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MSM

MSC INDUSTRIAL DIRECT CO INC

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8855
SEC CIK
0001003078
Parsed reports
896

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Jan 28, 2022 21:13 UTC GrantDividend Equivalent Units · Derivative 23.457 $0.00 $0.00
Disclosure

SEC source: 0001003078-22-000016 · certent-form4.xml · derivative · entry 3

GOESER LOUISE K · CIK 0001190840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137

Underlying: Class A Common Stock, $0.001 par value · 23.457 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 30, 2021 Filed Jan 28, 2022 20:56 UTC GrantDividend Equivalent Units · Derivative 18.217 $0.00 $0.00
Disclosure

SEC source: 0001003078-22-000014 · certent-form4.xml · derivative · entry 3

Seseri Rudina · CIK 0001744006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72

Underlying: Class A Common Stock, $0.001 par value · 18.217 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 15:28 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionOptions (right to buy) · Derivative 84,059 $0.00 Strike: $58.90 $0.00
Disclosure

SEC source: 0001003078-21-000244 · certent-form4.xml · derivative · entry 3

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 84,059 shares

Expires 2022-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock").

F3 · derivative.exercise_date: An option to purchase 84,059 shares of the Issuer's Common Stock was issued on October 19, 2015 to the Reporting Person under the Issuer's 2015 Omnibus Incentive Plan. 21,014 shares of Common Stock became exercisable on October 19, 2016, and 21,015 shares of Common Stock became exercisable on each of October 19, 2017, October 19, 2018 and October 19, 2019.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 15:28 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 84,059 $58.90 $4,951,075.10
Disclosure

SEC source: 0001003078-21-000244 · certent-form4.xml · nonDerivative · entry 1

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionDividend Equivalent Units · Derivative 78.176 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · derivative · entry 20

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 78.176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · derivative · entry 19

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F8 · derivative.exercise_date: 1,002 of 4,011 RSUs granted on November 6, 2020 vested on November 6, 2021 and 1,003 RSUs vested on November 8, 2021.

F8 · derivative.expiration_date: 1,002 of 4,011 RSUs granted on November 6, 2020 vested on November 6, 2021 and 1,003 RSUs vested on November 8, 2021.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionDividend Equivalent Units · Derivative 199.988 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · derivative · entry 18

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78

Underlying: Class A Common Stock, $0.001 par value · 199.988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionRestricted Stock Units (RSU) · Derivative 983 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · derivative · entry 17

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: 982 of 3,930 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021, and 983 RSUs vested on November 8, 2021.

F7 · derivative.expiration_date: 982 of 3,930 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021, and 983 RSUs vested on November 8, 2021.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionDividend Equivalent Units · Derivative 129.24 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · derivative · entry 16

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

Underlying: Class A Common Stock, $0.001 par value · 129.24 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionRestricted Stock Units (RSU) · Derivative 529 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · derivative · entry 15

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 528 of 2,643 RSUs granted on October 17, 2018 vested on each of October 17, 2019 and October 17, 2020, and 529 RSUs vested on each of October 17, 2021 and November 8, 2021.

F6 · derivative.expiration_date: 528 of 2,643 RSUs granted on October 17, 2018 vested on each of October 17, 2019 and October 17, 2020, and 529 RSUs vested on each of October 17, 2021 and November 8, 2021.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionDividend Equivalent Units · Derivative 152.877 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · derivative · entry 14

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Underlying: Class A Common Stock, $0.001 par value · 152.877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionRestricted Stock Units (RSU) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · derivative · entry 13

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.001 par value · 553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 553 RSUs vested on each of October 20, 2020, October 20, 2021 and November 8, 2021.

F5 · derivative.expiration_date: 552 of 2,763 RSUs granted on October 20, 2017 vested on each of October 20, 2018 and October 20, 2019. 553 RSUs vested on each of October 20, 2020, October 20, 2021 and November 8, 2021.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Tax withholdingClass A Common Stock, $0.001 par value 484.176 $85.50 $41,397.05
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 12

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,192

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 78.176 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 11

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 1,003 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 10

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Tax withholdingClass A Common Stock, $0.001 par value 528.988 $85.50 $45,228.47
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 9

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,595

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 199.988 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 8

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 983 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 7

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Tax withholdingClass A Common Stock, $0.001 par value 277.24 $85.50 $23,704.02
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 6

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,941

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 129.24 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 5

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 529 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 4

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Tax withholdingClass A Common Stock, $0.001 par value 209.877 $85.50 $17,944.48
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 3

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,560

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 152.877 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 2

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 15:55 UTC
Heerdt Kari DSVP, New Business Innovation
Exercise / conversionClass A Common Stock, $0.001 par value 553 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000241 · certent-form4.xml · nonDerivative · entry 1

Heerdt Kari D · CIK 0001472094 · SVP, New Business Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionDividend Equivalent Units · Derivative 51.753 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · derivative · entry 11

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Class A Common Stock, $0.001 par value · 51.753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionRestricted Stock Units (RSU) · Derivative 664 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · derivative · entry 10

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Class A Common Stock, $0.001 par value · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: 664 of 2,657 RSUs granted on November 6, 2020 vested on November 6, 2021. 664 RSUs vest on each of November 6, 2022 and November 6, 2023, and 665 RSUs vest on November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: 664 of 2,657 RSUs granted on November 6, 2020 vested on November 6, 2021. 664 RSUs vest on each of November 6, 2022 and November 6, 2023, and 665 RSUs vest on November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionDividend Equivalent Units · Derivative 132.443 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · derivative · entry 9

