MSFT

SEC source: 0001225208-16-025614 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,992,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.5000 to $55.0400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

SEC source: 0001418812-16-000091 · primary_doc.xml · nonDerivative · entry 1

Morfit G Mason · CIK 0001325920 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

ValueAct Co-Invest Master Fund, L.P. · CIK 0001579734 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

F1 · shares: Represents stock award which is fully vested on the date of grant. The stock award reported hereunder was made pursuant to the Issuer's Director compensation policy. The securities reported herein were awarded to Mr. Morfit pursuant to the Issuer's Director compensation policy.

F2 · ownership.direct: Under an agreement with ValueAct Capital, G. Mason Morfit is deemed to hold the shares for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001626431-16-000091 · edgar.xml · nonDerivative · entry 1

List Teri L. · CIK 0001529370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,398

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-16-000092 · edgar.xml · derivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,542

Underlying: Common Stock · 907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-16-000093 · edgar.xml · nonDerivative · entry 1

PANKE HELMUT · CIK 0001268397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,212

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-16-000094 · edgar.xml · derivative · entry 2

PETERSON SANDRA E · CIK 0001192752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474

Underlying: Common Stock · 1,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-16-000095 · edgar.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,365

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-16-000096 · edgar.xml · nonDerivative · entry 1

STANTON JOHN W · CIK 0000904858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,699

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-16-000097 · edgar.xml · derivative · entry 3

THOMPSON JOHN WENDELL · CIK 0001207433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,597

Underlying: Common Stock · 2,495 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested.

F2 · derivative.expiration_date: The restricted stock units are fully vested.

F3 · balance_after: Delivery of the shares to the reporting person will be made in five equal annual installments beginning 30 days after the reporting person's separation from service on the Board of Director.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-16-000098 · edgar.xml · derivative · entry 2

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283

Underlying: Common Stock · 283 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-16-000098 · edgar.xml · nonDerivative · entry 1

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-16-000110 · edgar.xml · nonDerivative · entry 1

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-16-000125 · edgar.xml · nonDerivative · entry 1

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-15-000086 · edgar.xml · derivative · entry 2

List Teri L. · CIK 0001529370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-15-000087 · edgar.xml · derivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,634

Underlying: Common Stock · 528 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-15-000088 · edgar.xml · derivative · entry 4

THOMPSON JOHN WENDELL · CIK 0001207433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,101

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F4 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in five equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.

F4 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in five equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.

F5 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-15-000088 · edgar.xml · derivative · entry 3

THOMPSON JOHN WENDELL · CIK 0001207433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,778

Underlying: Common Stock · 167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.

F5 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-15-000085 · edgar.xml · nonDerivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,155

SEC source: 0001626431-15-000084 · edgar.xml · nonDerivative · entry 1

Hood Amy · CIK 0001576843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,917

SEC source: 0001418812-15-000084 · primary_doc.xml · nonDerivative · entry 1

Morfit G Mason · CIK 0001325920 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

ValueAct Co-Invest Master Fund, L.P. · CIK 0001579734 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679

F1 · shares: Represents stock award which is fully vested on the date of grant. The stock award reported hereunder was made pursuant to the Issuer's Director compensation policy. The securities reported herein were awarded to Mr. Morfit pursuant to the Issuer's Director compensation policy.

F2 · ownership.direct: Under an agreement with ValueAct Capital, G. Mason Morfit is deemed to hold the shares for the benefit of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001626431-15-000075 · edgar.xml · nonDerivative · entry 1

Klawe Maria · CIK 0001458332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,148

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-15-000076 · edgar.xml · nonDerivative · entry 1

List Teri L. · CIK 0001529370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-15-000077 · edgar.xml · derivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,106

Underlying: Common Stock · 679 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-15-000079 · edgar.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,457

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-15-000078 · edgar.xml · nonDerivative · entry 2

PANKE HELMUT · CIK 0001268397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,304

SEC source: 0001626431-15-000078 · edgar.xml · nonDerivative · entry 1

PANKE HELMUT · CIK 0001268397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,508

F1 · shares: Represents stock award which is fully vested on the date of grant.

SEC source: 0001626431-15-000080 · edgar.xml · nonDerivative · entry 1

STANTON JOHN W · CIK 0000904858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,791

F1 · shares: Represents stock award which is fully vested on the date of grant.

F2 · balance_after: Includes 40,239 shares transferred from Indirect ownership to Direct ownership.

