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MSM

MSC INDUSTRIAL DIRECT CO INC

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Tapewire entity
8855
SEC CIK
0001003078
Parsed reports
896

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,802 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · derivative · entry 10

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 2,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 2,801 of 14,006 RSUs granted on October 19, 2015 vest on each of October 19, 2016, October 19, 2017, October 19, 2018, October 19, 2019 and 2,802 of these RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 2,801 of 14,006 RSUs granted on October 19, 2015 vest on each of October 19, 2016, October 19, 2017, October 19, 2018, October 19, 2019 and 2,802 of these RSUs vest on October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Tax withholdingClass A Common Stock, $0.001 par value 0.5022 $65.82 $33.05
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · nonDerivative · entry 6

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,596

F3 · shares: Disposition of Class A Common Stock to the Issuer to partially cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 673.5022 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · nonDerivative · entry 5

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 2,802 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · nonDerivative · entry 4

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionDividend Equivalent Units · Derivative 118.98 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · derivative · entry 10

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

Underlying: Class A Common Stock, $0.001 par value · 118.98 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionRestricted Stock Units (RSU) · Derivative 495 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · derivative · entry 9

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 494 of 2,474 RSUs granted on October 19, 2015 vested on October 19, 2016, and 495 RSUs vested on each of October 19, 2017, October 19, 2018, October 19, 2019 and October 19, 2020.

F5 · derivative.expiration_date: 494 of 2,474 RSUs granted on October 19, 2015 vested on October 19, 2016, and 495 RSUs vested on each of October 19, 2017, October 19, 2018, October 19, 2019 and October 19, 2020.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 par value 208.98 $65.82 $13,755.06
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · nonDerivative · entry 6

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 118.98 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · nonDerivative · entry 5

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 495 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · nonDerivative · entry 4

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionDividend Equivalent Units · Derivative 246.8547 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · derivative · entry 11

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783

Underlying: Class A Common Stock, $0.001 par value · 246.8547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · derivative · entry 10

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 1,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 1,027 of 5,135 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, October 19, 2018, October 19, 2019, and October 19, 2020.

F5 · derivative.expiration_date: 1,027 of 5,135 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, October 19, 2018, October 19, 2019, and October 19, 2020.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Tax withholdingClass A Common Stock, $0.001 par value 378.8547 $65.82 $24,936.22
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · nonDerivative · entry 6

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,151

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 246.8547 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · nonDerivative · entry 5

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 1,027 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · nonDerivative · entry 4

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:40 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionDividend Equivalent Units · Derivative 157.1983 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000249 · certent-form4.xml · derivative · entry 11

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138

Underlying: Class A Common Stock, $0.001 par value · 157.1983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:40 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 654 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000249 · certent-form4.xml · derivative · entry 10

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 653 of 3,268 RSUs granted on October 19, 2015 vested on each of October 19, 2016 and October 19, 2017, and 654 RSUs vested on each of October 19th, 2018, October 19, 2019, and October 19, 2020.

F5 · derivative.expiration_date: 653 of 3,268 RSUs granted on October 19, 2015 vested on each of October 19, 2016 and October 19, 2017, and 654 RSUs vested on each of October 19th, 2018, October 19, 2019, and October 19, 2020.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:40 UTC
Bonomo CharlesSenior VP and CIO
Tax withholdingClass A Common Stock, $0.001 par value 276.1983 $65.82 $18,179.37
Disclosure

SEC source: 0001003078-20-000249 · certent-form4.xml · nonDerivative · entry 6

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,367

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:40 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 157.1983 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000249 · certent-form4.xml · nonDerivative · entry 5

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:40 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 654 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000249 · certent-form4.xml · nonDerivative · entry 4

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:11 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionDividend Equivalent Units · Derivative 157.1983 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000251 · certent-form4.xml · derivative · entry 10

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267

Underlying: Class A Common Stock, $0.001 par value · 157.1983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:11 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionRestricted Stock Units (RSU) · Derivative 654 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000251 · certent-form4.xml · derivative · entry 9

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 653 of 3,268 RSUs granted on October 19, 2015 vest on each of October 19, 2016 and October 19, 2017 and 654 of these RSUs vest on each of October 19, 2018, October 19, 2019 and October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 653 of 3,268 RSUs granted on October 19, 2015 vest on each of October 19, 2016 and October 19, 2017 and 654 of these RSUs vest on each of October 19, 2018, October 19, 2019 and October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:11 UTC
Heerdt Kari DSVP, New Business Innovation
Tax withholdingClass A Common Stock, $0.001 par value 241.1983 $65.82 $15,875.67
Disclosure

SEC source: 0001003078-20-000251 · certent-form4.xml · nonDerivative · entry 6

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,829

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:11 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 157.1983 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000251 · certent-form4.xml · nonDerivative · entry 5

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:11 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 654 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000251 · certent-form4.xml · nonDerivative · entry 4

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 18:29 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionDividend Equivalent Units · Derivative 180.9944 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000245 · certent-form4.xml · derivative · entry 10

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Class A Common Stock, $0.001 par value · 180.9944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 18:29 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionRestricted Stock Units (RSU) · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000245 · certent-form4.xml · derivative · entry 9

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 752 of 3,763 RSUs granted on October 19, 2015 vested on each of October 19, 2016 and October 19, 2017, and 753 RSUs vested on October 19, 2018, October 19, 2019, and October 19, 2020.

