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MSC INDUSTRIAL DIRECT CO INC

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8855
SEC CIK
0001003078
Parsed reports
896

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2020 Filed Nov 11, 2020 00:52 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
GrantRestricted Stock Units (RSU) · Derivative 2,657 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000311 · certent-form4.xml · derivative · entry 4

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

Underlying: Class A Common Stock, $0.001 par value · 2,657 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 664 of 2,657 RSUs granted on November 6, 2020 vest on each of November 6, 2021, November 6, 2022, and November 6, 2023, and 665 RSUs vest on November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 664 of 2,657 RSUs granted on November 6, 2020 vest on each of November 6, 2021, November 6, 2022, and November 6, 2023, and 665 RSUs vest on November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:52 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 par value 247.7957 $74.79 $18,532.64
Disclosure

SEC source: 0001003078-20-000311 · certent-form4.xml · nonDerivative · entry 3

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,901

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:52 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 75.7957 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000311 · certent-form4.xml · nonDerivative · entry 2

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:52 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 651 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000311 · certent-form4.xml · nonDerivative · entry 1

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:45 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionDividend Equivalent Units · Derivative 100.0133 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000309 · certent-form4.xml · derivative · entry 7

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Class A Common Stock, $0.001 par value · 100.0133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:45 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 859 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000309 · certent-form4.xml · derivative · entry 6

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

Underlying: Class A Common Stock, $0.001 par value · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 859 of 3,439 RSUs granted on November 6, 2019 vested on November 6, 2020, and 860 RSUs vest on each of November 6, 2021, November 6, 2022, and November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 859 of 3,439 RSUs granted on November 6, 2019 vested on November 6, 2020, and 860 RSUs vest on each of November 6, 2021, November 6, 2022, and November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:45 UTC
Bonomo CharlesSenior VP and CIO
GrantRestricted Stock Units (RSU) · Derivative 3,509 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000309 · certent-form4.xml · derivative · entry 5

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509

Underlying: Class A Common Stock, $0.001 par value · 3,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 877 of 3,509 RSUs granted on November 6, 2020 vest on each of November 6, 2021, November 6, 2022, and November 6, 2023, and 878 RSUs vest on November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 877 of 3,509 RSUs granted on November 6, 2020 vest on each of November 6, 2021, November 6, 2022, and November 6, 2023, and 878 RSUs vest on November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:45 UTC
Bonomo CharlesSenior VP and CIO
Tax withholdingClass A Common Stock, $0.001 par value 326.0133 $74.79 $24,382.53
Disclosure

SEC source: 0001003078-20-000309 · certent-form4.xml · nonDerivative · entry 3

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:45 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 100.0133 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000309 · certent-form4.xml · nonDerivative · entry 2

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:45 UTC
Bonomo CharlesSenior VP and CIO
Exercise / conversionClass A Common Stock, $0.001 par value 859 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000309 · certent-form4.xml · nonDerivative · entry 1

Bonomo Charles · CIK 0001409371 · Senior VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:33 UTC
Actis-Grande KristenEVP & Chief Financial Officer
GrantRestricted Stock Units (RSU) · Derivative 5,515 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000307 · primary_doc.xml · derivative · entry 1

Actis-Grande Kristen · CIK 0001821740 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,515

Underlying: Class A Common Stock, $0.001 par value · 5,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: 1,378 of 5,515 RSUs granted on November 6, 2020 vest on November 6, 2021, and 1,379 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 1,378 of 5,515 RSUs granted on November 6, 2020 vest on November 6, 2021, and 1,379 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:53 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent Units · Derivative 114.334 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000306 · certent-form4.xml · derivative · entry 6

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

Underlying: Class A Common Stock, $0.001 par value · 114.334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:53 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 982 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000306 · certent-form4.xml · derivative · entry 5

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948

Underlying: Class A Common Stock, $0.001 par value · 982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 982 of 3,930 RSUs granted on November 6, 2019 vested on November 6, 2020, and vest on November 6, 2021, and 983 RSUs vest on each of November 6, 2022, and November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 982 of 3,930 RSUs granted on November 6, 2019 vested on November 6, 2020, and vest on November 6, 2021, and 983 RSUs vest on each of November 6, 2022, and November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:53 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
GrantRestricted Stock Units (RSU) · Derivative 4,011 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000306 · certent-form4.xml · derivative · entry 4