SEC source: 0001626431-15-000081 · edgar.xml · derivative · entry 3

THOMPSON JOHN WENDELL · CIK 0001207433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,042

Underlying: Common Stock · 2,603 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested.

F2 · derivative.expiration_date: The restricted stock units are fully vested.

F3 · balance_after: Delivery of the shares to the reporting person will be made in five equal annual installments beginning 30 days after the reporting person's separation from service on the Board of Directors.

SEC source: 0001626431-16-000093 · edgar.xml · nonDerivative · entry 2

PANKE HELMUT · CIK 0001268397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,939

SEC source: 0001418812-15-000071 · primary_doc.xml · nonDerivative · entry 4

Morfit G Mason · CIK 0001325920 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

ValueAct Co-Invest Master Fund, L.P. · CIK 0001579734 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,544,349

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Co-Invest Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Co-Invest Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Co-Invest Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. G. Mason Morfit is a member of the management board of ValueAct Holdings GP, LLC.

SEC source: 0001418812-15-000071 · primary_doc.xml · nonDerivative · entry 3

Morfit G Mason · CIK 0001325920 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

ValueAct Co-Invest Master Fund, L.P. · CIK 0001579734 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 51,078,742

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. G. Mason Morfit is a member of the management board of ValueAct Holdings GP, LLC.

SEC source: 0001418812-15-000071 · primary_doc.xml · nonDerivative · entry 2

Morfit G Mason · CIK 0001325920 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

ValueAct Co-Invest Master Fund, L.P. · CIK 0001579734 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,803,829

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Co-Invest Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Co-Invest Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Co-Invest Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. G. Mason Morfit is a member of the management board of ValueAct Holdings GP, LLC.

SEC source: 0001418812-15-000071 · primary_doc.xml · nonDerivative · entry 1

Morfit G Mason · CIK 0001325920 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

ValueAct Co-Invest Master Fund, L.P. · CIK 0001579734 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 53,469,262

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. G. Mason Morfit is a member of the management board of ValueAct Holdings GP, LLC.

SEC source: 0001225208-15-020101 · doc4.xml · nonDerivative · entry 3

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,992,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $53.2250 to $53.8100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

SEC source: 0001626431-15-000072 · edgar.xml · nonDerivative · entry 1

Capossela Christopher C · CIK 0001601944 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,809

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.49 to 53.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001225208-15-020101 · doc4.xml · nonDerivative · entry 2

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,992,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $52.8800 to $53.8750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

SEC source: 0001225208-15-020101 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,796,414

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.8800 to $53.9800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

SEC source: 0001626431-15-000071 · edgar.xml · nonDerivative · entry 1

BROD FRANK H · CIK 0001183681 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,889

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.51 to $53.512. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001225208-15-020027 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,992,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.5900 to $54.3500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

SEC source: 0001626431-15-000070 · edgar.xml · nonDerivative · entry 1

TURNER BRIAN KEVIN · CIK 0001196952 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,080

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.70 to 53.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001225208-15-019955 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,992,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.4250 to $54.3100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

SEC source: 0001626431-15-000069 · edgar.xml · nonDerivative · entry 1

Hood Amy · CIK 0001576843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,217

SEC source: 0001626431-15-000062 · edgar.xml · nonDerivative · entry 1

Nadella Satya · CIK 0001513142 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,822

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2016, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

SEC source: 0001626431-15-000063 · edgar.xml · nonDerivative · entry 1

TURNER BRIAN KEVIN · CIK 0001196952 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,579

F1 · shares: Represents stock award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2016, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

SEC source: 0001626431-15-000064 · edgar.xml · nonDerivative · entry 1

Hood Amy · CIK 0001576843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,734

F1 · shares: Represents stock award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2016, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

SEC source: 0001626431-15-000065 · edgar.xml · nonDerivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · President/Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,655

F1 · shares: Represents stock award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2016, and then at the rate of 12.5% each 6 months thereafter, subject to continued employment.

SEC source: 0001626431-15-000066 · edgar.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · EVP, Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,131

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2016, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

SEC source: 0001626431-15-000067 · edgar.xml · nonDerivative · entry 1

Capossela Christopher C · CIK 0001601944 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,809

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2016, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

SEC source: 0001626431-15-000068 · edgar.xml · nonDerivative · entry 1

Hogan Kathleen T · CIK 0001626431 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,555

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2016, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

SEC source: 0001626431-15-000059 · edgar.xml · derivative · entry 2

List Teri L. · CIK 0001529370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,518

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.