F5 · derivative.expiration_date: 752 of 3,763 RSUs granted on October 19, 2015 vested on each of October 19, 2016 and October 19, 2017, and 753 RSUs vested on October 19, 2018, October 19, 2019, and October 19, 2020.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 18:29 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Tax withholdingClass A Common Stock, $0.001 par value 317.9944 $65.82 $20,930.39
Disclosure

SEC source: 0001003078-20-000245 · certent-form4.xml · nonDerivative · entry 6

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,455

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 18:29 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 180.9944 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000245 · certent-form4.xml · nonDerivative · entry 5

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 18:29 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 753 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000245 · certent-form4.xml · nonDerivative · entry 4

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:38 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent Units · Derivative 89.8967 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000247 · certent-form4.xml · derivative · entry 10

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154

Underlying: Class A Common Stock, $0.001 par value · 89.8967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:38 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000247 · certent-form4.xml · derivative · entry 9

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 373 of 1,867 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, and October 19, 2018. 374 RSUs vested on each of October 19, 2019, and October 19, 2020.

F5 · derivative.expiration_date: 373 of 1,867 RSUs granted on October 19, 2015 vested on each of October 19, 2016, October 19, 2017, and October 19, 2018. 374 RSUs vested on each of October 19, 2019, and October 19, 2020.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:38 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Tax withholdingClass A Common Stock, $0.001 par value 137.8967 $65.82 $9,076.36
Disclosure

SEC source: 0001003078-20-000247 · certent-form4.xml · nonDerivative · entry 6

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:38 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 89.8967 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000247 · certent-form4.xml · nonDerivative · entry 5

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 19:38 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 374 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000247 · certent-form4.xml · nonDerivative · entry 4

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent Units · Derivative 510.0921 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · derivative · entry 9

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,416

Underlying: Class A Common Stock, $0.001 par value · 510.0921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,305 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · derivative · entry 8

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,915

Underlying: Class A Common Stock, $0.001 par value · 3,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 3,304 of 16,524 RSUs granted on October 17, 2018 vested on October 17, 2019. 3,305 RSUs vested on October 17, 2020, and vest on each of October 17, 2021, October 17, 2022, and October 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 3,304 of 16,524 RSUs granted on October 17, 2018 vested on October 17, 2019. 3,305 RSUs vested on October 17, 2020, and vest on each of October 17, 2021, October 17, 2022, and October 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Tax withholdingClass A Common Stock, $0.001 par value 0.0921 $66.57 $6.13
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · nonDerivative · entry 3

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,121

F3 · shares: Disposition of Class A Common Stock to the Issuer to partially cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 510.0921 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · nonDerivative · entry 2

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 3,305 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · nonDerivative · entry 1

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionDividend Equivalent Units · Derivative 54.0188 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · derivative · entry 8

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976

Underlying: Class A Common Stock, $0.001 par value · 54.0188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionRestricted Stock Units (RSU) · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · derivative · entry 7

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

Underlying: Class A Common Stock, $0.001 par value · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 350 of 1,751 RSUs granted on October 17, 2018 vested on October 17, 2019. 350 RSUs vested on October 17, 2020, and vest on each of October 17, 2021. and October 17, 2022. 351 RSUs vest on October 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 350 of 1,751 RSUs granted on October 17, 2018 vested on October 17, 2019. 350 RSUs vested on October 17, 2020, and vest on each of October 17, 2021. and October 17, 2022. 351 RSUs vest on October 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 par value 138.0188 $66.57 $9,187.91
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · nonDerivative · entry 3

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,297

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 54.0188 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · nonDerivative · entry 2

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 23:49 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 350 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000260 · certent-form4.xml · nonDerivative · entry 1

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionDividend Equivalent Units · Derivative 112.2048 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · derivative · entry 9

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,030

Underlying: Class A Common Stock, $0.001 par value · 112.2048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionRestricted Stock Units (RSU) · Derivative 727 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · derivative · entry 8

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

Underlying: Class A Common Stock, $0.001 par value · 727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 727 of 3,635 RSUs granted on October 17, 2018 vested on October 17, 2019. 727 RSUs vested on October 17, 2020, and vest on each of October 17, 2021, October 17, 2022, and October 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 727 of 3,635 RSUs granted on October 17, 2018 vested on October 17, 2019. 727 RSUs vested on October 17, 2020, and vest on each of October 17, 2021, October 17, 2022, and October 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Tax withholdingClass A Common Stock, $0.001 par value 250.2048 $66.57 $16,656.13
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · nonDerivative · entry 3

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,256

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 112.2048 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · nonDerivative · entry 2

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 20:30 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 727 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000254 · certent-form4.xml · nonDerivative · entry 1

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 17, 2020 Filed Oct 20, 2020 19:40 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionDividend Equivalent Units · Derivative 71.3047 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000249 · certent-form4.xml · derivative · entry 9

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295

Underlying: Class A Common Stock, $0.001 par value · 71.3047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.