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MSM

MSC INDUSTRIAL DIRECT CO INC

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8855
SEC CIK
0001003078
Parsed reports
896

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2020 Filed Oct 28, 2020 13:40 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,313 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000289 · certent-form4.xml · derivative · entry 5

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314

Underlying: Class A Common Stock, $0.001 par value · 2,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 2,313 of 11,566 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019, and October 26, 2020. 2,314 RSUs vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 2,313 of 11,566 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019, and October 26, 2020. 2,314 RSUs vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:40 UTC
GERSHWIND ERIKDirector · President and CEO
Tax withholdingClass A Common Stock, $0.001 par value 0.5024 $66.29 $33.30
Disclosure

SEC source: 0001003078-20-000289 · certent-form4.xml · nonDerivative · entry 3

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,665

F3 · shares: Disposition of Class A Common Stock to the Issuer to partially cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:40 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 483.5024 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000289 · certent-form4.xml · nonDerivative · entry 2

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:40 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 2,313 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000289 · certent-form4.xml · nonDerivative · entry 1

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:32 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionDividend Equivalent Units · Derivative 142.1452 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000285 · certent-form4.xml · derivative · entry 5

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262

Underlying: Class A Common Stock, $0.001 par value · 142.1452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:32 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionRestricted Stock Units (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000285 · certent-form4.xml · derivative · entry 4

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680

Underlying: Class A Common Stock, $0.001 par value · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 679 of 3,397 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019. 680 RSUs vested on October 26, 2020 and vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 679 of 3,397 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019. 680 RSUs vested on October 26, 2020 and vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:32 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Tax withholdingClass A Common Stock, $0.001 par value 280.1452 $66.29 $18,570.83
Disclosure

SEC source: 0001003078-20-000285 · certent-form4.xml · nonDerivative · entry 3

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:32 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 142.1452 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000285 · certent-form4.xml · nonDerivative · entry 2

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:32 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 680 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000285 · certent-form4.xml · nonDerivative · entry 1

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:36 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionDividend Equivalent Units · Derivative 127.9302 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000287 · certent-form4.xml · derivative · entry 6

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Class A Common Stock, $0.001 par value · 127.9302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:36 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 612 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000287 · certent-form4.xml · derivative · entry 5

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612

Underlying: Class A Common Stock, $0.001 par value · 612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 611 of 3,057 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, and October 26, 2019. 612 RSUs vested on October 26, 2020 and vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 611 of 3,057 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, and October 26, 2019. 612 RSUs vested on October 26, 2020 and vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:36 UTC
Bonomo CharlesSenior VP and CIO
Tax withholdingClass A Common Stock, $0.001 par value 251.9302 $66.29 $16,700.45
Disclosure

SEC source: 0001003078-20-000287 · certent-form4.xml · nonDerivative · entry 3

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,233

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:36 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 127.9302 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000287 · certent-form4.xml · nonDerivative · entry 2

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:36 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 612 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000287 · certent-form4.xml · nonDerivative · entry 1

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:25 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent Units · Derivative 509.0056 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000276 · certent-form4.xml · derivative · entry 6

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,234

Underlying: Class A Common Stock, $0.001 par value · 509.0056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:25 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,764 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000276 · certent-form4.xml · derivative · entry 5

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,528

Underlying: Class A Common Stock, $0.001 par value · 2,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 2,763 of 13,819 RSUs granted on October 20, 2017 vested on October 20, 2018. 2,764 RSUs vested on each of October 20, 2019 and October 20, 2020. 2,764 RSUs vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 2,763 of 13,819 RSUs granted on October 20, 2017 vested on October 20, 2018. 2,764 RSUs vested on each of October 20, 2019 and October 20, 2020. 2,764 RSUs vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:25 UTC
GERSHWIND ERIKDirector · President and CEO
Tax withholdingClass A Common Stock, $0.001 par value 0.0056 $67.13 $0.38
Disclosure

SEC source: 0001003078-20-000276 · certent-form4.xml · nonDerivative · entry 3

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,869

F3 · shares: Disposition of Class A Common Stock to the Issuer to partially cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:25 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 509.0056 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000276 · certent-form4.xml · nonDerivative · entry 2

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:25 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 2,764 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000276 · certent-form4.xml · nonDerivative · entry 1

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:21 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionDividend Equivalent Units · Derivative 89.1316 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000274 · certent-form4.xml · derivative · entry 6

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049

Underlying: Class A Common Stock, $0.001 par value · 89.1316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:21 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 484 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000274 · certent-form4.xml · derivative · entry 5

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Class A Common Stock, $0.001 par value · 484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 483 of 2,418 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 484 RSUs vested on October 20, 2020, and vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 483 of 2,418 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 484 RSUs vested on October 20, 2020, and vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:21 UTC
Bonomo CharlesSenior VP and CIO
Tax withholdingClass A Common Stock, $0.001 par value 195.1316 $67.13 $13,099.18
Disclosure

SEC source: 0001003078-20-000274 · certent-form4.xml · nonDerivative · entry 3

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,745

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:21 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 89.1316 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000274 · certent-form4.xml · nonDerivative · entry 2

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 23:21 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 484 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000274 · certent-form4.xml · nonDerivative · entry 1

