, New Business Innovation
Tax withholdingClass A Common Stock, $0.001 par value 216.6004 $71.90 $15,573.57
Disclosure

SEC source: 0001003078-19-000207 · certent-form4.xml · nonDerivative · entry 6

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,927

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:41 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 72.6004 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000207 · certent-form4.xml · nonDerivative · entry 5

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:41 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 654 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000207 · certent-form4.xml · nonDerivative · entry 4

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:37 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionDividend Equivalent Units · Derivative 114.0073 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000205 · certent-form4.xml · derivative · entry 14

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Class A Common Stock, $0.001 par value · 114.0073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:37 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000205 · certent-form4.xml · derivative · entry 13

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Class A Common Stock, $0.001 par value · 1,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 1,027 of 5,135 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, October 19, 2018, and October 19, 2019, and 1,027 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 1,027 of 5,135 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, October 19, 2018, and October 19, 2019, and 1,027 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:37 UTC
Jones Douglas EEVP, Chief Supply Chain
Tax withholdingClass A Common Stock, $0.001 par value 339.0073 $71.90 $24,374.62
Disclosure

SEC source: 0001003078-19-000205 · certent-form4.xml · nonDerivative · entry 6

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,949

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:37 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 114.0073 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000205 · certent-form4.xml · nonDerivative · entry 5

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:37 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 1,027 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000205 · certent-form4.xml · nonDerivative · entry 4

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent Units · Derivative 310.9395 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000203 · certent-form4.xml · derivative · entry 14

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Class A Common Stock, $0.001 par value · 310.9395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,801 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000203 · certent-form4.xml · derivative · entry 13

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

Underlying: Class A Common Stock, $0.001 par value · 2,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 2,801 of 14,006 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, and October 19, 2018. 2,801 RSUs vested on October 19, 2019, and 2,802 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 2,801 of 14,006 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, and October 19, 2018. 2,801 RSUs vested on October 19, 2019, and 2,802 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
Tax withholdingClass A Common Stock, $0.001 par value 0.9395 $71.90 $67.55
Disclosure

SEC source: 0001003078-19-000203 · certent-form4.xml · nonDerivative · entry 6

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,871

F3 · shares: Disposition of Class A Common Stock to the Issuer to partially cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 310.9395 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000203 · certent-form4.xml · nonDerivative · entry 5

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:35 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 2,801 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000203 · certent-form4.xml · nonDerivative · entry 4

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent Units · Derivative 41.5179 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · derivative · entry 13

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Class A Common Stock, $0.001 par value · 41.5179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · derivative · entry 12

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

Underlying: Class A Common Stock, $0.001 par value · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 373 of 1,867 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, and October 19, 2018. 374 RSUs vested on October 19, 2019, and 374 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 373 of 1,867 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, and October 19, 2018. 374 RSUs vested on October 19, 2019, and 374 RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Tax withholdingClass A Common Stock, $0.001 par value 123.5179 $71.90 $8,880.94
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · nonDerivative · entry 6

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,878

F4 · shares: Disposition of Class A Common Stock to the Issuer solely to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 41.5179 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · nonDerivative · entry 5

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 19, 2019 Filed Oct 21, 2019 22:28 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 374 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000201 · certent-form4.xml · nonDerivative · entry 4

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 17, 2019 Filed Oct 21, 2019 22:26 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionDividend Equivalent Units · Derivative 22.4109 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000199 · certent-form4.xml · derivative · entry 11

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585

Underlying: Class A Common Stock, $0.001 par value · 22.4109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2019 Filed Oct 21, 2019 22:26 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionRestricted Stock Units (RSU) · Derivative 660 $0.00 $0.00
Disclosure

SEC source: 0001003078-19-000199 · certent-form4.xml · derivative · entry 10

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644

Underlying: Class A Common Stock, $0.001 par value · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 660 of 3,304 RSUs granted on October 17, 2018 vested on October 17, 2019, and 661 RSUs vest on each of October 17, 2020, October 17, 2021, October 17, 2022, and October 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 660 of 3,304 RSUs granted on October 17, 2018 vested on October 17, 2019, and 661 RSUs vest on each of October 17, 2020, October 17, 2021, October 17, 2022, and October 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.