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,011

Underlying: Class A Common Stock, $0.001 par value · 4,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 1,002 of 4,011 RSUs granted on November 6, 2020 vest on November 6, 2021, and 1,003 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 1,002 of 4,011 RSUs granted on November 6, 2020 vest on November 6, 2021, and 1,003 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:53 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Tax withholdingClass A Common Stock, $0.001 par value 326.334 $74.79 $24,406.52
Disclosure

SEC source: 0001003078-20-000306 · certent-form4.xml · nonDerivative · entry 3

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,117

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:53 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 114.334 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000306 · certent-form4.xml · nonDerivative · entry 2

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:53 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 982 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000306 · certent-form4.xml · nonDerivative · entry 1

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:44 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionDividend Equivalent Units · Derivative 142.976 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000302 · certent-form4.xml · derivative · entry 6

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119

Underlying: Class A Common Stock, $0.001 par value · 142.976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:44 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,228 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000302 · certent-form4.xml · derivative · entry 5

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

Underlying: Class A Common Stock, $0.001 par value · 1,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 1,228 of 4,913 RSUs granted on November 6, 2019 vested on November 6, 2020, and vest on each of November 6, 2021, and November 6, 2022, and 1,229 RSUs vest on November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 1,228 of 4,913 RSUs granted on November 6, 2019 vested on November 6, 2020, and vest on each of November 6, 2021, and November 6, 2022, and 1,229 RSUs vest on November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:44 UTC
Armstrong SteveSVP, GC and Corp. Secy.
GrantRestricted Stock Units (RSU) · Derivative 5,014 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000302 · certent-form4.xml · derivative · entry 4

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,014

Underlying: Class A Common Stock, $0.001 par value · 5,014 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 1,253 of 5,014 RSUs granted on November 6, 2020 vest on each of November 6, 2021, and November 6, 2022, and 1,254 RSUs vest on each of November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 1,253 of 5,014 RSUs granted on November 6, 2020 vest on each of November 6, 2021, and November 6, 2022, and 1,254 RSUs vest on each of November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:44 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Tax withholdingClass A Common Stock, $0.001 par value 465.976 $74.79 $34,850.35
Disclosure

SEC source: 0001003078-20-000302 · certent-form4.xml · nonDerivative · entry 3

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,414

F3 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:44 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 142.976 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000302 · certent-form4.xml · nonDerivative · entry 2

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:44 UTC
Armstrong SteveSVP, GC and Corp. Secy.
Exercise / conversionClass A Common Stock, $0.001 par value 1,228 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000302 · certent-form4.xml · nonDerivative · entry 1

Armstrong Steve · CIK 0001447935 · SVP, GC and Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:41 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent Units · Derivative 929.5761 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000300 · certent-form4.xml · derivative · entry 7

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,821

Underlying: Class A Common Stock, $0.001 par value · 929.5761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:41 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,984 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000300 · certent-form4.xml · derivative · entry 6

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,953

Underlying: Class A Common Stock, $0.001 par value · 7,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 7,984 of 31,937 RSUs granted on November 6, 2019 vested on November 6, 2020, and vest on each of November 6, 2021, and November 6, 2022, and 7,985 RSUs vest on November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 7,984 of 31,937 RSUs granted on November 6, 2019 vested on November 6, 2020, and vest on each of November 6, 2021, and November 6, 2022, and 7,985 RSUs vest on November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:41 UTC
GERSHWIND ERIKDirector · President and CEO
GrantRestricted Stock Units (RSU) · Derivative 32,591 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000300 · certent-form4.xml · derivative · entry 5

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,591

Underlying: Class A Common Stock, $0.001 par value · 32,591 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 8,147 of 32,591 RSUs granted on November 6, 2020 vest on November 6, 2021, and 8,148 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 8,147 of 32,591 RSUs granted on November 6, 2020 vest on November 6, 2021, and 8,148 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:41 UTC
GERSHWIND ERIKDirector · President and CEO
Tax withholdingClass A Common Stock, $0.001 par value 0.5761 $74.79 $43.09
Disclosure

SEC source: 0001003078-20-000300 · certent-form4.xml · nonDerivative · entry 3

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,578

F3 · shares: Disposition of Class A Common Stock to the Issuer to partially cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:41 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 929.5761 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000300 · certent-form4.xml · nonDerivative · entry 2

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 23:41 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 7,984 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000300 · certent-form4.xml · nonDerivative · entry 1

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:04 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionDividend Equivalent Units · Derivative 94.4845 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000297 · certent-form4.xml · derivative · entry 5