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:07 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionDividend Equivalent Units · Derivative 139.9582 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000268 · certent-form4.xml · derivative · entry 6

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643

Underlying: Class A Common Stock, $0.001 par value · 139.9582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:07 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionRestricted Stock Units (RSU) · Derivative 760 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000268 · certent-form4.xml · derivative · entry 5

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Underlying: Class A Common Stock, $0.001 par value · 760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 760 of 3,800 RSUs granted on October 20, 2017 vested on each of October 20, 2018, October 20, 2019, and October 20, 2020. 760 RSUS vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 760 of 3,800 RSUs granted on October 20, 2017 vested on each of October 20, 2018, October 20, 2019, and October 20, 2020. 760 RSUS vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:07 UTC
Jones Douglas EEVP, Chief Supply Chain
Tax withholdingClass A Common Stock, $0.001 par value 267.9582 $67.13 $17,988.03
Disclosure

SEC source: 0001003078-20-000268 · certent-form4.xml · nonDerivative · entry 3

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,783

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:07 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 139.9582 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000268 · certent-form4.xml · nonDerivative · entry 2

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:07 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 760 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000268 · certent-form4.xml · nonDerivative · entry 1

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:09 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionDividend Equivalent Units · Derivative 101.8377 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000270 · certent-form4.xml · derivative · entry 5

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Class A Common Stock, $0.001 par value · 101.8377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:09 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionRestricted Stock Units (RSU) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000270 · certent-form4.xml · derivative · entry 4

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

Underlying: Class A Common Stock, $0.001 par value · 553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 553 RSUs vested on October 20, 2020, and vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 553 RSUs vested on October 20, 2020, and vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:09 UTC
Heerdt Kari DSVP, New Business Innovation
Tax withholdingClass A Common Stock, $0.001 par value 194.8377 $67.13 $13,079.45
Disclosure

SEC source: 0001003078-20-000270 · certent-form4.xml · nonDerivative · entry 3

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,289

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:09 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 101.8377 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000270 · certent-form4.xml · nonDerivative · entry 2

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:09 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 553 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000270 · certent-form4.xml · nonDerivative · entry 1

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:13 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionDividend Equivalent Units · Derivative 67.401 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000272 · certent-form4.xml · derivative · entry 5

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789

Underlying: Class A Common Stock, $0.001 par value · 67.401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:13 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionRestricted Stock Units (RSU) · Derivative 366 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000272 · certent-form4.xml · derivative · entry 4

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733

Underlying: Class A Common Stock, $0.001 par value · 366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 366 of 1,831 RSUs granted on October 20, 2017 vested on each of October 20, 2018, October 20, 2019, and October 20, 2020. 366 RSUs vest on October 20, 2021, and 367 RSUs vest on October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 366 of 1,831 RSUs granted on October 20, 2017 vested on each of October 20, 2018, October 20, 2019, and October 20, 2020. 366 RSUs vest on October 20, 2021, and 367 RSUs vest on October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:13 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 par value 147.401 $67.13 $9,895.03
Disclosure

SEC source: 0001003078-20-000272 · certent-form4.xml · nonDerivative · entry 3

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,988

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:13 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 67.401 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000272 · certent-form4.xml · nonDerivative · entry 2

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:13 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 366 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000272 · certent-form4.xml · nonDerivative · entry 1

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:03 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent Units · Derivative 101.8377 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000266 · certent-form4.xml · derivative · entry 5

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053

Underlying: Class A Common Stock, $0.001 par value · 101.8377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:03 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000266 · certent-form4.xml · derivative · entry 4

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

Underlying: Class A Common Stock, $0.001 par value · 553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 553 RSUs vested on October 20, 2020, and vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 553 RSUs vested on October 20, 2020, and vest on each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:03 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Tax withholdingClass A Common Stock, $0.001 par value 194.8377 $67.13 $13,079.45
Disclosure

SEC source: 0001003078-20-000266 · certent-form4.xml · nonDerivative · entry 3

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,971

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:03 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 101.8377 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000266 · certent-form4.xml · nonDerivative · entry 2

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:03 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 553 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000266 · certent-form4.xml · nonDerivative · entry 1

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:00 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionDividend Equivalent Units · Derivative 120.8061 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000264 · certent-form4.xml · derivative · entry 5

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Class A Common Stock, $0.001 par value · 120.8061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:00 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionRestricted Stock Units (RSU) · Derivative 656 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000264 · certent-form4.xml · derivative · entry 4

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314

Underlying: Class A Common Stock, $0.001 par value · 656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 656 of 3,282 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019, and October 20, 2020. 657 RSUs vest in each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 656 of 3,282 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019, and October 20, 2020. 657 RSUs vest in each of October 20, 2021, and October 20, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:00 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Tax withholdingClass A Common Stock, $0.001 par value 264.8061 $67.13 $17,776.43
Disclosure

SEC source: 0001003078-20-000264 · certent-form4.xml · nonDerivative · entry 3

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,967

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:00 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 120.8061 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000264 · certent-form4.xml · nonDerivative · entry 2

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 19:00 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 656 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000264 · certent-form4.xml · nonDerivative · entry 1

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 23:58 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent Units · Derivative 673.5022 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000262 · certent-form4.xml · derivative · entry 11

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,743

Underlying: Class A Common Stock, $0.001 par value · 673.5022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.