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745

Underlying: Class A Common Stock, $0.001 par value · 132.443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionRestricted Stock Units (RSU) · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · derivative · entry 8

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

Underlying: Class A Common Stock, $0.001 par value · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 651 of 2,604 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021. 651 RSUs vest on each of November 6, 2022 and November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 651 of 2,604 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021. 651 RSUs vest on each of November 6, 2022 and November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 par value 231.753 $84.96 $19,689.73
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · nonDerivative · entry 6

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,083

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 51.753 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · nonDerivative · entry 5

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 664 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · nonDerivative · entry 4

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Tax withholdingClass A Common Stock, $0.001 par value 260.443 $84.96 $22,127.24
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · nonDerivative · entry 3

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,599

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 132.443 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · nonDerivative · entry 2

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:23 UTC
POLLI GREGORYSVP, PRODUCT MANAGEMENT
Exercise / conversionClass A Common Stock, $0.001 par value 651 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000239 · certent-form4.xml · nonDerivative · entry 1

POLLI GREGORY · CIK 0001671678 · SVP, PRODUCT MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent Units · Derivative 78.098 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · derivative · entry 11

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046

Underlying: Class A Common Stock, $0.001 par value · 78.098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,002 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · derivative · entry 10

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009

Underlying: Class A Common Stock, $0.001 par value · 1,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: 1,002 of 4,011 RSUs granted on November 6, 2020 vested on November 6, 2021. 1,003 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: 1,002 of 4,011 RSUs granted on November 6, 2020 vested on November 6, 2021. 1,003 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionDividend Equivalent Units · Derivative 199.784 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · derivative · entry 9

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124

Underlying: Class A Common Stock, $0.001 par value · 199.784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionRestricted Stock Units (RSU) · Derivative 982 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · derivative · entry 8

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966

Underlying: Class A Common Stock, $0.001 par value · 982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 982 of 3,930 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021. 983 RSUs vest on each of November 6, 2022, and November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 982 of 3,930 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021. 983 RSUs vest on each of November 6, 2022, and November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Tax withholdingClass A Common Stock, $0.001 par value 321.098 $84.96 $27,280.49
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · nonDerivative · entry 6

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 78.098 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · nonDerivative · entry 5

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 1,002 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · nonDerivative · entry 4

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Tax withholdingClass A Common Stock, $0.001 par value 351.784 $84.96 $29,887.57
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · nonDerivative · entry 3

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,461

F4 · shares: Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 199.784 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · nonDerivative · entry 2

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:21 UTC
BARUCH STEVEN NEVP, STRATEGY & MARKETING
Exercise / conversionClass A Common Stock, $0.001 par value 982 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000237 · certent-form4.xml · nonDerivative · entry 1

BARUCH STEVEN N · CIK 0001671741 · EVP, STRATEGY & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · balance_after: Includes shares acquired under the company's Associate Stock Purchase Plan.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:19 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent Units · Derivative 634.99 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000235 · certent-form4.xml · derivative · entry 12

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,533

Underlying: Class A Common Stock, $0.001 par value · 634.99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:19 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 8,147 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000235 · certent-form4.xml · derivative · entry 11

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,444

Underlying: Class A Common Stock, $0.001 par value · 8,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: 8,147 of 32,591 RSUs granted on November 6, 2020 vested on November 6, 2021. 8,148 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: 8,147 of 32,591 RSUs granted on November 6, 2020 vested on November 6, 2021. 8,148 RSUs vest on each of November 6, 2022, November 6, 2023, and November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:19 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionDividend Equivalent Units · Derivative 1,624.314 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000235 · certent-form4.xml · derivative · entry 10

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,168

Underlying: Class A Common Stock, $0.001 par value · 1,624.314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.expiration_date: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:19 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,984 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000235 · certent-form4.xml · derivative · entry 9

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,969

Underlying: Class A Common Stock, $0.001 par value · 7,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 7,984 of 31,937 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021. 7,984 RSUs vest on November 6, 2022, and 7,985 RSUs vest on November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 7,984 of 31,937 RSUs granted on November 6, 2019 vested on each of November 6, 2020 and November 6, 2021. 7,984 RSUs vest on November 6, 2022, and 7,985 RSUs vest on November 6, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:19 UTC
GERSHWIND ERIKDirector · President and CEO
Tax withholdingClass A Common Stock, $0.001 par value 0.99 $84.96 $84.11
Disclosure

SEC source: 0001003078-21-000235 · certent-form4.xml · nonDerivative · entry 6

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,622

F3 · shares: Disposition of Class A Common Stock to the Issuer to partially cover tax withholding obligations arising from the vesting of RSUs and DEUs.

Read SEC document
November 06, 2021 Filed Nov 9, 2021 22:19 UTC
GERSHWIND ERIKDirector · President and CEO
Exercise / conversionClass A Common Stock, $0.001 par value 634.99 $0.00 $0.00
Disclosure

SEC source: 0001003078-21-000235 · certent-form4.xml · nonDerivative · entry 5

GERSHWIND ERIK · CIK 0001200390 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.