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695

Underlying: Class A Common Stock, $0.001 par value · 94.4845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:04 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionRestricted Stock Units (RSU) · Derivative 452 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000297 · certent-form4.xml · derivative · entry 4

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Underlying: Class A Common Stock, $0.001 par value · 452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 451 of 2,259 RSUs granted on October 26, 2016 vested on October 26, 2017. 452 RSUs vested on each of October 26, 2018, October 26, 2019, and October 26, 2020. 452 RSUs vest on October 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 451 of 2,259 RSUs granted on October 26, 2016 vested on October 26, 2017. 452 RSUs vested on each of October 26, 2018, October 26, 2019, and October 26, 2020. 452 RSUs vest on October 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:04 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 par value 186.4845 $66.29 $12,362.06
Disclosure

SEC source: 0001003078-20-000297 · certent-form4.xml · nonDerivative · entry 3

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:04 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 94.4845 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000297 · certent-form4.xml · nonDerivative · entry 2

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:04 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 452 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000297 · certent-form4.xml · nonDerivative · entry 1

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:51 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionDividend Equivalent Units · Derivative 129.3937 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000295 · certent-form4.xml · derivative · entry 5

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036

Underlying: Class A Common Stock, $0.001 par value · 129.3937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:51 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionRestricted Stock Units (RSU) · Derivative 619 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000295 · certent-form4.xml · derivative · entry 4

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Class A Common Stock, $0.001 par value · 619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 619 of 3,096 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019, and October 26, 2020. 620 RSUs vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 619 of 3,096 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019, and October 26, 2020. 620 RSUs vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:51 UTC
Heerdt Kari DSVP, New Business Innovation
Tax withholdingClass A Common Stock, $0.001 par value 222.3937 $66.29 $14,742.48
Disclosure

SEC source: 0001003078-20-000295 · certent-form4.xml · nonDerivative · entry 3

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,815

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:51 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 129.3937 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000295 · certent-form4.xml · nonDerivative · entry 2

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:51 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 619 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000295 · certent-form4.xml · nonDerivative · entry 1

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:48 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionDividend Equivalent Units · Derivative 198.5851 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000293 · certent-form4.xml · derivative · entry 6

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444

Underlying: Class A Common Stock, $0.001 par value · 198.5851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:48 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionRestricted Stock Units (RSU) · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000293 · certent-form4.xml · derivative · entry 5

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950

Underlying: Class A Common Stock, $0.001 par value · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 950 of 4,750 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019, and October 26, 2020. 950 RSUs vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 950 of 4,750 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019, and October 26, 2020. 950 RSUs vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:48 UTC
Jones Douglas EEVP, Chief Supply Chain
Tax withholdingClass A Common Stock, $0.001 par value 341.5851 $66.29 $22,643.68
Disclosure

SEC source: 0001003078-20-000293 · certent-form4.xml · nonDerivative · entry 3

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,590

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:48 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 198.5851 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000293 · certent-form4.xml · nonDerivative · entry 2

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:48 UTC
Jones Douglas EEVP, Chief Supply Chain
Exercise / conversionClass A Common Stock, $0.001 par value 950 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000293 · certent-form4.xml · nonDerivative · entry 1

Jones Douglas E · CIK 0001348379 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:44 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent Units · Derivative 73.1632 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000291 · certent-form4.xml · derivative · entry 5

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

Underlying: Class A Common Stock, $0.001 par value · 73.1632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:44 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000291 · certent-form4.xml · derivative · entry 4

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

Underlying: Class A Common Stock, $0.001 par value · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 350 of 1,750 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019, and October 26, 2020. 350 RSUs vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 350 of 1,750 RSUs granted on October 26, 2016 vested on each of October 26, 2017, October 26, 2018, October 26, 2019, and October 26, 2020. 350 RSUs vest on October 26, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:44 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Tax withholdingClass A Common Stock, $0.001 par value 126.1632 $66.29 $8,363.36
Disclosure

SEC source: 0001003078-20-000291 · certent-form4.xml · nonDerivative · entry 3

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,268

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:44 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 73.1632 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000291 · certent-form4.xml · nonDerivative · entry 2

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:44 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 350 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000291 · certent-form4.xml · nonDerivative · entry 1

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 13:40 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent Units · Derivative 483.5024 $0.00 $0.00
Disclosure

SEC source: 0001003078-20-000289 · certent-form4.xml · derivative · entry 6

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Class A Common Stock, $0.001 par value · 483.5024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.